STOCK TITAN

D.E. Shaw discloses 8.3% Gossamer Bio (GOSS) ownership stake

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

D. E. Shaw–affiliated entities report an 8.3% beneficial stake in Gossamer Bio, Inc. common stock. The group may be deemed to beneficially own 40,630,726 Common Shares out of 488,846,722 shares outstanding as of June 5, 2026.

Valence holds 38,362,468 shares, or about 7.8% of the class. Cogence holds 1,878,827 shares, or about 0.4%, and funds under DESIM management hold 389,431 shares, or about 0.1%, including 1,200 shares in DSIF. Various D. E. Shaw entities have shared voting and dispositive power, while none owns shares directly and David E. Shaw disclaims beneficial ownership.

Positive

  • None.

Negative

  • None.
Total beneficial ownership 40,630,726 Common Shares Beneficially owned by D. E. Shaw–affiliated entities; 8.3% of class
Shares outstanding 488,846,722 Common Shares Issued and outstanding as of June 5, 2026
Valence holding 38,362,468 Common Shares Beneficially owned by Valence; about 7.8% of class
Cogence holding 1,878,827 Common Shares Beneficially owned by Cogence; about 0.4% of class
DESIM funds holding 389,431 Common Shares Under DESIM management, including 1,200 DSIF shares; about 0.1% of class
Aggregate percentage 8.3% of outstanding shares Common Shares over which Dr. Shaw may be deemed to share power
Valence percentage 7.8% of outstanding shares Portion of Gossamer Bio owned through Valence
DESCO LLC aggregate power 40,242,495 Common Shares Shares over which DESCO LLC may share voting and dispositive power
beneficially owned financial
"The 38,362,468 Common Shares beneficially owned by Valence (the "Valence Shares") represent approximately 7.8% of the outstanding Common Shares."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
shared power to vote or direct the vote financial
"DESCO LP ... may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of, 40,630,726 Common Shares."
Schedule 13D regulatory
"Item 5(a) of the Initial is hereby amended and restated as follows:"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
Transaction Support Agreement financial
"Exhibit 99.5 - Transaction Support Agreement with the Issuer, dated May 18, 2026, incorporated by reference..."
A transaction support agreement is a contract among the parties involved in a pending deal that spells out who must do what, who bears which risks, and how any problems discovered before or after closing will be handled. Think of it as a moving checklist and shared rulebook that helps the deal finish smoothly. Investors care because its terms affect the likelihood and timing of closing, potential costs or liabilities after the deal, and the value or dilution of their holdings.
Senior Secured First Lien Convertible Notes due 2030 financial
"Exhibit 99.7 - Indenture governing Senior Secured First Lien Convertible Notes due 2030, incorporated by reference..."
Purchase Warrant Agreement financial
"Exhibit 99.8 - Purchase Warrant Agreement, dated June 4, 2026, incorporated by reference herein..."
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FAQ

What stake in Gossamer Bio (GOSS) do D. E. Shaw entities report?

D. E. Shaw–related entities report beneficial ownership of 40,630,726 Gossamer Bio Common Shares, representing about 8.3% of the outstanding stock. This ownership is held through Valence, Cogence, and funds managed by DESIM rather than directly by the parent entities.

How many Gossamer Bio (GOSS) shares are outstanding in this filing?

The filing cites 488,846,722 Gossamer Bio Common Shares issued and outstanding as of June 5, 2026. This figure comes from the company’s definitive proxy statement filed on June 9, 2026 and serves as the basis for the reported ownership percentages.

Which D. E. Shaw entities hold Gossamer Bio (GOSS) shares and in what amounts?

Valence holds 38,362,468 shares (about 7.8%), Cogence holds 1,878,827 shares (about 0.4%), and funds under DESIM management hold 389,431 shares (about 0.1%). These holdings together underpin the reported aggregate 40,630,726-share beneficial position.

Does David E. Shaw personally own Gossamer Bio (GOSS) shares according to this filing?

The filing states that David E. Shaw does not own Gossamer Bio Common Shares directly and disclaims beneficial ownership. He may be deemed to share voting and dispositive power over 40,630,726 shares only through his control of various D. E. Shaw management entities.

What percentage of Gossamer Bio (GOSS) does Valence alone beneficially own?

Valence beneficially owns 38,362,468 Gossamer Bio Common Shares, representing approximately 7.8% of the outstanding stock. Valence has power to vote and dispose of these shares, separate from the additional holdings managed by Cogence and DESIM.





38341P102

(CUSIP Number)
D. E. Shaw & Co., L.P.
Legal & Compliance, Two Manhattan West, 375 Ninth Ave., 52nd Floor
New York, NY, 10001
212-478-0000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
06/29/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


D. E. Shaw Valence Portfolios, L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:07/01/2026
D. E. Shaw & Co., L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:07/01/2026
D. E. Shaw & Co., L.P.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Chief Compliance Officer
Date:07/01/2026
David E. Shaw
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Attorney-in-Fact for David E. Shaw
Date:07/01/2026