[144] GRAIL, Inc. SEC Filing

Rhea-AI Filing Summary

GRAIL, Inc. filed a Form 144 disclosing a proposed sale of 9,692 common shares, acquired as restricted stock units on 04/30/2025, with an aggregate market value of $601,485.52. The filing identifies the broker as Morgan Stanley Smith Barney LLC and lists an approximate sale date of 10/02/2025 on NASDAQ. The filing also reports a recent sale by the same person of 4,202 shares on 08/19/2025 for gross proceeds of $134,548.04. The issuer's shares outstanding are listed as 36,047,799. The notice states the seller represents they possess no undisclosed material adverse information and includes the standard Rule 10b5-1 and misstatement warnings.

Positive

• Full disclosure of proposed sale quantity (9,692) and aggregate market value $601,485.52
• Acquisition source disclosed as Restricted Stock Units granted on 04/30/2025
• Broker identified as Morgan Stanley Smith Barney LLC, aiding traceability

Negative

• Insider selling activity: proposed sale of 9,692 shares and prior sale of 4,202 shares on 08/19/2025

Insights

Securities Compliance Counsel

Form 144 properly reports an insider sale of RSUs and recent dispositions.

The filing shows a proposed sale of 9,692 common shares acquired as restricted stock units on 04/30/2025, to be executed through Morgan Stanley Smith Barney LLC around 10/02/2025. This satisfies Rule 144 notice requirements by identifying the broker, class, quantity, and aggregate market value of $601,485.52.

The document also discloses a completed sale of 4,202 shares on 08/19/2025 for $134,548.04, which is material for short-term insider trading records. The seller’s representation regarding absence of undisclosed material information and the Rule 10b5-1 notice are standard compliance attestations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9692	601485.52	36047799	10/02/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2025	Restricted Stock Units	Issuer			9692	04/30/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JOSHUA J OFMAN 1525 OBrien Drive Menlo Park CA 94025	Common	08/19/2025	4202	134548.04

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the GRAIL (GRAL) Form 144 disclose?

The filing discloses a proposed sale of 9,692 common shares (RSUs) valued at $601,485.52, with an approximate sale date of 10/02/2025, executed through Morgan Stanley Smith Barney LLC.

When were the shares being sold by the GRAL filer acquired?

The shares were acquired as Restricted Stock Units on 04/30/2025 and are being reported for proposed sale.

Did the filer recently sell any GRAIL shares?

Yes. The filing reports a sale of 4,202 shares on 08/19/2025 for gross proceeds of $134,548.04.

Which exchange and broker are named in the Form 144?

The filing lists the sale to occur on NASDAQ through Morgan Stanley Smith Barney LLC.

How many GRAIL shares are outstanding according to this filing?

The filing shows 36,047,799 shares outstanding for the issuer.