U.S. Global Investors Inc. filings document formal disclosures for a registered investment adviser whose revenue is generated by investment management services. Recent Item 2.02 Form 8-K reports furnish quarterly and fiscal-year earnings releases, including assets under management, operating revenue, investment income and profitability for the advisory business.
The company’s Exchange Act filings also record dividend-related other events, fund and ETF strategy updates, and reporting-status matters such as Form 12b-25 notifications for delayed periodic reports. These filings provide the formal record of GROW’s operating results disclosures, corporate investment activity, shareholder distributions and public-company compliance obligations.
U.S. Global Investors Inc. reported that Gator Capital Management, LLC, a ten percent owner, indirectly purchased 4,532 shares of its Class A Common Stock (Non-Voting) in Gator Qualified Partners, LLC on October 23, 2026, at a weighted average price of $2.5799 per share. The reported aggregate beneficial ownership after the transaction was 1,129,011 shares across four accounts; Gator Capital Management disclaimed beneficial ownership except to the extent of its pecuniary interest. No Rule 10b5-1 plan is reported.
Control person Derek Steven Pilecki reported that Gator Qualified Partners, LLC purchased 4,532 shares of U.S. Global Investors’ Class A non-voting common stock on October 23, 2026, at a weighted average price of $2.5799 per share. Gator Capital Management, LLC exercises investment discretion over that account. The reported aggregate beneficial ownership was 1,129,011 shares across four accounts; Gator Capital Management disclaims beneficial ownership except to the extent of its pecuniary interest. No Rule 10b5-1 plan is reported for the purchase.
U.S. Global Investors Inc., acting as the institutional investment manager, reported a Form 13F holdings report with 163 information-table entries and a total reported value of $1,004,780,978, rounded to the nearest dollar. The report lists zero other included managers.
U.S. Global Investors (GROW) reports that Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion, purchased 2,886 shares of its Class A Common Stock (Non-Voting) on October 20, 2026, at a weighted average price of $2.57 per share. Gator Capital Management reported aggregate beneficial ownership of 1,124,479 shares across four accounts as of October 20, 2026, and disclaimed beneficial ownership except to the extent of its pecuniary interest.
U.S. Global Investors, Inc. (GROW) ten-percent owner Derek Steven Pilecki reported a purchase of 2,886 Class A Common Stock (Non-Voting) shares in an account held by Gator Qualified Partners, LLC on October 20, 2026, at a weighted average price of $2.57 per share. Gator Capital Management, LLC exercises investment discretion over the account; no Rule 10b5-1 plan is reported.
Pilecki's reported aggregate beneficial ownership was 1,124,479 shares across four accounts. Gator Capital Management disclaims beneficial ownership of the securities except to the extent of its pecuniary interest.
U S Global Investors (GROW) CEO/CIO, director and ten percent owner Frank E. Holmes acquired 829 shares of Class A Common Stock at $2.88 per share on September 30, 2026, in a restricted stock purchase under the employee stock purchase plan. His reported direct holdings afterward were 304,181 shares. The report also lists indirect holdings of 32,862 shares in an IRA and 221,657 shares in a 401(k).
U.S. Global Investors Inc. CFO Lisa Callicotte acquired 328 shares of Class A Common Stock on September 30, 2026, in a restricted stock purchase under the employee stock purchase plan. The reported price was $2.88 per share. Her reported direct holdings after the transaction were 39,536 shares. No Rule 10b5-1 plan is reported.
U.S. Global Investors, Inc. (GROW) reported a return to profitability for the fiscal year ended June 30, 2026, with net income of $3.1 million, or $0.24 per share, compared with a net loss of $334,000, or $(0.03) per share, a year earlier. Total operating revenue rose 21% to $10.3 million, driven by higher advisory fees and net investment income.
Net investment income increased to $4.1 million, including a non-cash net gain of about $3.2 million on certain equity investments. The company still recorded an operating loss of $603,000, though this narrowed from a $3.0 million loss in 2025. Average AUM grew 8% to $1.5 billion, with period-end AUM up 26% to $1.7 billion. Gold and natural resources funds led growth, with advisory fees from U.S. Global Investors Funds rising to $3.8 million, up about 128%, while ETF advisory fees declined modestly to $6.2 million. The company repurchased 733,848 shares for roughly $2.0 million, reported a 7.9% shareholder yield, and maintained a monthly dividend of $0.0075 per share. Liquidity remained strong with $24.3 million in cash, net working capital of $35.7 million, and no borrowings on its $1.0 million credit facility.
U.S. Global Investors, Inc. (GROW) reports a return to profitability for the year ended June 30, 2026, driven by higher assets under management and stronger advisory revenue. Total assets under management were $1.67 billion at June 30, 2026, up from $1.32 billion a year earlier, a 26.3% increase led by gold and natural resources strategies and the JETS airline ETF. Operating revenues rose 21.3% to $10.3 million, as USGIF advisory fees more than doubled, assisted by the elimination of a prior performance-fee reduction.
Net income was $3.1 million, or $0.24 per share, compared with a loss of $0.3 million in 2025, supported by a sharp rise in net investment income to $4.1 million and lower operating expenses. The company maintains a strong balance sheet with $24.3 million in cash and cash equivalents, $11.7 million in securities at fair value, net working capital of about $35.7 million, and shareholders’ equity of $45.1 million. The board has authorized a $0.0075 monthly dividend per share through September 2026 and continued share repurchases, while highlighting ongoing exposure to market, regulatory, and cryptocurrency-related investment risks.
U S GLOBAL INVESTORS INC (GROW) reported that CEO/CIO and ten percent owner Frank E. Holmes acquired Class A Common Stock on August 31, 2026. He obtained 729 shares at $3.27 per share in a restricted stock purchase under an employee stock purchase plan, bringing his direct holdings to 303,352 shares. Reported indirect holdings include 32,862 shares in an IRA and 221,656.77 shares in a 401(k) account.