STOCK TITAN

Grocery Outlet (GO) director buys 275,000 shares in open-market trade

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. director Eric J. Lindberg Jr. bought 275,000 shares of Common Stock in an open-market purchase at a weighted average price of $5.98 per share. The price reflects multiple trades between $5.91 and $6.09 per share.

After this transaction, he directly holds 443,705 shares. The filing also shows additional indirect holdings, including shares held by The Lindberg Family Revocable Trust, the Lindberg Irrevocable Trust, and small positions held by a child and spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lindberg Eric J. Jr.

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 P 275,000 A $5.98(1) 443,705 D
Common Stock 1,976,670 I By Lindberg Revocable Trust(2)
Common Stock 401,500 I By Lindberg Irrevocable Trust(3)
Common Stock 460 I By child
Common Stock 460 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.91 to $6.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
2. Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
3. Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
Remarks:
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Eric J. Lindberg Jr. do in this Grocery Outlet (GO) Form 4?

Eric J. Lindberg Jr., a director of Grocery Outlet, purchased 275,000 shares of Common Stock in an open-market transaction. The weighted average purchase price was $5.98 per share, based on multiple trades between $5.91 and $6.09.

At what price did the Grocery Outlet (GO) director buy the new shares?

The director bought 275,000 Grocery Outlet shares at a weighted average price of $5.98. According to the filing, individual trades occurred at prices ranging from $5.91 to $6.09 per share on the same transaction date.

How many Grocery Outlet (GO) shares does Eric J. Lindberg Jr. now hold directly?

Following the reported open-market purchase, Eric J. Lindberg Jr. directly holds 443,705 shares of Grocery Outlet Common Stock. This figure appears in the post-transaction holdings column for his directly owned position in the Form 4.

What indirect Grocery Outlet (GO) holdings are associated with Eric J. Lindberg Jr.?

The Form 4 lists indirect holdings in Grocery Outlet shares through The Lindberg Family Revocable Trust, the Lindberg Irrevocable Trust, as well as smaller positions held by a child and a spouse, all reported as indirect ownership interests.

Was the Grocery Outlet (GO) share purchase by the director a market transaction?

Yes. The filing classifies the 275,000-share acquisition as an open-market purchase of Common Stock. It uses transaction code “P,” which indicates a purchase in the open market or a private transaction under SEC reporting rules.

Does the Grocery Outlet (GO) Form 4 mention multiple trade prices for the director’s purchase?

Yes. A footnote explains the reported $5.98 price is a weighted average, and that the 275,000 shares were bought in several trades executed between $5.91 and $6.09 per share on the transaction date.
Grocery Outlet Holding

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EMERYVILLE