Investor group reports 5.8% Gouverneur Bancorp (GOVB) ownership in 13G

Rhea-AI Filing Summary

Gouverneur Bancorp, Inc. received a Schedule 13G reporting that several related investors collectively beneficially own 60,823 shares of its common stock, representing about 5.8% of the class as of 12/31/2025. The reporting persons have sole voting and dispositive power over these shares and no shared authority.

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Accepted by SEC EDGAR 02/10/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What ownership stake in Gouverneur Bancorp (GOVB) is reported in this Schedule 13G?

The filing reports beneficial ownership of 60,823 shares of Gouverneur Bancorp common stock, equal to about 5.8% of the outstanding class. This level of ownership requires public disclosure under SEC rules governing significant shareholders.

Who are the reporting persons in the Gouverneur Bancorp (GOVB) Schedule 13G?

The reporting persons are Oppenheimer-Spence Financial Services Partnership, LP, Oppvest, LLC, Carl K. Oppenheimer, and Oppenheimer + Close, LLC. Each is shown as beneficially owning the same 60,823 shares with sole voting and dispositive power.

What percentage of Gouverneur Bancorp (GOVB) common stock do the filers control?

The filers report beneficial ownership of approximately 5.8% of Gouverneur Bancorp’s common stock. This percentage reflects their 60,823 shares relative to the company’s total outstanding shares, triggering the requirement to file a Schedule 13G with the SEC.

Do the reporting persons share voting power over Gouverneur Bancorp (GOVB) shares?

No. The filing shows sole voting power over 60,823 shares and zero shared voting power for each reporting person. They also report sole dispositive power over the same shares and no shared dispositive authority with other parties.

What class of Gouverneur Bancorp (GOVB) securities is covered by this Schedule 13G?

The Schedule 13G covers Gouverneur Bancorp’s common stock, which has a par value of $0.01 per share. All reported ownership figures, including the 60,823 shares and the 5.8% stake, relate specifically to this class of common equity.

As of what date is the Gouverneur Bancorp (GOVB) ownership information in this filing effective?

The ownership information is reported as of December 31, 2025. That date is identified as the event requiring the filing, meaning the 60,823 shares and 5.8% ownership stake are measured as of that point in time.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Gouverneur Bancorp, Inc.

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

38358M109

(CUSIP Number)

12/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 38358M109

1

Names of Reporting Persons

Oppenheimer-Spence Financial Services Parternship, LP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 60,823.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 60,823.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

60,823.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.81 %

12

Type of Reporting Person (See Instructions)

PN

SCHEDULE 13G

CUSIP No. 38358M109

1

Names of Reporting Persons

Oppvest, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 60,823.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 60,823.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

60,823.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.81 %

12

Type of Reporting Person (See Instructions)

OO, IA

SCHEDULE 13G

CUSIP No. 38358M109

1

Names of Reporting Persons

Carl K. Oppenheimer

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 60,823.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 60,823.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

60,823.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.81 %

12

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13G

CUSIP No. 38358M109

1

Names of Reporting Persons

Oppenheimer + Close, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 60,823.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 60,823.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

60,823.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.81 %

12

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Gouverneur Bancorp, Inc.
(b)	Address of issuer's principal executive offices: 42 Church Street, Gouverneur, NEW YORK 13642
Item 2.
(a)	Name of person filing: Oppenheimer-Spence Financial Services Partnership, LP Oppvest, LLC Carl K. Oppenheimer
(b)	Address or principal business office or, if none, residence: 119 West 57th Street Suite 1515 New York, NY 10019
(c)	Citizenship: Delaware Delaware USA
(d)	Title of class of securities: Common Stock, par value $.01 per share
(e)	CUSIP No.: 38358M109
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 60,823 60,823 60,823 60,823
(b)	Percent of class: 5.8% 5.8% 5.8% 5.8
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 60,823 60,823 60,823 60,823
	(ii) Shared power to vote or to direct the vote: 0 0 0 0
	(iii) Sole power to dispose or to direct the disposition of: 60,823 60,823 60,823 60,823
	(iv) Shared power to dispose or to direct the disposition of: 0 0 0 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.	Certifications:
	Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Oppenheimer-Spence Financial Services Parternship, LP

Signature:	Carl K. Oppenheimer
Name/Title:	Managing Member
Date:	02/10/2026

Oppvest, LLC

Signature:	Carl K. Oppenheimer
Name/Title:	Managing Member
Date:	02/10/2026

Carl K. Oppenheimer

Signature:	Carl K. Oppenheimer
Name/Title:	Managing Member
Date:	02/10/2026

Oppenheimer + Close, LLC

Signature:	Carl K. Oppenheimer
Name/Title:	Managing Member
Date:	02/10/2026