Alphabet (GOOG) affiliate files Form 144 for Class C share sales

Rhea-AI Filing Summary

Alphabet Inc. filed a Form 144 notifying proposed sales of Class C Capital Stock.

The excerpt shows multiple proposed/reported transactions by an affiliate, Frances Arnold, with examples including 33,935 shares on 03/02/2026, 28,069 shares on 03/30/2026, and 37,842 shares on 04/30/2026. The filings reference a Restricted Stock Lapse on 05/28/2026 tied to equity compensation.

Insights

Corporate Governance Specialist

Form 144s record planned affiliate sales; they are disclosure notices, not completed open-market trades.

These entries list proposed dispositions of Class C Capital Stock and show dates and share counts tied to an equity compensation event described as a Restricted Stock Lapse on 05/28/2026. The filings identify the reporting party as Frances Arnold with multiple dated entries.

Timing and actual sale execution are not provided in the excerpt; subsequent filings or broker reports would show completed transactions. Future filings may disclose proceeds or execution details.

Key Figures

Proposed shares (example): 33,935 shares Proposed shares (example): 28,069 shares Proposed shares (example): 37,842 shares +2 more

5 metrics

Proposed shares (example) 33,935 shares Proposed disposition on <date>03/02/2026</date>

Proposed shares (example) 28,069 shares Proposed disposition on <date>03/30/2026</date>

Proposed shares (example) 37,842 shares Proposed disposition on <date>04/30/2026</date>

Restricted Stock Lapse date 05/28/2026 Securities to be sold entry tied to equity compensation

Securities class Class C Capital Stock Listed security class in the excerpt

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation

3 terms

Form 144 regulatory

"filed a Form 144 notifying proposed sales of Class C Capital Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Securities To Be Sold | ... | Restricted Stock Lapse | Alphabet Inc."

Equity Compensation financial

"05/28/2026 | Restricted Stock Lapse | Alphabet Inc. | ... | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 05/29/2026 - 04:08 PM Accepted by SEC EDGAR 05/29/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What does Alphabet's (GOOG) Form 144 mean?

It notifies proposed sales of restricted or affiliate shares by an insider. The excerpt lists proposed dispositions of Class C shares with dated share counts, indicating planned sales tied to equity compensation events such as a restricted stock lapse on 05/28/2026.

Who is the reporting person on these Form 144 entries?

The filing identifies Frances Arnold as the reporting person. The excerpt shows three dated entries attributed to Frances Arnold with specific share counts on 03/02/2026, 03/30/2026, and 04/30/2026.

How many shares are shown in the examples on the excerpt?

Examples in the excerpt include 33,935, 28,069, and 37,842 shares. Each number is tied to a specific date: 03/02/2026, 03/30/2026, and 04/30/2026, respectively.

Does Form 144 confirm the shares were sold?

No, Form 144 is a notice of proposed sale, not proof of execution. The excerpt lists intended/reported dispositions and dates; completed sales would be documented elsewhere if executed.

What triggered the entries on 05/28/2026?

The excerpt references a Restricted Stock Lapse on 05/28/2026 tied to equity compensation. That event is listed as the securities to be sold in the filing excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class C Capital Stock	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	102	38862.00	5456000000	05/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class C Capital Stock	05/28/2026	Restricted Stock Lapse	Alphabet Inc.			102	05/28/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
FRANCES ARNOLD 600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043	Alphabet Inc	03/02/2026	112	33935.00
FRANCES ARNOLD 600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043	Alphabet Inc	03/30/2026	102	28069.00
FRANCES ARNOLD 600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043	Alphabet Inc	04/30/2026	102	37842.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)