GROW CFO reports 303-share stock purchase

U S Global Investors CFO Lisa Callicotte reported an internal equity transaction involving 303 shares of Class A Common Stock at $3.12 per share.

Rhea-AI Filing Summary

U S Global Investors CFO Lisa Callicotte reported an internal equity transaction involving 303 shares of Class A Common Stock at $3.12 per share. The footnote describes this as a restricted stock purchase under an employee stock purchase plan. Following the transaction, she directly holds 38,588 shares, indicating a routine, small-scale adjustment to her equity position rather than an open-market trade.

Insider Trade Summary

Other: 303 shares

Other 1 txn

Insider Callicotte Lisa

Role CFO

Type	Security	Shares	Price	Value
Other	Class A Common Stock	303	$3.12	$945.36

Holdings After Transaction: Class A Common Stock — 38,588 shares (Direct)

Footnotes (1)

1. F1. Restricted stock purchase under employee stock purchase plan.

Key Figures

Transaction shares: 303 shares Transaction price: $3.12 per share Shares after transaction: 38,588 shares

3 metrics

Transaction shares 303 shares Class A Common Stock in restricted stock purchase

Transaction price $3.12 per share Price for restricted stock purchase under plan

Shares after transaction 38,588 shares Direct Class A Common Stock holdings after Form 4 event

Key Terms

Restricted stock purchase, employee stock purchase plan, Class A Common Stock, Form 4

4 terms

Restricted stock purchase financial

"Restricted stock purchase under employee stock purchase plan."

employee stock purchase plan financial

"Restricted stock purchase under employee stock purchase plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Class A Common Stock financial

"security_title: Class A Common Stock in the reported transaction"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 financial

"Insider transaction by the CFO reported on Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GROW CFO Lisa Callicotte report on this Form 4?

Lisa Callicotte reported an internal equity transaction involving 303 shares of Class A Common Stock. It is described as a restricted stock purchase under an employee stock purchase plan, rather than an open-market trade, indicating a routine compensation-related adjustment.

How many U S Global Investors (GROW) shares were involved and at what price?

The transaction covered 303 shares of U S Global Investors Class A Common Stock at $3.12 per share. This relatively small share amount reflects a modest adjustment tied to an employee stock purchase arrangement, not a large discretionary market transaction.

How many GROW shares does Lisa Callicotte hold after this transaction?

After the transaction, Lisa Callicotte directly holds 38,588 shares of Class A Common Stock. This post-transaction holding figure provides context, showing the 303-share restricted purchase represents a small incremental change relative to her overall direct equity position.

Was the GROW CFO’s Form 4 transaction an open-market buy or sell?

The transaction is coded as an “other” event, not a buy or sell, and is footnoted as a restricted stock purchase under an employee stock purchase plan. That indicates a compensation-related or programmatic transaction instead of a discretionary open-market trade in the company’s stock.

What does “restricted stock purchase under employee stock purchase plan” mean for GROW?

It means the CFO obtained shares through a company stock purchase program with restrictions, rather than through a regular market order. Such plans typically let employees accumulate shares on set terms, so transactions are usually routine parts of compensation and long-term ownership alignment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 02:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Callicotte Lisa

(Last) (First) (Middle)

7900 CALLAGHAN ROAD

(Street)

SAN ANTONIO TEXAS 78229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
U S GLOBAL INVESTORS INC [ GROW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/30/2026	06/30/2026	J(1)		303	A	$3.12	38,588	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock purchase under employee stock purchase plan.

	Lisa Callicotte	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)