STOCK TITAN

Gogo (NASDAQ: GOGO) CAO vests 4,365 RSUs, retains over 29,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gogo Inc. vice president and chief accounting officer Leigh Goldfine exercised restricted stock units that converted into 4,365 shares of common stock on a one-for-one basis. The award is part of a grant originally covering 17,459 restricted stock units that vest in four equal annual installments starting on April 1, 2024, subject to continued employment.

To cover tax obligations related to this vesting, 1,254 common shares were withheld at $4.01 per share. After these transactions, Goldfine directly owns 29,114 shares of Gogo common stock and continues to hold 8,729 restricted stock units following the conversion.

Positive

  • None.

Negative

  • None.
Insider Goldfine Leigh
Role VP, Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 4,365 $0.00 --
Exercise Common Stock 4,365 $0.00 --
Tax Withholding Common Stock 1,254 $4.01 $5K
Holdings After Transaction: Restricted Stock Units — 8,729 shares (Direct); Common Stock — 30,368 shares (Direct)
Footnotes (1)
  1. Restricted stock units convert into common stock on a one-for-one basis. On April 1, 2024, the reporting person was granted 17,459 restricted stock units, vesting in four equal annual installments on the first four anniversaries of April 1, 2024, subject to continued employment with the Company.
RSUs exercised 4,365 units Restricted stock units converted into common stock on April 1, 2026
Tax-withheld shares 1,254 shares Common shares withheld to cover tax obligations at $4.01
Tax withholding price $4.01 per share Value used for 1,254 common shares withheld for taxes
Common shares held 29,114 shares Direct Gogo common stock ownership after transactions
RSUs remaining 8,729 units Restricted stock units held after 4,365-unit vesting
Original RSU grant 17,459 units Granted April 1, 2024, vesting in four equal annual installments
Restricted Stock Units financial
"security_title: "Restricted Stock Units" with one-for-one stock conversion"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 1,254 shares at $4.01"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"RSUs vest in four equal annual installments starting April 1, 2024"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldfine Leigh

(Last)(First)(Middle)
105 EDGEVIEW DRIVE,
STE 300

(Street)
BROOMFIELD COLORADO 80021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Gogo Inc. [ GOGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M4,365A(1)30,368D
Common Stock04/01/2026F1,254D$4.0129,114D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026M4,365 (2) (2)Common Stock4,365$0.008,729D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. On April 1, 2024, the reporting person was granted 17,459 restricted stock units, vesting in four equal annual installments on the first four anniversaries of April 1, 2024, subject to continued employment with the Company.
/s/ Crystal L. Gordon, Attorney-in-Fact for Leigh Goldfine04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Gogo (GOGO) insider Leigh Goldfine do in this Form 4?

Leigh Goldfine exercised restricted stock units that converted into 4,365 Gogo common shares. A portion of those shares was then withheld to satisfy tax obligations arising from the vesting event.

How many Gogo (GOGO) shares did Leigh Goldfine receive and retain?

Goldfine received 4,365 common shares from vested restricted stock units. After tax withholding of 1,254 shares, Goldfine directly holds 29,114 Gogo common shares, according to the post-transaction ownership reported.

What is the source RSU grant disclosed for Gogo (GOGO) CAO Goldfine?

On April 1, 2024, Goldfine was granted 17,459 restricted stock units. These units vest in four equal annual installments on the first four anniversaries of that date, conditioned on continued employment with Gogo Inc.

How were taxes handled on Leigh Goldfine’s Gogo (GOGO) RSU vesting?

To cover tax liabilities from the vested RSUs, 1,254 Gogo common shares were withheld. The Form 4 lists these withheld shares at a price of $4.01 per share as part of a tax-withholding disposition.

Do the Gogo (GOGO) restricted stock units convert directly into common shares?

Yes. The filing states that the restricted stock units convert into Gogo common stock on a one-for-one basis, meaning each vested unit results in one share of common stock being issued.

How many restricted stock units does Leigh Goldfine still hold at Gogo (GOGO)?

After this vesting and conversion, the Form 4 shows Goldfine with 8,729 restricted stock units remaining. These units are part of the original grant and will vest in future annual installments if employment continues.