STOCK TITAN

[Form 4] Galaxy Digital Inc. Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a mix of option exercise and share sale in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in an open-market transaction at a weighted average price of $31.623 per share, with individual trades ranging from $31.59 to $31.68. After these transactions, he directly holds 51,934 shares of Class A common stock, plus 11,797 additional shares scheduled for delivery upon vesting of restricted share units, and 12,710 vested stock options that remain exercisable until March 29, 2028.

Positive

  • None.

Negative

  • None.

Insights

Routine option exercise paired with a net sale, with sizable holdings retained.

Rico Robert Daniel, Chief Accounting Officer of Galaxy Digital Inc., exercised options for 12,000 Class A shares at an exercise price of $4.83 and sold 19,000 shares at a weighted average of $31.623 per share.

The pattern reflects an exercise-and-sell sequence, converting part of an option position into cash while keeping equity exposure. After the trades, he holds 51,934 shares, 11,797 RSU-settled shares, and 12,710 vested options exercisable until March 29, 2028.

The transactions represent a net share reduction, but with substantial remaining ownership and no indication of a special plan or unusual event in the excerpt, they appear consistent with routine liquidity and compensation management rather than a thesis-changing signal.

Insider Rico Robert Daniel
Role Chief Accounting Officer
Sold 19,000 shs ($601K)
Type Security Shares Price Value
Exercise Stock Options 12,000 $0.00 --
Exercise Class A Common Stock 12,000 $4.83 $58K
Sale Class A Common Stock 19,000 $31.623 $601K
Holdings After Transaction: Stock Options — 12,710 shares (Direct, null); Class A Common Stock — 70,934 shares (Direct, null)
Footnotes (1)
  1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $31.68 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These options are vested and exercisable until March 29, 2028.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rico Robert Daniel

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/09/2026M12,000A$4.8370,934(1)D
Class A Common Stock06/09/2026S19,000D$31.623(2)51,934(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$4.8306/09/2026M12,000 (3)03/29/2028Class A Common Stock12,000$012,710D
Explanation of Responses:
1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $31.68 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. These options are vested and exercisable until March 29, 2028.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Robert Daniel Rico06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)