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U.S. Global Investors, Inc. Schedule 13G/A amendment states that several related reporting persons are terminating their Section 13(d)/13(g) reporting obligation for Class A (Non‑Voting) shares because those shares are non‑voting. The amendment records beneficial ownership amounts held by the group, including 1,100,767 shares (10.65%) held by Gator Capital Management, LLC and Derek Pilecki, and notes the holders will report their Class A positions on Form 3 and Form 4 filed concurrently.
The filing clarifies the change is procedural: the beneficial ownership counts remain above 5% but are treated as non‑voting and therefore outside Section 13(d)/13(g) scope. The amendment is signed by Derek Pilecki and references a Joint Filing Agreement dated July 1, 2025.
U.S. Global Investors, Inc. is restating its earnings per share (EPS) for the quarter and nine months ended March 31, 2026, and has advised that prior financial statements for these periods should no longer be relied upon. The company found a spreadsheet formula omission that understated weighted-average shares by 702,484 for the quarter and 230,743 for the nine months, causing basic and diluted EPS to be overstated by $0.02 and $0.01, respectively. The corrected basic and diluted EPS for the quarter is $0.21, with restated weighted-average shares of 12,561,208 basic and 12,585,586 diluted. The error does not affect revenue, expenses, net income, cash flows, or period-end shares, but management concluded a material weakness existed in internal control over financial reporting related to review of the share-count calculation and is implementing enhanced spreadsheet and review controls. The company highlights that net income for the quarter was $2.7 million and average assets under management reached $1.6 billion, and notes it has repurchased about 2.7 million shares over five years, more than 20% of its common stock.
U S Global Investors Inc CEO/CIO and 10% owner Frank E. Holmes reported updated holdings of Class A Common Stock. On May 29, 2026, he completed a restricted stock purchase under an employee stock purchase plan, acquiring 904 shares at $2.64 per share. Following this transaction, he holds 301,024 shares directly, plus 221,656.77 shares indirectly through a 401(k) account and 32,862 shares indirectly through an IRA.
U S Global Investors CFO Lisa Callicotte reported an "other" equity transaction involving 359 shares of Class A Common Stock at $2.64 per share. A footnote explains this was a restricted stock purchase under an employee stock purchase plan, indicating a compensation-related equity acquisition rather than an open-market trade.
Following this transaction, Callicotte directly holds 38,285 shares of Class A Common Stock. The filing reflects a routine, small-scale change in her equity position tied to a company stock purchase program.
U.S. Global Investors, Inc. reported a solid turnaround for the quarter ended March 31, 2026, posting net income of $2.7 million, or $0.23 per share, compared with a net loss of $0.03 per share a year earlier. Operating revenues were $2.8 million, up 10% from the prior quarter and 31% year over year, driven by strength in gold and natural resources strategies, which helped lift average assets under management to $1.6 billion.
The firm also highlighted rapid growth in its U.S. Global Technology and Aerospace & Defense ETF (WAR), whose assets nearly doubled to about $20 million over the quarter, and continued resilience in its airline (JETS) and shipping (SEA) ETFs. Shareholder returns remain a focus: shareholder yield for the 12 months ended March 31, 2026, was 9.96%, supported by monthly dividends of $0.0075 per share through June 2026 and an active buyback program that repurchased 776,299 shares over the past year.
The company ended the quarter with approximately $36.2 million in net working capital and $24.6 million in cash and cash equivalents, indicating a strong liquidity position. Management plans to discuss these results on a webcast scheduled for May 14, 2026.
U.S. Global Investors, Inc. reports a return to profitability for the quarter and nine months ended March 31, 2026, driven largely by investment gains. For the nine‑month period, operating revenue from advisory and administrative fees rose to $7.524 million from $6.492 million, while operating expenses were $8.039 million, yielding an operating loss of $0.515 million, narrower than the prior year’s loss.
Net investment income increased to $4.482 million from $1.819 million, supported by unrealized gains on trading securities and other investments. As a result, nine‑month net income improved to $3.338 million versus a net loss of $0.153 million a year earlier, with basic and diluted EPS of $0.27 compared with a loss of $(0.01) per share. For the March 2026 quarter, net income was $2.677 million versus a loss of $0.382 million.
Total assets were $48.921 million at March 31, 2026, including cash, cash equivalents, and restricted cash of $25.575 million and trading securities at fair value of $12.428 million. Shareholders’ equity increased to $46.048 million, reflecting earnings despite ongoing share repurchases. The company repurchased 597,861 Class A shares for about $1.6 million in the first nine months of fiscal 2026 and continued monthly cash dividends of $0.0075 per share, authorized through June 2026. Assets under management, including ETFs and USGIF funds, were approximately $1.4 billion at March 31, 2026, up from about $1.2 billion a year earlier.
U.S. Global Investors, Inc. ownership disclosure: a group led by Gator Capital Management, LLC and associated entities reports beneficial ownership of Class A shares. Gator Capital Management, LLC and Derek Pilecki each report 1,041,374 shares (9.93%). The filing is a joint Schedule 13G/A.
U S Global Investors Inc filed a Form 13F reporting $857,577,723 in equity holdings across 162 information-table entries. The report, signed by CFO Lisa Callicotte, is dated 05-01-2026. The filing states Number of Other Included Managers: 0.
U S GLOBAL INVESTORS INC CEO/CIO and 10% owner Frank E. Holmes reported an employee stock purchase plan transaction in Class A Common Stock. He acquired 907 shares coded as an “other” transaction at $2.63 per share through a restricted stock purchase.
Following this transaction, Holmes directly holds 300,120 Class A shares. He also indirectly holds 221,656.77 shares through a 401(k) and 32,862 shares through an IRA. These entries are compensation- and retirement-related, rather than open‑market trades.
U S Global Investors CFO Lisa Callicotte reported a routine compensation-related stock transaction. She acquired 359 shares of Class A Common Stock at $2.63 per share through a restricted stock purchase under the company’s employee stock purchase plan. Following this transaction, she directly holds 37,926 Class A shares.