Welcome to our dedicated page for Global Mofy AI SEC filings (Ticker: GMM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Global Mofy AI Limited (Nasdaq: GMM), a generative AI-driven technology solutions provider engaged in virtual content production and 3D digital asset development. As a foreign private issuer, Global Mofy files annual reports on Form 20-F and current reports on Form 6-K, which together offer detailed insight into its operations, financial condition, risk factors, and corporate governance.
Through these filings, investors can review disclosures on Global Mofy’s virtual technology services and digital asset development activities, its use of proprietary platforms such as Mofy Lab and Gauss AI Lab, and its positioning as a digital asset bank in China. Form 6-K reports cover a range of events, including private placement financings, warrant issuances and exercises, equity incentive plans, changes in independent registered public accounting firms, and board and committee appointments. Other filings referenced by the company, such as registration statements on Forms F-1, F-3, and S-8, relate to capital raising, resale registrations, and share incentive arrangements.
Stock Titan enhances these regulatory documents with AI-powered summaries that explain key sections of lengthy filings in clear language. Users can quickly understand the implications of Global Mofy’s financing transactions, warrant structures, equity issuances, and auditor changes without reading every page. Real-time updates from EDGAR ensure that new 6-K submissions and other relevant filings appear promptly on this page.
For those tracking governance and oversight, the filings also describe matters such as material weaknesses in internal control over financial reporting and the company’s responses, as well as the qualifications and independence determinations of audit committee members. By combining official SEC documents with AI-generated highlights, this page helps investors, analysts, and researchers interpret Global Mofy’s regulatory history, capital structure evolution, and key corporate decisions more efficiently.
Global Mofy AI Limited submitted a Form 6-K related to its upcoming annual general meeting of shareholders. The filing states that the notice of the annual general meeting, the proxy statement, and the form of proxy card are attached and incorporated by reference. These materials are meant to inform shareholders about the matters to be voted on and to provide a way for them to appoint a proxy to vote their shares at the meeting.
Global Mofy AI Limited agreed to sell 15,000,000 Class A ordinary shares in a private PIPE placement at $0.31875 per share, generating estimated net proceeds of approximately $4.8 million before expenses. The closing is expected to occur within 30 business days from the execution of the Securities Purchase Agreement.
The company plans to use the proceeds to finance working capital and general corporate purposes. The shares were sold to non-U.S. investors under exemptions from U.S. registration requirements, and the company entered into a Registration Rights Agreement to file a registration statement covering the resale of these unregistered shares.
Global Mofy AI Limited reported a share issuance tied to employee compensation. On November 7, 2025, the company issued 4,200,000 Class A ordinary shares under its October 2025 Share Incentive Plan. The shares were issued pursuant to an effective Form S-8 registration statement (Registration No. 333-291150). This update was furnished on Form 6-K as an administrative disclosure of the completed issuance to plan participants.
Global Mofy AI Limited filed a Form S-8 to register 5,000,000 Class A Ordinary Shares, par value US$0.00003, for issuance under its October 2025 Equity Incentive Plan.
The registration also covers an indeterminate number of additional shares under Rule 416(a) to prevent dilution from share splits, dividends, or similar transactions. Awards that terminate, expire, lapse, or are repurchased will again become available for issuance under the plan’s share limit.
The filing incorporates by reference the company’s future Exchange Act reports and includes customary undertakings and indemnification disclosures under Cayman Islands law and the Securities Act.
Global Mofy AI Limited announced that its Board of Directors approved and adopted a new equity incentive plan, effective October 29, 2025. The plan is intended to support stock-based compensation for eligible participants.
The company furnished the October 2025 Equity Incentive Plan as Exhibit 99.1 to this Form 6-K. Equity plans are commonly used to align employee and director compensation with long-term shareholder interests by granting equity awards under a defined framework.
Global Mofy AI Limited reported a change in its independent auditor. The Board and Audit Committee approved and ratified the appointment of Golden Ocean FAC PAC as the company’s independent registered public accounting firm, effective October 20, 2025, with approvals on October 24, 2025.
The company states that during the two most recent fiscal years ended September 30, 2024 and 2023, and subsequent interim periods prior to this engagement, neither the company nor anyone on its behalf consulted Golden Ocean FAC PAC. An exhibit includes a letter from YCM CPA INC. addressed to the U.S. Securities and Exchange Commission.
Global Mofy AI Limited reported that certain holders exercised warrants on an alternate cashless basis in September 2025, and the company issued 348,318 Class A ordinary shares. The exercises covered an aggregate of 435,397 warrants exchanged using the alternate cashless formula.
The warrants were originally issued in a private placement and are exercisable for cash at $1.515 per share or on cashless terms, including an alternate method equal to 0.8 times the underlying shares elected. The newly issued shares are registered under Form F-1 (No. 333-283609), declared effective on January 27, 2025. This report is incorporated by reference into the company’s Form F-3 shelf filed on January 28, 2025 (No. 333-284554).
Global Mofy AI Limited announced board changes. Chi Chen resigned as director and Chair of the Audit Committee, and from the Nominating and Corporate Governance and Compensation committees, effective September 30, 2025; the company stated the resignation did not stem from any disagreement with its operations, policies or procedures.
Effective October 1, 2025, Jie Zhang was appointed as director, Chair of the Audit Committee, and a member of the Nominating and Corporate Governance and Compensation committees. The Board determined she is independent under Nasdaq Rule 5605(a)(2) and qualifies as an “audit committee financial expert” under Item 407(d)(5). Under her offer letter, her term continues until a successor is duly elected and qualified, and compensation is US$40,000 per year, payable quarterly. The offer letter is filed as Exhibit 10.1 and this report is incorporated by reference into the company’s Form F-3.
Global Mofy AI Limited filed a Current Report disclosing interim materials for the six months ended March 31, 2025 and March 31, 2024. The filing includes a Management's Discussion and Analysis, unaudited interim consolidated financial statements, and an inline XBRL package. A press release dated August 18, 2025 states a 34.2% year‑over‑year increase in revenue for the six‑month period, attributed to continued R&D efforts. The report is signed by Haogang Yang, Chief Executive Officer. The interim statements are marked unaudited; no absolute revenue or profit figures are provided in the disclosed excerpt.