Welcome to our dedicated page for Galaxy Digital SEC filings (Ticker: GLXY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Galaxy Digital Inc. (GLXY) SEC filings page aggregates the company’s regulatory disclosures, giving investors structured access to its capital markets activity, segment reporting, and major corporate agreements. As a registrant with the U.S. Securities and Exchange Commission, Galaxy files current reports on Form 8-K, a registration statement on Form S-1, and related documents that outline its financial condition and strategic initiatives.
Galaxy’s Form 8-K filings cover a range of material events, including entry into credit agreements, issuance of exchangeable senior notes, strategic equity investments, and partnerships. For example, the company has reported a senior secured term loan facility for the Galaxy Helios I data center project in Texas, as well as the issuance of 0.50% Exchangeable Senior Notes due 2031 through Galaxy Digital Holdings LP. These filings describe key terms such as maturity, interest, exchange rights into Class A common stock, redemption provisions, and events of default.
The company’s filings also include registration rights agreements related to both its exchangeable notes and private strategic equity investments. These documents explain how shares issued upon note exchange or sold in private placements may be registered for resale, including deadlines for filing shelf registration statements and the circumstances under which additional interest may be payable if registration obligations are not met.
Galaxy’s Form S-1 registration statement provides broader context on its business, capital structure, and operating segments, detailing areas such as Digital Assets, Data Centers, and Treasury & Corporate. It includes information on revenue categories like digital asset sales, fee income, blockchain rewards, proprietary mining, and lending, as well as disclosures about Class A and Class B common stock.
On this page, Stock Titan surfaces these filings alongside AI-powered summaries that help explain complex provisions in plain language. Investors can use the feed to monitor new 8-Ks, the S-1 and any amendments, and other key filings, while AI-generated highlights point to important sections on debt covenants, exchange mechanics, registration obligations, and segment disclosures relevant to GLXY.
Galaxy Digital Inc. (GLXY) filed an 8-K/A to furnish the complete Credit Agreement executed on August 15, 2025. The agreement is among Galaxy Helios I (borrower), Deutsche Bank AG, New York Branch (initial lender), and GLAS USA LLC (administrative and collateral agent), with other lenders party from time to time.
The amendment provides the full text of the Credit Agreement as Exhibit 10.1, as required by Item 601(b)(10) of Regulation S‑K. Certain information has been omitted because it is not material and is treated as private or confidential, and the company undertakes to provide unredacted copies to the SEC upon request.
Galaxy Digital Inc. is registering 12,777,778 Class A shares for resale by existing stockholders. The company itself is not selling shares and will not receive any proceeds; selling stockholders receive all sale proceeds while Galaxy covers registration expenses.
The filing describes Galaxy’s Up‑C structure, where Galaxy Digital Inc. owns LP units and the general partner of GDH LP, consolidating its results while noncontrolling interests reflect outside LP holders. As of October 16, 2025, 190,922,921 Class A shares were outstanding and GDI held 48.91% of GDH LP’s economic interest.
The prospectus outlines Galaxy’s businesses in digital assets and AI/HPC data centers, its recent $460 million private placement with Capital Group, a $1.4 billion project financing for its Helios data center, and the launch of its GalaxyOne retail platform and tokenized Class A common stock.
Galaxy Digital (GLXY) insider transaction: On 10/10/2025, CEO, Director, and 10% owner Michael Novogratz reported a conversion of 2,477,055 shares of Class B common stock into Class A, followed by sales at $36 per share. The sales comprised 2,477,055 shares held by Galaxy Group Investments LLC and 522,945 shares held by Novofam Macro LLC, conducted in connection with a private placement pursuant to an investment agreement dated October 10, 2025.
After these transactions, reported beneficial holdings include 348,921 shares of Class A common stock, which includes 302,609 shares to be delivered upon RSU settlement, and 409,271 stock options with a $11.77 exercise price expiring on March 31, 2030.
