GROW 8-K: Earnings release for quarter ended Sept 30, 2025 furnished

Rhea-AI Filing Summary

U.S. Global Investors, Inc. (GROW) furnished earnings information via an 8-K under Item 2.02. The company reported results for its quarter ended September 30, 2025, provided through a press release attached as Exhibit 99.1. The company states this information is being furnished, not filed, under the Exchange Act and is not incorporated by reference unless expressly specified.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT     

Pursuant to Section 13 Or 15(d) Of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 12, 2025

U.S. GLOBAL INVESTORS, INC.

(Exact name of registrant as specified in its charter)

Texas	0-13928	74-1598370
(State of other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

7900 Callaghan Road, San Antonio, Texas 78229

(Address of principal executive offices)  (Zip Code)

Registrant's telephone number, including area code: 210-308-1234

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Class A common stock, $0.25 par value per share	GROW	NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter)

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On November 12, 2025, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2025. A copy of the press release is attached and being furnished as Exhibit 99.1.

The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits. 

(d) Exhibits

Exhibit 99.1 – Press Release issued by U.S. Global Investors, Inc. dated November 12, 2025 reporting earnings and other financial results for the quarter ended September 30, 2025.

Exhibit 104 - Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

U.S. Global Investors, Inc.

By: /s/Lisa Callicotte                                                       

Lisa Callicotte

CFO

Dated:     November 12, 2025

FAQ

What did U.S. Global Investors (GROW) disclose in this 8-K?

The company furnished a press release with earnings and financial results for the quarter ended September 30, 2025.

Which exhibit contains the results for U.S. Global Investors (GROW)?

The press release is attached as Exhibit 99.1.

Is the information in this 8-K considered filed or furnished?

It is furnished, not filed, and is not subject to Section 18 liability, nor incorporated by reference unless expressly stated.

What period do the disclosed results cover for GROW?

The results cover the company’s quarter ended September 30, 2025.

What is the form type and item for this disclosure?

It is an 8-K under Item 2.02 (Results of Operations and Financial Condition).

What is U.S. Global Investors’ trading symbol and exchange?

The Class A common stock trades as GROW on the NASDAQ Capital Market.