STOCK TITAN

Grove Collaborative (GROV) CFO corrects Form 3, reports 29,831 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Grove Collaborative Holdings, Inc. CFO Thomas Siragusa filed an amended Form 3 to correct his reported ownership of Class A Common Stock. The amendment shows he holds 29,831 shares, including 780 shares that were previously omitted. These 780 shares vest only if stock price VWAP hurdles of $62.50 and $75 are met before the tenth anniversary of the 6/16/2022 business combination.

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Insider Siragusa Thomas
Role CFO
Type Security Shares Price Value
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 29,831 shares (Direct, null)
Footnotes (1)
  1. This Form 3/A is being filed solely to report 780 shares of Class A Common Stock that were inadvertently omitted from the reporting person's original Form 3 filed on 03/06/2025. All other holdings originally reported remain unchanged. This amount includes 780 shares which vest upon the achievement of the following price conditions, if met prior to the tenth anniversary of the closing of the Business Combination which occurred on 6/16/2022: (i) 50% automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $75.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. (Continued in Footnote 3) (Continuation of Footnote 2) In addition, any shares issued in exchange for RSUs or options are subject to the same vesting terms as the exchanged RSUs and options and, if the underlying RSU or option is forfeited, the corresponding shares will also be forfeited and distributed to the other security-holders of the issuer, as if immediately prior to the closing of the Issuer's business combination, on a pro rata basis.
Total Class A shares held 29,831 shares Direct holdings reported after amendment
Previously omitted shares 780 shares Class A Common Stock added in Form 3/A
First VWAP vesting hurdle $62.50 per share VWAP for any 20 days in a 30-day period
Second VWAP vesting hurdle $75.00 per share VWAP for any 20 days in a 30-day period
Business combination date 6/16/2022 Tenth anniversary sets outer vesting window
Performance-based shares vesting split 50% / 50% Two equal tranches tied to separate VWAP hurdles
Class A Common Stock financial
"This Form 3/A is being filed solely to report 780 shares of Class A Common Stock that were inadvertently omitted"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
VWAP financial
"50% automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50"
VWAP, or Volume-Weighted Average Price, is a way to find the average price of a stock throughout the trading day, giving more importance to times when more shares are traded. It helps traders see the typical price and decide whether a stock is expensive or cheap compared to its average, similar to finding the average speed during a trip by giving more weight to times when you traveled faster or slower.
Business Combination financial
"prior to the tenth anniversary of the closing of the Business Combination which occurred on 6/16/2022"
A business combination happens when two or more companies join together to operate as one, like two friends merging their teams into a single group. This is important because it can change how companies grow, compete, and make money, often making them bigger and more powerful in the market.
RSUs financial
"any shares issued in exchange for RSUs or options are subject to the same vesting terms as the exchanged RSUs and options"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Siragusa Thomas

(Last)(First)(Middle)
C/O GROVE COLLABORATIVE HOLDINGS, INC.
1301 SANSOME STREET

(Street)
SAN FRANCISCO CALIFORNIA 94111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2025
3. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/06/2025
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock(1)29,831(2)(3)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This Form 3/A is being filed solely to report 780 shares of Class A Common Stock that were inadvertently omitted from the reporting person's original Form 3 filed on 03/06/2025. All other holdings originally reported remain unchanged.
2. This amount includes 780 shares which vest upon the achievement of the following price conditions, if met prior to the tenth anniversary of the closing of the Business Combination which occurred on 6/16/2022: (i) 50% automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $75.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. (Continued in Footnote 3)
3. (Continuation of Footnote 2) In addition, any shares issued in exchange for RSUs or options are subject to the same vesting terms as the exchanged RSUs and options and, if the underlying RSU or option is forfeited, the corresponding shares will also be forfeited and distributed to the other security-holders of the issuer, as if immediately prior to the closing of the Issuer's business combination, on a pro rata basis.
/s/Barbara R Wallace, attorney-in-fact for Tom Siragusa06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Thomas Siragusa’s amended Form 3/A report for GROV?

The amended Form 3 reports that CFO Thomas Siragusa holds 29,831 shares of Grove Collaborative Class A Common Stock. It corrects an earlier filing that inadvertently omitted 780 shares, with all other previously reported holdings remaining unchanged.

Why was the original Form 3 for GROV’s CFO amended?

The Form 3 was amended to include 780 Class A shares that were inadvertently left out of the original filing. Footnotes state that all other originally reported holdings are unchanged, so this amendment is purely a correction of reported ownership.

Are all 29,831 GROV shares held by the CFO fully vested?

No. The total 29,831 shares includes 780 shares that vest only if specified price conditions are achieved. These vest based on future stock price VWAP hurdles and may be forfeited if conditions or related RSU and option terms are not met.

What price conditions apply to the 780 performance-based GROV shares?

The 780 shares vest in two 50% tranches. Half vest if VWAP reaches $62.50 for 20 of 30 trading days; the other half vest if VWAP reaches $75.00 for 20 of 30 trading days, subject to change-of-control provisions.

How long can the GROV performance-vesting conditions apply to these shares?

The price-based vesting conditions apply until the tenth anniversary of the business combination closing on 6/16/2022. If vesting conditions or underlying RSU and option terms are not met, related shares can be forfeited and redistributed to other security holders.

What happens if the underlying RSUs or options tied to GROV shares are forfeited?

If any underlying RSUs or options are forfeited, the corresponding shares issued in exchange are also forfeited. These forfeited shares are then distributed to other security holders of Grove Collaborative on a pro rata basis, as described in the footnotes.