Galaxy Digital (GLXY) President and CIO Christopher Ferraro reported a Form 4 transaction. On 10/10/2025, he sold 750,000 shares of Class A common stock at $36 per share in connection with a private placement pursuant to an investment agreement dated October 10, 2025, where he was a selling shareholder. Following the sale, he beneficially owns 687,921 Class A shares directly, which includes 270,035 shares to be delivered upon settlement of RSU awards with scheduled vesting through March 2027, subject to continued service.
He also reports derivative holdings: stock options for 1,000,000 shares at $4.83 (expiring 03/29/2028), 81,319 at $9.63 (03/27/2029), and 409,271 at $11.77 (03/31/2030). In addition, he holds Class B common stock corresponding to 3,411,001 shares exchangeable on a one‑for‑one basis into Class A.
Galaxy Digital Inc. (GLXY) reported an insider transaction by a 10% owner on 10/10/2025. The reporting person converted 2,477,055 shares of Class B common stock into Class A (code C) and then sold 2,477,055 Class A shares at $36 per share (code S). The sale was in connection with a private placement pursuant to an investment agreement dated October 10, 2025, in which the holder was a selling shareholder.
Following the transactions, the reporting person held 0 Class A shares directly and reported 192,115,103 derivative securities (Class B common stock).
Galaxy Digital Inc. announced a private strategic investment totaling $460 million at $36 per share. The deal comprises 9,027,778 newly issued Class A shares sold by the company and 3,750,000 shares sold by certain selling stockholders to the same institutional investor group. The company noted that no underwriting discounts or commissions apply to this sale.
In connection with the financing, Galaxy entered into a Registration Rights Agreement to register for resale 12,777,778 “Investment Shares.” The company must file a Shelf Registration Statement on Form S-1 or S-3 within 30 days of closing and use commercially reasonable efforts to obtain effectiveness as soon as practicable, including within five business days after a no‑review notice from the SEC or within 75 days if reviewed with comments. The registration will remain effective until the registered securities are sold or no holder beneficially owns them. The company also furnished a press release announcing the investment.
Galaxy Digital Inc. completed an internal exchange offer for employee equity awards. The company gave Eligible Participants a one-time chance to swap cash-settled restricted share units (NTSUP RSUs) for share-settled RSUs under its Long Term Incentive Plan.
The offer expired at 11:59 p.m. Eastern Time on September 16, 2025, with 106 employees participating. The company accepted for exchange 411,603 NTSUP RSUs, about 84.80% of the total outstanding NTSUP RSUs, and cancelled them effective September 17, 2025. In return, it granted 412,133 LTIP RSUs under the same date, with vesting terms described in the Offer to Exchange.
Galaxy Digital director Rhonda Adams-Medina reported a sale of Class A common stock on 09/12/2025. The filing shows 33,333 shares were sold in multiple transactions at a weighted average price of $29.83 per share, leaving beneficial ownership of 112,053 shares. The remaining position includes 62,886 shares to be delivered in settlement of deferred stock unit (DSU) awards that vest with continued service. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/15/2025 and lists the reporting person as a director of Galaxy Digital (GLXY).
Galaxy Digital Chief Legal Officer Matthew W. Friedrich received equity awards on 09/08/2025 consisting of 240,000 restricted stock units (RSUs) and three stock option grants of 100,000 shares each (total 300,000 options). Each RSU represents one share of Class A common stock and the 240,000 RSUs are scheduled to vest in four equal annual installments beginning on the first anniversary of the grant, subject to continued service. Each option award vests over four years with 25% vesting on each of the first four anniversaries of 09/08/2025 and expires on 09/08/2030. The option exercise prices are stated as 28.49, 33.49 and 23.49 respectively. The filing reports these holdings as direct beneficial ownership following the transactions.
Galaxy Digital Inc. (GLXY) filed an initial Form 3 for Matthew W. Friedrich, who is identified as Chief Legal Officer and an officer of the company. The filing dated 09/08/2025 reports that no securities are beneficially owned by the reporting person. The form includes an Exhibit 24 power of attorney and a signature by an attorney-in-fact.