[144] GRAIL, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for GRAIL, Inc. (GRAL) states that an individual plans to sell 4,511 shares of the issuer's common stock on the NASDAQ with an aggregate market value of $147,964.08, against 36,047,799 shares outstanding. The securities were acquired on 06/28/2024 when 8,076 shares vested from restricted stock units issued by the company; payment was recorded as services rendered. The filer discloses two recent sales by the same person in the past three months: 9,692 shares sold on 06/12/2025 for $410,019.09 and 6,992 shares sold on 06/30/2025 for $503,984. The form includes the required representation that the seller is not aware of undisclosed material adverse information.

Positive

• Detailed acquisition disclosure showing vesting date (06/28/2024) and nature of acquisition (RSU vesting)
• Recent sales reported with gross proceeds (06/12/2025: $410,019.09; 06/30/2025: $503,984), improving transparency
• Form includes insider attestation that no undisclosed material adverse information is known

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider sale of vested RSUs disclosed; recent sales and planned sale are routine insider liquidity events with disclosed acquisition details.

The filing documents a planned sale of 4,511 shares by an insider who acquired 8,076 shares upon RSU vesting on 06/28/2024. Two prior sales in June 2025 are reported with gross proceeds, providing transparency on recent insider disposition. The filing follows Rule 144 disclosure requirements by listing acquisition date, nature of acquisition, and recent sales. No claims about undisclosed material information are made by the seller.

Corporate Governance Expert

TL;DR: Disclosure appears procedurally complete; it documents RSU vesting and subsequent sales but contains no governance concerns within provided text.

The notice identifies the source of the shares as vested restricted stock units and states the nature of payment as services rendered, which clarifies compensation-related issuance. The inclusion of recent sales with dates, amounts, and proceeds meets typical transparency expectations for insider transactions. The signer affirms absence of undisclosed material adverse information, consistent with Form 144 attestation requirements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	4511	147964.08	36047799	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/28/2024	Shares acquired upon vesting of restricted stock units awarded under Issuer's equity incentive plans	Issuer			8076	06/28/2024	Services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Joshua J. Ofman 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	06/12/2025	9692	410019.09
Joshua J. Ofman 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	06/30/2025	6992	503984

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for GRAIL (GRAL) disclose?

The form discloses a proposed sale of 4,511 common shares on NASDAQ valued at $147,964.08 and recent sales of 9,692 and 6,992 shares with proceeds of $410,019.09 and $503,984 respectively.

Who is the seller named in the Form 144?

The seller is identified as Joshua J. Ofman with an address in Menlo Park, CA, as shown in the filing.

When were the shares being sold acquired?

The shares were acquired on 06/28/2024 upon vesting of restricted stock units awarded under the issuer's equity incentive plans.

On which exchange will the proposed sale occur?

The proposed sale is listed to occur on NASDAQ with an approximate sale date of 08/21/2025.

How many shares outstanding does the filing report?

The filing reports 36,047,799 shares outstanding.