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Gaotu Techedu (GOTU) director Hu Yiming discloses RSU and ADS stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Gaotu Techedu Inc. director Hu Yiming reported initial holdings on a Form 3. The filing shows direct beneficial ownership of 6,000 and 8,000 RSUs over Class A ordinary shares, plus 16,235 ADSs. The RSUs were granted on August 1, 2019, vest in three annual installments, and do not have an expiration date.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Hu Yiming

(Last) (First) (Middle)
908, BLOCK A, WEST FOUR RING

(Street)
BEIJING F4 100091

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/12/2026
3. Issuer Name and Ticker or Trading Symbol
Gaotu Techedu Inc. [ GOTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
ADSs(1) 16,235 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
RSU (2) (3) Class A ordinary shares 6,000 $0 D
RSU 05/01/2026 (3) Class A ordinary shares 8,000 $0 D
Explanation of Responses:
1. Every three ADSs represent two Class A ordinary shares.
2. These restricted share units were granted on August 1, 2019 and vest in 3 installments. 2,000 restricted share units vested on August 1, 2020, 2021 and 2022, respectively.
3. These RSUs do not have an expiration date.
/s/ Yiming Hu 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership did Hu Yiming report in Gaotu Techedu (GOTU) Form 3?

Hu Yiming reported direct holdings of RSUs over Class A ordinary shares and ADSs in Gaotu Techedu. The Form 3 lists 6,000 and 8,000 RSUs plus 16,235 ADSs, establishing his initial disclosed beneficial ownership position as a director.

How many RSUs does Hu Yiming hold in Gaotu Techedu (GOTU)?

The Form 3 lists two RSU positions for Hu Yiming: 6,000 RSUs and 8,000 RSUs tied to Class A ordinary shares. These RSUs were granted on August 1, 2019 and vest in three equal annual installments, according to the disclosure footnotes.

What does the Gaotu Techedu (GOTU) Form 3 say about Hu Yiming’s ADS holdings?

Hu Yiming directly holds 16,235 ADSs of Gaotu Techedu according to the Form 3. A footnote explains that every three ADSs represent two Class A ordinary shares, clarifying the economic relationship between the ADSs and the underlying equity.

How do Hu Yiming’s RSUs in Gaotu Techedu (GOTU) vest?

The RSUs were granted on August 1, 2019 and vest in three installments of 2,000 units each. Vesting dates are August 1, 2020, 2021 and 2022, respectively, providing a clear schedule of when the restricted units became fully vested.

Do Hu Yiming’s RSUs in Gaotu Techedu (GOTU) have an expiration date?

The disclosure states that these RSUs do not have an expiration date. This means the rights associated with the vested RSUs remain outstanding until settled according to the company’s equity plan terms, rather than expiring on a fixed future date.

What is the ADS to Class A ordinary share ratio for Gaotu Techedu (GOTU)?

The filing notes that every three ADSs represent two Class A ordinary shares. This ratio defines how the ADSs correspond to the underlying equity and helps investors understand the economic exposure each ADS provides to Gaotu Techedu’s Class A ordinary shares.
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