Guggenheim Strategic Opportunities Fund (GOF) director reports 412-share buy

Rhea-AI Filing Summary

Guggenheim Strategic Opportunities Fund insider trade: Director and related party Ronald A. Nyberg reported buying 412 shares of common stock on 12/18/2025 at a price of $12.13 per share. After this purchase, he beneficially owns 5,010 shares held directly. This filing reflects a personal increase in his stake in the closed-end fund, rather than a transaction by the fund itself.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NYBERG RONALD

(Last) (First) (Middle)

227 W. MONROE STREET

7TH FLOOR

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND [ GOF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Trustee

3. Date of Earliest Transaction (Month/Day/Year)
12/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/18/2025		P		412	A	$12.13	5,010	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Ronald A. Nyberg, by Mark E Mathiasen Pursuant to a Power of Attorney	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GOF report in this Form 4?

The filing reports that Ronald A. Nyberg, a director and related party of Guggenheim Strategic Opportunities Fund (GOF), purchased 412 shares of common stock.

On what date did the GOF insider purchase occur and at what price?

The insider purchase occurred on 12/18/2025, with 412 shares bought at a price of $12.13 per share.

How many GOF shares does the insider own after this transaction?

Following the reported transaction, Ronald A. Nyberg beneficially owns 5,010 shares of Guggenheim Strategic Opportunities Fund common stock, held directly.

What is Ronald A. Nyberg’s relationship to Guggenheim Strategic Opportunities Fund (GOF)?

The filing indicates that Ronald A. Nyberg is a director of Guggenheim Strategic Opportunities Fund and is also marked as having an other specified relationship to the issuer.

Does this GOF Form 4 involve any derivative securities?

No derivative securities are reported in this Form 4 excerpt. The only reported transaction involves common stock in Table I.

Is the GOF Form 4 filed by one or multiple reporting persons?

The document indicates that it is a Form filed by one reporting person, covering the transactions of Ronald A. Nyberg.