Welcome to our dedicated page for Galaxy Digital SEC filings (Ticker: GLXY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Galaxy Digital Inc. (GLXY) SEC filings page aggregates the company’s regulatory disclosures, giving investors structured access to its capital markets activity, segment reporting, and major corporate agreements. As a registrant with the U.S. Securities and Exchange Commission, Galaxy files current reports on Form 8-K, a registration statement on Form S-1, and related documents that outline its financial condition and strategic initiatives.
Galaxy’s Form 8-K filings cover a range of material events, including entry into credit agreements, issuance of exchangeable senior notes, strategic equity investments, and partnerships. For example, the company has reported a senior secured term loan facility for the Galaxy Helios I data center project in Texas, as well as the issuance of 0.50% Exchangeable Senior Notes due 2031 through Galaxy Digital Holdings LP. These filings describe key terms such as maturity, interest, exchange rights into Class A common stock, redemption provisions, and events of default.
The company’s filings also include registration rights agreements related to both its exchangeable notes and private strategic equity investments. These documents explain how shares issued upon note exchange or sold in private placements may be registered for resale, including deadlines for filing shelf registration statements and the circumstances under which additional interest may be payable if registration obligations are not met.
Galaxy’s Form S-1 registration statement provides broader context on its business, capital structure, and operating segments, detailing areas such as Digital Assets, Data Centers, and Treasury & Corporate. It includes information on revenue categories like digital asset sales, fee income, blockchain rewards, proprietary mining, and lending, as well as disclosures about Class A and Class B common stock.
On this page, Stock Titan surfaces these filings alongside AI-powered summaries that help explain complex provisions in plain language. Investors can use the feed to monitor new 8-Ks, the S-1 and any amendments, and other key filings, while AI-generated highlights point to important sections on debt covenants, exchange mechanics, registration obligations, and segment disclosures relevant to GLXY.
Galaxy Digital Inc. describes a diversified business built around digital assets and high-performance computing (HPC) infrastructure. The company serves over 1,600 trading counterparties and reports approximately $12.3 billion in assets across its platform as of December 31, 2025.
Operations span trading, investment banking, asset management, staking, tokenization, and custodial technology, alongside a growing AI/HPC data center segment centered on the Helios campus in Texas with over 1.6 GW of approved power capacity and long-term leases with CoreWeave. Galaxy reported net income (loss) of $(482) million for the quarter ended and $(241) million, $347 million, and $229 million for the years 2025, 2024, and 2023, highlighting significant earnings volatility tied to crypto markets.
Capital Research Global Investors has disclosed a significant ownership position in Galaxy Digital Inc. common stock. As of 12/31/2025, it is deemed the beneficial owner of 18,161,998 shares, representing 9.4% of the 192,417,339 shares believed to be outstanding.
The filing states that Capital Research Global Investors holds sole voting and sole dispositive power over these shares, with no shared voting or dispositive power. The position is described as being acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Galaxy Digital. The filing also notes Capital World Growth and Income Fund as a party with rights to dividends or sale proceeds related to more than 5% of the class.
Galaxy Digital Inc. received an amended Schedule 13G indicating that Michael E. Novogratz beneficially owns 192,161,415 shares of Class A common stock, representing 49.937% of the class. This total includes 46,312 shares held directly and 192,115,103 shares issuable upon conversion of LP Units and related Class B shares held through Galaxy Group Investments LLC, which he controls. The ownership percentage is calculated against 192,695,681 Class A shares outstanding as of December 31, 2025 plus the 192,115,103 shares issuable upon LP Unit conversion. Galaxy Group Investments LLC separately reports beneficial ownership of 192,115,103 shares, or 49.925%, while Novofam Macro LLC reports no beneficial ownership.
Galaxy Digital Inc. director Douglas R. Deason reported indirect open-market purchases of Class A Common Stock through Deason Capital LLC on February 4, 2026. Deason Capital LLC bought 5,000 shares at $20.75, 10,000 shares at $20.50, and 10,000 shares at $21.12, bringing its indirectly held position to 59,000 shares.
Separately, Deason is shown with 23,482 directly held shares tied to deferred share unit awards. These DSUs were granted on August 6, 2025 and are scheduled to vest in tranches on June 15, 2026, September 1, 2026, September 1, 2027 and September 1, 2028, subject to continued service. He disclaims beneficial ownership of certain securities beyond his pecuniary interest.
Galaxy Digital Inc.’s Chief Operating Officer, Erin Elizabeth Brown, reported an equity compensation award on a Form 4. On February 3, 2026, she received 97,497 shares of Class A common stock in the form of restricted stock units, at a reported price of $0.00 per share.
Each RSU converts into one share of Class A common stock as it vests. After this grant, Brown beneficially owns 295,585 shares of Class A common stock to be delivered upon settlement of multiple RSU awards, which vest on scheduled dates in 2026 and 2027, subject to continued service.
Galaxy Digital Inc.'s Chief Financial Officer, Anthony Paquette, received an award tied to 97,497 shares of Class A common stock on February 3, 2026. These shares are issuable upon vesting of restricted stock units, each representing one share of Class A common stock.
After this award, Paquette beneficially owns 430,777 Class A shares, including 281,250 shares linked to RSUs scheduled to vest in tranches on December 26, 2026, 2027, and 2028, and 97,497 shares linked to RSUs beginning to vest on March 1, 2027 with additional quarterly vesting.
Galaxy Digital Inc. Chief Accounting Officer Robert Daniel Rico reported an equity award under the company’s stock plan. On February 3, 2026, he received 5,168 shares of Class A common stock at a price of $0.00 per share, issuable upon vesting of restricted stock units (RSUs). Following this grant, he beneficially owned 63,478 shares of Class A common stock.
The filing explains that each RSU converts into one share when it vests. It also notes that 24,395 of the reported shares are tied to previously granted RSU awards with vesting schedules running through March 1, 2027 and later quarterly installments, all subject to continued service.
Galaxy Digital Inc. reported an insider equity grant for Chief Executive Officer and director Michael Novogratz. On February 3, 2026, he was credited with 174,262 shares of Class A common stock tied to new restricted stock units (RSUs), at a price of $0.00 per share.
Each RSU represents one share of Class A common stock when it vests. After this award, Novogratz is shown as beneficially owning 523,183 Class A shares, including 476,871 shares to be delivered as existing RSUs vest over time, subject to continued service and scheduled vesting dates through 2027.
Galaxy Digital Inc. Chief Legal Officer Matthew W. Friedrich received an award of 71,405 shares of Class A common stock on February 3, 2026, reported as an acquisition at no per-share price because it reflects restricted stock units (RSUs).
Each RSU converts into one Class A share. After this grant, 311,405 shares are reported as beneficially owned, to be delivered upon RSU settlement. The footnotes explain that 240,000 RSUs were granted on September 8, 2025, vesting in four equal annual installments, and 71,405 RSUs were granted on February 3, 2026, with 23,564 vesting on March 1, 2027 and the remainder in eight equal quarterly installments, all subject to continued service.
Galaxy Digital Inc. President and CIO Christopher C. Ferraro reported an equity award of 174,262 restricted stock units (RSUs) of Class A common stock on February 3, 2026. Each RSU converts into one Class A share upon vesting, with future vesting tied to continued service.
After this award, Ferraro beneficially owned 862,183 Class A shares, including 444,297 shares to be delivered upon settlement of previously granted RSUs. He also holds stock options covering 81,319, 1,000,000 and 409,271 Class A shares at exercise prices of $9.63, $4.83 and $11.77 respectively, plus 3,411,001 Class B shares that are exchangeable on a one-for-one basis for Class A shares.