Galaxy Digital CEO-linked LLC buys 528,757 shares

The reported direct position includes 327,065 RSU shares to be delivered upon settlement, subject to continued service through the applicable vesting date.

Available on EDGAR 11/05/2026 - 04:47 PM EST Accepted by SEC EDGAR 11/05/2026 - 04:46 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Galaxy Digital Inc. Class A Common Stock was purchased indirectly through Galaxy Group Funding ECI U LLC: 528,757 shares at a weighted-average price of $12.694 per share and 231,243 shares at $13.632 per share on November 5, 2026. The LLC is wholly owned by Galaxy Group Investments LLC, which is controlled by Michael Novogratz, Galaxy Digital’s Chief Executive Officer. The reported prices reflect multiple transactions within ranges of $12.34 to $13.34 and $13.371 to $13.870, respectively. Michael Novogratz’s reported direct holdings were 440,338 shares, including 327,065 shares to be delivered upon settlement of restricted share unit awards, subject to continued service through the applicable vesting date.

Insider Trade Summary

Net Buyer: 760,000 shares

Net Buy 2 txns

Insider Novogratz Michael, Galaxy Group Investments LLC

Role Chief Executive Officer | 10% Owner

Bought 760,000 shs ($9.86M)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock F1, F2	528,757	$12.694	$6.71M
Purchase	Class A Common Stock F3, F2	231,243	$13.632	$3.15M
Holding	Class A Common Stock F4, F5	--	--	--

Holdings After Transaction: Class A Common Stock — 760,000 shares (Indirect, Held by Galaxy Group Funding ECI U LLC); Class A Common Stock — 440,338 shares (Direct)

Footnotes (5)

1. F1. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $13.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
2. F2. Galaxy Group Funding ECI U LLC is wholly-owned by Galaxy Group Investments LLC, which is controlled by the Reporting Person.
3. F3. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.371 to $13.870 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
4. F4. Includes 327,065 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"), subject to continued service through the applicable vesting date.
5. F5. Each RSU represents the right to receive one share of Class A common stock.

Key Figures

Shares purchased: 528,757 shares Weighted-average purchase price: $12.694 per share Purchase price range: $12.34 to $13.34 per share +5 more

8 metrics

Shares purchased 528,757 shares November 5, 2026

Weighted-average purchase price $12.694 per share For 528,757 shares purchased November 5, 2026

Purchase price range $12.34 to $13.34 per share Multiple transactions for the 528,757-share purchase; inclusive

Shares purchased 231,243 shares November 5, 2026

Weighted-average purchase price $13.632 per share For 231,243 shares purchased November 5, 2026

Purchase price range $13.371 to $13.870 per share Multiple transactions for the 231,243-share purchase; inclusive

Direct holdings 440,338 shares Reported holdings

Shares to be delivered upon RSU settlement 327,065 shares Subject to continued service through the applicable vesting date

Key Terms

weighted average price, restricted share unit awards, vesting date

3 terms

weighted average price financial

"The reported price in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted share unit awards financial

"shares of Class A Common Stock to be delivered in settlement of restricted share unit awards"

vesting date financial

"subject to continued service through the applicable vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GLXY shares did Galaxy Group Funding ECI U LLC buy?

Galaxy Group Funding ECI U LLC bought 528,757 shares and 231,243 shares of Galaxy Digital Inc. Class A Common Stock on November 5, 2026; it is wholly owned by Galaxy Group Investments LLC, which Michael Novogratz controls.

What were the prices for the GLXY share purchases?

The reported weighted-average prices were $12.694 per share for 528,757 shares and $13.632 per share for 231,243 shares. The corresponding multi-transaction price ranges were $12.34 to $13.34 and $13.371 to $13.870, inclusive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Novogratz Michael

(Last) (First) (Middle)

C/O GALAXY DIGITAL INC.

300 VESEY ST.

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/05/2026		P		528,757	A	$12.694(1)	528,757	I	Held by Galaxy Group Funding ECI U LLC(2)
Class A Common Stock	11/05/2026		P		231,243	A	$13.632(3)	760,000	I	Held by Galaxy Group Funding ECI U LLC(2)
Class A Common Stock								440,338(4)(5)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Novogratz Michael

(Last) (First) (Middle)

C/O GALAXY DIGITAL INC.

300 VESEY ST.

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

1. Name and Address of Reporting Person^*

Galaxy Group Investments LLC

(Last) (First) (Middle)

107 GRAND ST.

(Street)

NEW YORK NEW YORK 10013

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $13.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

2. Galaxy Group Funding ECI U LLC is wholly-owned by Galaxy Group Investments LLC, which is controlled by the Reporting Person.

3. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.371 to $13.870 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

4. Includes 327,065 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"), subject to continued service through the applicable vesting date.

5. Each RSU represents the right to receive one share of Class A common stock.

Remarks:

	/s/ Frances Fuqua, Attorney-in-Fact for Michael Novogratz	11/05/2026
	/s/ Frances Fuqua, Attorney-in-Fact for Galaxy Group Investments LLC	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)