STOCK TITAN

Grocery Outlet (GO) director adds 116K shares via revocable trust

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. director Erik D. Ragatz reported open-market insider purchases of the company’s Common Stock through a trust. On March 16, the Ragatz Revocable Trust bought 100,000 shares at $6.09 per share. On March 17, the trust bought an additional 16,003 shares at $5.85 per share, bringing its reported indirect holdings to 442,503 shares.

The filing also lists other positions associated with Ragatz, including 48,481 shares held directly, 5,200 shares held by his spouse, 38,000 shares in a 401(k) plan, 539,785 shares in a limited partnership controlled by him, and 19,000 shares in a limited liability company he controls.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ragatz Erik D.

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.,
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/16/2026 P 100,000 A $6.09(1) 426,500 I By Trust(2)
Common Stock 03/17/2026 P 16,003 A $5.85 442,503 I By Trust(2)
Common Stock 48,481 D
Common Stock 5,200 I By spouse
Common Stock 38,000 I By 401k (see footnote)(3)
Common Stock 539,785 I By LP (see footnote)(4)
Common Stock 19,000 I By LLC (see footnote)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.25, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.
3. By 401k plan (not affiliated with the Issuer).
4. Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
5. Reflects shares of Common Stock held by a limited liability company controlled by Mr. Ragatz.
Remarks:
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider purchases did Erik D. Ragatz report for Grocery Outlet (GO)?

Erik D. Ragatz reported two open-market purchases of Grocery Outlet Common Stock through a revocable trust, totaling 116,003 shares. The trust acquired 100,000 shares at $6.09 on March 16 and 16,003 shares at $5.85 on March 17.

At what prices did the Grocery Outlet (GO) director buy shares?

The reported trust purchases were made at $6.09 per share for 100,000 shares on March 16 and at $5.85 per share for 16,003 shares on March 17, according to the Form 4 filing data provided.

How many Grocery Outlet (GO) shares does the Ragatz Revocable Trust hold after these trades?

Following the reported open-market purchases, the Ragatz Revocable Trust is shown holding 442,503 shares of Grocery Outlet Common Stock indirectly, as reported in the Form 4 under indirect ownership “By Trust.”

What other Grocery Outlet (GO) holdings are associated with Erik D. Ragatz?

Beyond the trust position, the filing lists 48,481 shares held directly, 5,200 shares held by his spouse, 38,000 shares through a 401(k) plan, 539,785 shares via a controlled limited partnership, and 19,000 shares via a controlled LLC.

Were the Grocery Outlet (GO) trades by Erik D. Ragatz direct or indirect holdings?

The reported purchases were indirect holdings through the Ragatz Revocable Trust, where Ragatz is a trustee. The Form 4 also lists additional direct and indirect positions via his own account, spouse, 401(k), a limited partnership, and a limited liability company.
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Grocery Stores
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United States
EMERYVILLE