Welcome to our dedicated page for US Global Invstr SEC filings (Ticker: GROW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Global Investors, Inc. (NASDAQ: GROW) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools that help interpret the information. U.S. Global Investors is a Texas corporation and registered investment adviser that reports under Commission File Number 0-13928. Its filings document financial results, risk disclosures, capital management policies and other regulatory information related to its investment management business.
Recent Form 8-K filings show how the company uses current reports to furnish press releases on results of operations and financial condition, including quarterly and fiscal year earnings. These filings reference metrics such as operating revenues, operating income or loss, total other income, net income or loss, earnings per share, average assets under management, shareholder yield and liquidity measures like net working capital and cash and cash equivalents. Other 8-Ks furnish press releases on topics such as monthly dividends, Bitcoin ecosystem exposure and strategic initiatives around its ETF lineup.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, where available, to understand U.S. Global Investors’ business segments, including investment management services and corporate investments. These reports typically describe how the company derives revenue from investment management services, outline risk factors and summarize its role as adviser to U.S. Global Investors Funds and U.S. Global ETFs.
AI-powered summaries on Stock Titan help explain lengthy filings by highlighting key points such as changes in assets under management, trends in operating performance, updates to dividend and share repurchase programs, and commentary on specialized sectors like gold, airlines, shipping and defense-related technology. The platform also surfaces real-time filing updates from EDGAR, making it easier to track new 8-Ks, 10-Qs and 10-Ks as they are posted.
Investors can use this SEC filings page to analyze how U.S. Global Investors manages capital, evaluates risks and communicates with regulators, while AI-generated insights provide context to support deeper research on GROW.
U S Global Investors filed a Form 13F reporting institutional holdings totaling $933,957,324 across 158 entries. The report, signed by Lisa Callicotte, CFO, was executed in San Antonio, TX on 01-28-2026.
The Form 13F cover page shows this is a 13F holdings report and indicates no other included managers. The filing value is rounded to the nearest dollar as presented.
U.S. Global Investors, Inc. (Class A) received an amended Schedule 13G/A from Gator-related entities reporting a sizable passive ownership position as of 12/31/2025. Gator Capital Management, LLC and its managing member Derek Pilecki each report beneficial ownership of 833,091 Class A shares, representing 7.69% of the class, with shared voting and dispositive power over all of these shares and no sole power.
Gator Financial Partners, LLC reports 751,313 shares (6.94%), ECA Fund, LP reports 61,273 shares (0.57%), and Gator Qualified Partners, LLC reports 14,505 shares (0.13%), all with shared voting and dispositive power. The filing certifies that these securities were not acquired and are not held for the purpose of changing or influencing control of U.S. Global Investors.
U.S. Global Investors, Inc. (GROW) furnished earnings information via an 8-K under Item 2.02. The company reported results for its quarter ended September 30, 2025, provided through a press release attached as Exhibit 99.1. The company states this information is being furnished, not filed, under the Exchange Act and is not incorporated by reference unless expressly specified.
U.S. Global Investors (GROW) insider activity: the CEO/CIO, a director and 10% owner, reported acquiring 959 Class A shares on 10/31/2025 at $2.49 per share. The transaction is labeled Code J and described as a restricted stock purchase under an employee stock purchase plan.
Following the transaction, beneficial ownership stood at 294,848 shares direct, plus 32,862 shares held indirectly via an IRA and 221,656.77 shares held indirectly via a 401(k).
U.S. Global Investors (GROW) reported an insider transaction by its CFO, Lisa Callicotte. On 10/31/2025, she acquired 380 shares of Class A common stock at $2.49 (transaction code J), noted as a restricted stock purchase under the employee stock purchase plan. After this transaction, she directly owns 35,836 shares.
U S Global Investors Inc. filed a Form 13F reporting its institutional equity holdings as of the filing, signed in San Antonio on 10-21-2025. The report lists 171 holdings with a combined Form 13F value of $885,802,999. The filing was signed by Lisa Callicotte, CFO.
Frank E. Holmes, listed as CEO/CIO, director and a >10% owner of U S Global Investors Inc (GROW), reported a purchase of Class A common stock under the company's employee stock purchase plan. On 09/30/2025 he acquired 867 shares at $2.75 each, increasing his direct beneficial ownership to 293,889 shares. The filing also shows indirect holdings of 32,862 shares in an IRA and 221,656.77 shares in a 401(k). The form is signed on 10/01/2025 by Lisa Callicotte. The filing explicitly states the transaction was a restricted stock purchase under the employee stock purchase plan.
Lisa Callicotte, CFO of U S Global Investors Inc (GROW), acquired 344 shares of Class A common stock on 09/30/2025 at $2.75 per share under a restricted stock purchase through the company's employee stock purchase plan. After the transaction she beneficially owned 35,456 shares. The filing reports this as an internal compensation-related purchase rather than an open-market trade, indicating participation in the company’s employee equity program by a senior executive.
U.S. Global Investors, Inc. filed Amendment No. 1 to its annual report for the year ended June 30, 2025. The amendment is solely to correct the dates on the Section 906 certifications signed by the Chief Executive Officer and Chief Financial Officer; all other disclosures from the original filing remain unchanged and are not updated for subsequent events.
The filing confirms the company’s Class A common stock trades on the NASDAQ Capital Market under the symbol GROW and lists existing corporate governance and contractual exhibits, including stock incentive plans, advisory and distribution agreements, and codes of ethics. It also notes that shares of Class A and Class C common stock were held by nonaffiliates as of December 31, 2024, and provides share counts for each class as of August 21, 2025.
U.S. Global Investors, Inc. filed Amendment No. 1 to its annual report for the year ended June 30, 2025. The amendment is solely to correct the dates on the Section 906 certifications signed by the Chief Executive Officer and Chief Financial Officer; all other disclosures from the original filing remain unchanged and are not updated for subsequent events.
The filing confirms the company’s Class A common stock trades on the NASDAQ Capital Market under the symbol GROW and lists existing corporate governance and contractual exhibits, including stock incentive plans, advisory and distribution agreements, and codes of ethics. It also notes that shares of Class A and Class C common stock were held by nonaffiliates as of December 31, 2024, and provides share counts for each class as of August 21, 2025.
U.S. Global Investors, Inc. filed a current report to notify investors that it has released a press release with its earnings and other financial results for the fiscal year ended June 30, 2025. The company states that this press release, dated September 8, 2025, is being furnished as Exhibit 99.1 to the report rather than filed, which affects how it is treated under securities laws. The filing also notes that the information in the exhibit is not automatically incorporated into other securities filings unless specifically referenced.