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Gold Resource (GORO) CEO granted 332,033 RSUs vesting 2027-2029

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gold Resource Corporation Chief Executive Officer Allen J. Palmiere reported an equity award of 332,033 shares of Common Stock as a grant or other acquisition. These are restricted stock units issued under the company’s 2016 Equity Incentive Plan and its Long Term Incentive Plan.

The RSUs are scheduled to vest in three equal tranches on January 1, 2027, January 1, 2028, and January 1, 2029. Following this grant, Palmiere’s direct holdings total 1,313,591 shares of Common Stock reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PALMIERE ALLEN J

(Last) (First) (Middle)
7900 E. UNION AVE, SUITE 320

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLD RESOURCE CORP [ GORO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/06/2026 A 332,033 A $1.5743 1,313,591 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units issued ("RSUs") under Gold Resource Corporation's 2016 Equity Incentive Plan that were granted under the Long Term Incentive Plan. The RSUs are scheduled to vest in three equal tranches on January 1,2027, January 1, 2028, and January 1, 2029.
/s/ Chet Holyoak as attorney-in- fact for Allen Palmiere 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Gold Resource (GORO) CEO Allen J. Palmiere report in this Form 4?

Allen J. Palmiere reported an equity award of 332,033 shares of Common Stock. The award is a grant of restricted stock units under Gold Resource Corporation’s 2016 Equity Incentive Plan and its Long Term Incentive Plan, rather than an open-market stock purchase or sale.

Is the Gold Resource (GORO) CEO’s transaction a buy or a sale of shares?

The transaction is an acquisition through a grant, not a market buy or sale. It is coded as a grant or award (Code A), meaning shares were received as compensation in the form of restricted stock units instead of being bought or sold in the open market.

How many Gold Resource (GORO) shares were granted to the CEO in this award?

The CEO received an award of 332,033 shares of Common Stock. These are structured as restricted stock units, which typically convert into shares as they vest. The award reflects part of his long-term incentive compensation, subject to the disclosed vesting schedule.

What is the vesting schedule for the CEO’s 332,033 Gold Resource (GORO) RSUs?

The 332,033 restricted stock units vest in three equal tranches over time. They are scheduled to vest on January 1, 2027, January 1, 2028, and January 1, 2029, aligning the CEO’s compensation with longer-term company performance and continuity.

What are Allen J. Palmiere’s total reported Gold Resource (GORO) holdings after this grant?

After this award, Allen J. Palmiere is reported to directly hold 1,313,591 shares of Common Stock. This total includes the newly granted restricted stock units reported in the filing and reflects his direct ownership position following the March 6, 2026 transaction.

Under which plan were the CEO’s Gold Resource (GORO) RSUs granted?

The restricted stock units were issued under Gold Resource Corporation’s 2016 Equity Incentive Plan. They were granted pursuant to the company’s Long Term Incentive Plan, which is designed to provide equity-based compensation that vests over several years to key executives.
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