Galaxy Digital Inc. SEC Filings

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported an exercise-and-sale transaction in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in open-market transactions at a weighted average price of $34.224 per share, with individual sale prices ranging from $34.19 to $34.27. After these transactions, he directly holds 44,934 shares of Class A common stock. Footnotes indicate an additional 11,797 shares are scheduled to be delivered upon vesting of restricted share units, and 710 stock options remain vested and exercisable until March 29, 2028.

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a mix of option exercise and share sale in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in an open-market transaction at a weighted average price of $31.623 per share, with individual trades ranging from $31.59 to $31.68. After these transactions, he directly holds 51,934 shares of Class A common stock, plus 11,797 additional shares scheduled for delivery upon vesting of restricted share units, and 12,710 vested stock options that remain exercisable until March 29, 2028.

Galaxy Digital Inc. Chief Executive Officer Michael Novogratz reported a routine tax-related share disposition tied to equity compensation. On June 1, 2026, 4,683 shares of Class A Common Stock were withheld at $29.58 per share to cover taxes when 8,468 restricted share units (RSUs) vested.

After this withholding, his direct holdings totaled 445,021 Class A shares. Footnotes state this figure includes 335,533 shares of Class A Common Stock that will be delivered in settlement of RSUs, assuming continued service through their respective vesting dates. The transaction does not reflect an open-market sale.

Galaxy Digital Inc. President and CIO Christopher C. Ferraro reported routine equity compensation activity. On June 1, 2026, 7,621 restricted share units vested, and 3,891 shares of Class A common stock were withheld to cover taxes, leaving 858,292 Class A shares held directly. He also holds Class B common stock exchangeable into 3,411,001 Class A shares and stock options over additional Class A shares with exercise prices between $4.83 and $11.77 per share.

Galaxy Digital Inc. Chief Operating Officer Erin Elizabeth Brown reported a tax-withholding disposition of 1,951 shares of Class A common stock on June 1, 2026. These shares were withheld at $29.58 per share to cover taxes when 4,403 restricted share units vested.

After this withholding, Brown directly holds 238,201 shares of Class A common stock. Footnotes also state that 166,058 additional shares are scheduled to be delivered in settlement of RSUs, subject to her continued service through future vesting dates.

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a routine tax-related share disposition. On June 1, 2026, 161 shares of Class A common stock were withheld to cover taxes when 445 restricted share units vested. After this withholding, he directly holds 58,934 shares, and his position also reflects 11,797 additional shares to be delivered over time as remaining RSUs vest.

Galaxy Digital Inc. held its 2026 annual meeting of stockholders, where investors approved all four proposals, including the full director slate, executive pay, and auditor ratification. A quorum was present, with 115,933,130 Class A shares and 193,238,854 Class B shares representing approximately 79.22% of combined voting power.

Six directors, including Michael Novogratz and Michael Daffey, were elected, each receiving over 271 million votes in favor, with broker non-votes of 36,759,367 on the director proposals. Stockholders ratified KPMG LLP as independent auditor with 308,555,576 votes for and approved, on an advisory basis, compensation for named executive officers with 256,939,983 votes for.

On the advisory “say‑on‑frequency” vote, stockholders indicated a preference for annual votes on executive compensation, with 270,699,961 votes for a one‑year frequency. The board has decided that future advisory votes on executive compensation will be held every year until the next frequency vote or a different frequency is later determined.

Galaxy Digital Inc. director Michael D. Daffey reported an exercise-and-sell transaction involving Class A Common Stock. He exercised stock options for 250,000 shares at an exercise price of $16.54 per share before their May 27, 2026 expiry, receiving Class A shares. He then sold a total of 250,000 shares in open-market trades at weighted average prices of $28.66 and $29.27 per share, with individual trades ranging from $28.16 to $29.65. After these transactions, he directly holds 1,505,419 Class A shares, including 5,419 shares to be delivered from deferred share unit awards, indicating he retains a substantial equity position.

Fidelity Brokerage Services LLC submitted a Form 144 notice reporting an affiliate sale of 250,000 shares of Class A common stock. The filing lists aggregate amounts of $7,193,300.00 and a separate figure $7,395,000.00, with an as of date of 05/22/2026.

The notice references an option granted on 05/27/2021 and shows the selling party as Michael Daffey at an address in New York.