[144/A] Genworth Financial, Inc. SEC Filing

Rhea-AI Filing Summary

Genworth Financial (GNW) filed an amended Rule 144 notice reporting a proposed sale of 86,406 common shares through J.P. Morgan Securities LLC, with an aggregate market value of $749,140. The shares represent part of the filer’s compensation: 59,080 shares were acquired on 03/25/2024 and 27,326 shares on 03/01/2024. The filing lists the approximate sale date as 08/27/2025 and reports 410,433,925 shares outstanding. The filer certifies no undisclosed material adverse information and provides standard Rule 144 representations.

Positive

• Full compliance with Rule 144 disclosure requirements including broker, share counts, acquisition dates, and nature of acquisition
• No reported sales in past three months, suggesting this filing is not part of a rapid disposal pattern

Negative

• Insider sale planned (86,406 shares), which could be perceived negatively by some investors despite being immaterial relative to outstanding shares

Insights

Securities Analyst

TL;DR: Routine insider sale notice; volume is immaterial relative to outstanding shares and appears driven by compensation.

The Form 144/A documents a planned sale of 86,406 common shares worth $749,140 via J.P. Morgan, representing roughly 0.021% of the reported 410.4 million shares outstanding. Acquisition dates and nature (compensation) are disclosed, and no prior sales in the last three months are reported. This is a standard Rule 144 disclosure to register an intended restricted-securities sale; it conveys implementation of liquidity by an insider but is unlikely to be material to GNW's market capitalization by itself.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 requirements; signer affirms no undisclosed material information, consistent with compliance practice.

The amendment provides required details: broker, exact share counts, acquisition dates, and nature of acquisition (compensation). The signature certification reiterates the filer’s representation about public disclosure and any Rule 10b5-1 trading plan. There are no red flags in the filing text itself; it reads as a compliance-driven notice rather than a governance event altering control or strategy.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	86406	749140	410433925	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/25/2024	Compensation	Issuer			59080	03/25/2024	Compensation
Common	03/01/2024	Compensation	Issuer			27326	03/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the GNW Form 144/A disclose about the number of shares to be sold?

The filing reports a proposed sale of 86,406 common shares.

When is the approximate sale date listed on GNW's Form 144/A?

The approximate date of sale is listed as 08/27/2025.

Who is the broker handling the proposed sale in the GNW filing?

The broker is J.P. Morgan Securities LLC at 390 Madison Avenue, New York, NY.

How were the shares to be sold acquired according to GNW's filing?

All shares were acquired as compensation: 59,080 on 03/25/2024 and 27,326 on 03/01/2024.

What is the aggregate market value and the shares outstanding noted in the filing?

Aggregate market value is $749,140 and shares outstanding are 410,433,925.