STOCK TITAN

Director Ronald Little receives 158,800 DSUs at Gold Resource Corp (GORO)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LITTLE RONALD reported acquisition or exercise transactions in this Form 4 filing.

GOLD RESOURCE CORP director Ronald Little received a grant of 158,800 deferred stock units (DSUs). Each DSU represents the right to receive one share of common stock or cash equal to the value of one share as of a future redemption date.

The DSUs vest immediately at grant, so they are not forfeitable, but they are redeemable only at the earlier of the end of Little’s service with the company or ten years from the grant date. Following this award, he holds 158,800 DSUs directly, linked to an equivalent number of underlying common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LITTLE RONALD

(Last) (First) (Middle)
7900 E. UNION AVE, SUITE 320

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLD RESOURCE CORP [ GORO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
DSU (1) 03/06/2026 A 158,800 (2) (2) common stock 158,800 $1.5743 158,800 D
Explanation of Responses:
1. Each deferred stock unit ("DSU") represents the right to receive one share of common stock or cash equal to the value of one share of common stock as of the Redemption Date (defined below).
2. The DSUs vest immediately, meaning they become un-forfeitable at the time of grant but are redeemable at the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date (such date, the "Redemption Date").
/s/ Chet Holyoak as attorney-in- fact for Ron Little 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GOLD RESOURCE CORP (GORO) director Ronald Little report?

Ronald Little reported receiving 158,800 deferred stock units as a compensation grant. These DSUs are tied to GOLD RESOURCE CORP common stock and give him the right to receive shares or cash equal to their value at a future redemption date.

How many deferred stock units did Ronald Little acquire in this GORO Form 4?

Ronald Little acquired 158,800 deferred stock units in this transaction. Each DSU corresponds to one underlying share of GOLD RESOURCE CORP common stock or its cash value, giving him equity-linked exposure through this award.

When do Ronald Little’s GORO deferred stock units vest and become redeemable?

The deferred stock units vest immediately at the time of grant, so they are not forfeitable. However, they become redeemable at the earlier of the termination of Ronald Little’s service with GOLD RESOURCE CORP or ten years from the grant date.

What does each GORO deferred stock unit granted to Ronald Little represent?

Each deferred stock unit represents the right to receive one share of GOLD RESOURCE CORP common stock or cash equal to the value of one share. The value is determined as of the redemption date defined in the award terms.

How many GORO deferred stock units does Ronald Little hold after this transaction?

After this transaction, Ronald Little holds 158,800 deferred stock units directly. These units are linked to 158,800 underlying shares of GOLD RESOURCE CORP common stock, reflecting his reported derivative equity position from this grant.
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224.98M
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Gold
Gold and Silver Ores
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United States
DENVER