Guaranty Bancshares Insider Sale: 706 Shares Disposed; 7,010 KSOP Shares Indirect

Rhea-AI Filing Summary

William Travis Brown, SEVP and Chief Lending Officer of Guaranty Bancshares, Inc. (GNTY), reported insider transactions dated 08/29/2025. He sold 706 shares of common stock at $48.58 per share, leaving 615 shares held directly. He also reports 7,010 shares held indirectly through the issuer KSOP. The filing was signed by an attorney-in-fact.

Insights

Financial Analyst

TL;DR: Routine insider sale; retains larger indirect position via KSOP, suggesting limited change to overall exposure.

The Form 4 records an open-market sale of 706 shares at $48.58, reducing direct holdings to 615 shares while 7,010 shares remain indirectly held through the company KSOP. This is a small absolute sale and appears routine for liquidity or portfolio needs rather than a material shift in ownership. No derivative transactions or other material events are reported.

Corporate Governance Expert

TL;DR: Disclosure is timely and compliant, showing standard officer reporting and no red flags.

The report identifies the reporting person, role (SEVP, Chief Lending Officer), and provides required details: transaction date, price, quantities, and ownership post-transaction. The signature by an attorney-in-fact is properly noted. There are no indications of coordinated group filings or material changes to control based on the quantities reported.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown William Travis

(Last) (First) (Middle)

C/O GUARANTY BANCSHARES, INC.

201 SOUTH JEFFERSON AVE.

(Street)

MOUNT PLEASANT TX 75455

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GUARANTY BANCSHARES INC /TX/ [ GNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP - Chief Lending Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		S		706	D	$48.58	615	D
Common Stock								7,010	I	By Issuer KSOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Shalene A. Jacobson, as attorney-in-fact	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GNTY officer William Travis Brown report?

The Form 4 shows he sold 706 shares of GNTY common stock on 08/29/2025 at $48.58 per share.

How many GNTY shares does William Travis Brown own after the transaction?

He reports 615 shares owned directly and 7,010 shares owned indirectly through the issuer KSOP.

What is William Travis Brown's role at GNTY?

He is reported as an officer: SEVP - Chief Lending Officer.

Was the Form 4 signed and dated?

Yes; the filing includes a signature by /s/ Shalene A. Jacobson, as attorney-in-fact dated 08/29/2025.

Does the filing report any derivative transactions or acquisitions?

No. Table II for derivative securities shows no reported transactions in this filing.