Genworth Financial (NYSE: GNW) CareScout CEO gains shares from RSU vesting

Rhea-AI Filing Summary

Genworth Financial reports that Samir B. Shah, Pres. & CEO of CareScout, had 15,965 Restricted Stock Units vest and convert into an equal number of shares of Common Stock on July 13, 2026. The company withheld 8,160 shares at $9.47 per share to satisfy his tax withholding obligation. Following these compensation-related transactions, Shah directly owns 123,759 shares of Genworth common stock.

Insider Trade Summary

15,965 shares exercised/converted

Mixed 3 txns

Insider Shah Samir B.

Role Pres. & CEO, CareScout

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	15,965	$0.00	--
Exercise	Common Stock	15,965	--	--
Tax Withholding	Common Stock	8,160	$9.47	$77K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 131,919 shares (Direct)

Footnotes (1)

1. Restricted Stock Units settle in Common Stock on a 1:1 basis. The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on July 13, 2026. Restricted Stock Units vested and converted to Common Stock on July 13, 2026.

Key Figures

RSUs vested and converted: 15,965 shares Shares withheld for taxes: 8,160 shares Tax withholding share value: $9.4700 per share +1 more

4 metrics

RSUs vested and converted 15,965 shares Restricted Stock Units settled into Common Stock on July 13, 2026

Shares withheld for taxes 8,160 shares Common Stock withheld to satisfy tax withholding obligation for RSU vesting

Tax withholding share value $9.4700 per share Price per share used for withholding Common Stock to cover tax liability

Direct holdings after transactions 123,759 shares Genworth common stock directly owned by Samir B. Shah after tax-withholding disposition

Key Terms

Restricted Stock Units, tax withholding obligation, derivative security, derivative exercise/conversion

4 terms

Restricted Stock Units financial

"Restricted Stock Units settle in Common Stock on a 1:1 basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units"

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/14/2026 - 04:15 PM Accepted by SEC EDGAR 07/14/2026 - 04:15 PM Learn about SEC filing dates

FAQ

What insider equity transaction did Samir B. Shah report at Genworth (GNW)?

Samir B. Shah reported 15,965 Restricted Stock Units vesting and converting into Genworth common stock. To cover the related tax withholding obligation, the company withheld 8,160 shares, leaving his updated direct common stock holdings disclosed in the report.

How many Genworth (GNW) shares did Samir B. Shah receive from RSU vesting?

He received 15,965 shares of Genworth common stock through the vesting of Restricted Stock Units. The RSUs settled into common stock on a 1:1 basis, as disclosed, increasing his equity position before tax withholding was applied.

How many GNW shares were withheld for Samir B. Shah’s tax obligations and at what value?

Genworth withheld 8,160 shares of common stock to satisfy Samir B. Shah’s tax withholding obligation. The shares were valued at $9.47 per share for this purpose, according to the reported transaction price in the disclosure.

What is Samir B. Shah’s direct Genworth (GNW) share ownership after these transactions?

After the RSU vesting and tax withholding, Samir B. Shah directly owns 123,759 shares of Genworth common stock. This figure reflects his position following the disposition of shares used exclusively to meet his tax withholding requirement.

Were Samir B. Shah’s GNW transactions open-market trades or equity compensation events?

The reported activities are equity compensation events, not open-market trades. Restricted Stock Units vested and converted into common stock, and shares were withheld for taxes, consistent with the Form 4 codes for RSU settlement and tax-withholding disposition.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shah Samir B.

(Last) (First) (Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN VIRGINIA 23060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres. & CEO, CareScout

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/13/2026		M		15,965	A	(1)	131,919	D
Common Stock	07/13/2026		F		8,160(2)	D	$9.47	123,759	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/13/2026		M			15,965	(3)	(3)	Common Stock	15,965	$0	0	D

Explanation of Responses:

1. Restricted Stock Units settle in Common Stock on a 1:1 basis.

2. The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on July 13, 2026.

3. Restricted Stock Units vested and converted to Common Stock on July 13, 2026.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	07/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)