Welcome to our dedicated page for Grocery Outlet Holding SEC filings (Ticker: GO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Grocery Outlet Holding Corp. filings document the reporting obligations of a Delaware public grocery retailer, including results of operations, financial condition, Regulation FD updates and annual proxy governance matters. The filings cover board composition, director independence, executive compensation, equity awards and annual meeting proposals.
Material-event reports also record leadership appointments and departures, business optimization disclosures, costs associated with exit or disposal activities, lease and operator-agreement matters, and furnished earnings releases. These documents frame Grocery Outlet’s public-company governance, operating disclosures and risk-related updates around its independently operated store model.
Potter Jason J. N. reported acquisition or exercise transactions in this Form 4 filing.
Grocery Outlet Holding Corp. reported that President and CEO Jason J. N. Potter received new equity awards on March 12, 2026. He was granted 187,174 restricted stock units, each convertible into one share of common stock, vesting in three equal installments on March 1 of 2027, 2028 and 2029, subject to continued service.
He also received 280,761 performance stock units, each representing one share of common stock if earned. These performance-based RSUs are tied to specified share price goals over a three-year performance period ending on the last day of fiscal year 2028, with a potential payout range of 0–200% of the reported amount, contingent on goal achievement, continued employment and later certification by the compensation committee.
Bortner Andrea Renee reported acquisition or exercise transactions in this Form 4 filing.
Grocery Outlet Holding Corp. executive Andrea Renee Bortner reported equity awards that increase her ownership stake. She received 42,956 restricted stock units and a separate 21,479-unit RSU grant, each convertible into one share of common stock and vesting in three equal installments on March 1 of 2027, 2028 and 2029, contingent on continued service. She also received performance stock unit awards covering 64,433 and 32,218 shares of common stock. These PSUs can pay out between 0% and 200% of the reported amounts based on share price goals over a three-year performance period ending on the last day of fiscal 2028, with vesting after the Compensation Committee certifies results. Following these grants, she directly holds 82,843 shares of common stock, and an additional 44,468 shares are held indirectly through the Bortner Family Trust, where she serves as trustee.
MILLER CHRISTOPHER M reported acquisition or exercise transactions in this Form 4 filing.
Grocery Outlet Holding Corp. reported that EVP and Chief Financial Officer Christopher M. Miller received new equity awards. He was granted 49,022 restricted stock units, each convertible into one share of common stock, vesting in three equal installments on March 1 of 2027, 2028 and 2029, contingent on continued service.
Miller also received 73,533 performance stock units, with each unit tied to one share of common stock. These performance-based RSUs can pay out between 0% and 200% of the reported amount based on specified share price goals over a three-year performance period ending on the last day of fiscal year 2028, subject to certification by the compensation committee and his continued employment.
Thompson Luke D reported acquisition or exercise transactions in this Form 4 filing.
Grocery Outlet Holding Corp. reported that EVP, GC and Secretary Luke D. Thompson received new equity awards. On March 12, 2026, he was granted 40,475 restricted stock units and 20,240 restricted stock units, each RSU entitling him to one share of common stock.
The RSUs vest in three equal installments on March 1 of 2027, 2028 and 2029, conditioned on a full year of service before each vesting date. He also received performance stock units covering 60,712 and 30,359 underlying shares. These PSUs can pay out 0–200% of the reported amounts based on share price goals over a three-year period ending with fiscal year 2028, and vest after Compensation Committee certification, subject to continued employment. Following the common stock awards, he directly holds 96,238 shares.
Grocery Outlet Holding Corp. reported that executive Matthew Patrick Delly received new equity awards. He was granted 43,494 restricted stock units that convert into an equal number of common shares, vesting in three equal installments on March 1 of 2027, 2028 and 2029, contingent on continued service.
Delly also received 65,241 performance stock units, each tied to one share of common stock. These performance-based RSUs can pay out between 0% and 200% of the reported amount, depending on share price performance over a three-year period ending at the close of fiscal year 2028 and subject to board compensation committee certification and continued employment.
Grocery Outlet Holding Corp. reported that executive Frank Michael Kerr received equity awards on March 12, 2026. He was granted 43,805 restricted stock units, which convert into the same number of common shares in three equal installments on March 1 of 2027, 2028 and 2029, contingent on continued service. He also received 65,707 performance stock units tied to share price goals over a three-year period ending with fiscal 2028, with a possible payout of 0–200% of the reported amount based on performance and continued employment.
Luke Thompson reports Form 144 sales activity involving Common Stock. The filing lists 3,425 shares tied to restricted stock vesting on 03/13/2026 and discloses a prior sale of 3,785 shares on 03/09/2026. The entries are reported as compensation-related and as sales by the reporting person.
Filer submitted a Form 144 reporting proposed transactions in Common stock for GO. The filing lists Restricted Stock Vesting dated 03/13/2026 with a quantity shown as 4721. It also records securities sold in the past three months by Steve K. Wilson on 03/09/2026 for 5141 shares and a numeric amount 30014.70. The broker is listed as Fidelity Brokerage Services LLC and the trading market is shown as NASDAQ.
Andrea Bortner reports a proposed resale of 3,705 shares of Common Stock. The filing lists these shares as resulting from Restricted Stock Vesting on 03/13/2026. The form also discloses prior sales of 4,053 shares on 03/09/2026 for $23,662.63 and 1,630 shares on 03/10/2026 for $10,269.00.
Grocery Outlet Holding Corp. director Erik D. Ragatz reported a trust-related open-market purchase of 125,000 shares of Common Stock at a weighted average price of $6.00 per share, with trades between $5.95 and $6.05, on March 11, 2026. After this transaction, the Ragatz Revocable Trust, of which he is a trustee, held 326,500 shares. He also reported additional holdings of 48,481 shares directly and further indirect positions through a limited partnership, spouse, 401k plan, and a limited liability company.