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Gaotu Techedu (NYSE: GOTU) CEO discloses ADS and share stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Gaotu Techedu Inc. CEO Chen Xiangdong filed an initial Form 3 reporting his ownership in the company. The filing shows indirect ownership through Ebetter International Group Limited of 800,000 Class A ordinary shares and 73,305,288 Class B ordinary shares, plus direct ownership of 7,514,529 ADSs.

The footnotes state that every three ADSs represent two Class A ordinary shares, helping readers relate the ADS position to the underlying equity.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Chen Xiangdong

(Last) (First) (Middle)
5F, GIENTECH BUILDING

(Street)
BEIJING F4 100094

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/12/2026
3. Issuer Name and Ticker or Trading Symbol
Gaotu Techedu Inc. [ GOTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares 800,000 I Ebetter International Group Limited
Class B ordinary shares 73,305,288 I Ebetter International Group Limited
ADSs(1) 7,514,529 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Every three ADSs represent two Class A ordinary shares.
/s/ Xiangdong Chen 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Chen Xiangdong’s Form 3 filing for Gaotu Techedu (GOTU) show?

The Form 3 shows CEO Chen Xiangdong’s existing ownership in Gaotu Techedu. He reports indirect stakes in Class A and Class B ordinary shares via Ebetter International Group Limited, and a separate direct position in ADSs, establishing his baseline holdings as a company insider.

How many Class A and Class B shares linked to GOTU does Chen Xiangdong report?

Chen Xiangdong reports indirect ownership of 800,000 Class A ordinary shares and 73,305,288 Class B ordinary shares. Both positions are held through Ebetter International Group Limited, reflecting substantial voting and economic interests associated with Gaotu Techedu’s share capital structure.

What ADS holdings in Gaotu Techedu (GOTU) does the Form 3 disclose?

The filing discloses that Chen Xiangdong directly holds 7,514,529 ADSs of Gaotu Techedu. This position is separate from his indirect ordinary share interests and provides another way his economic exposure to the company’s performance is represented in public markets.

How are Gaotu Techedu (GOTU) ADSs related to Class A ordinary shares?

The footnote explains that every three ADSs represent two Class A ordinary shares. This ratio helps investors translate Chen Xiangdong’s 7,514,529 ADS position into the equivalent number of underlying Class A ordinary shares for a clearer view of his total exposure.

Does Gaotu Techedu’s Form 3 indicate recent buying or selling by Chen Xiangdong?

The Form 3 serves as an initial statement of ownership and lists holdings rather than explicit recent purchases or sales. The transactions are coded as holdings with unknown direction, so the document primarily establishes Chen Xiangdong’s baseline positions in shares and ADSs.
Gaotu Techedu Inc

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