U S Global Investors (GROW) CFO acquires 331 shares via stock plan

Rhea-AI Filing Summary

U S Global Investors Inc CFO Lisa Callicotte acquired 331 shares of Class A Common Stock on July 31, 2026 through a restricted stock purchase under the employee stock purchase plan at $2.86 per share. After this transaction, she directly holds 38,919 shares of Class A Common Stock.

Insider Trade Summary

Net Buyer: 331 shares

Net Buy 1 txn

Insider Callicotte Lisa

Role CFO

Type	Security	Shares	Price	Value
Other	Class A Common Stock F1	331	$2.86	$946.66

Holdings After Transaction: Class A Common Stock — 38,919 shares (Direct)

Footnotes (1)

1. F1. Restricted stock purchase under the employee stock purchase plan.

Key Figures

Shares acquired: 331 shares Purchase price: $2.86 per share Post-transaction holdings: 38,919 shares +1 more

4 metrics

Shares acquired 331 shares Class A Common Stock acquired on July 31, 2026

Purchase price $2.86 per share Restricted stock purchase under employee stock purchase plan

Post-transaction holdings 38,919 shares Direct holdings of Class A Common Stock after the transaction

Transaction date July 31, 2026 Date of reported acquisition of Class A Common Stock

Key Terms

Class A Common Stock, restricted stock purchase, employee stock purchase plan

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

restricted stock purchase financial

"Restricted stock purchase under the employee stock purchase plan."

employee stock purchase plan financial

"Restricted stock purchase under the employee stock purchase plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 11:44 AM Accepted by SEC EDGAR 08/03/2026 - 11:44 AM Learn about SEC filing dates

FAQ

What insider transaction did GROW CFO Lisa Callicotte report?

CFO Lisa Callicotte reported acquiring 331 shares of U S Global Investors Class A Common Stock on July 31, 2026 at $2.86 per share through a restricted stock purchase under the employee stock purchase plan.

How many U S Global Investors (GROW) shares does Lisa Callicotte now hold?

Following the reported transaction, Lisa Callicotte directly holds 38,919 shares of U S Global Investors Class A Common Stock. This reflects the addition of 331 shares acquired under the company’s employee stock purchase plan.

What type of shares did the GROW CFO acquire in this filing?

Lisa Callicotte acquired Class A Common Stock of U S Global Investors. The Form 4 shows a restricted stock purchase of 331 shares at $2.86 per share under the company’s employee stock purchase plan.

Was Lisa Callicotte’s GROW share purchase under an employee stock plan?

Yes. A footnote states the transaction was a restricted stock purchase under the employee stock purchase plan. She acquired 331 shares of Class A Common Stock at $2.86 per share in this plan-related transaction.

What does the Form 4 say about Rule 10b5-1 for this GROW transaction?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, indicating the reported acquisition of 331 shares under the employee stock purchase plan was not designated as made pursuant to a Rule 10b5-1 trading plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Callicotte Lisa

(Last) (First) (Middle)

7900 CALLAGHAN ROAD

(Street)

SAN ANTONIO TEXAS 78229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
U S GLOBAL INVESTORS INC [ GROW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/31/2026	07/31/2026	J(1)		331	A	$2.86	38,919	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock purchase under the employee stock purchase plan.

	Lisa Callicotte	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)