U S Global Investors (GROW) CEO acquires 835 shares via stock plan
Rhea-AI Filing Summary
U S Global Investors CEO/CIO Frank E. Holmes acquired 835 shares of Class A Common Stock on July 31, 2026 at $2.86 per share through a restricted stock purchase under an employee stock purchase plan. After this acquisition he holds 302,623 shares directly, plus indirect holdings in an IRA and 401(k) accounts.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 835 shares
Net Buy
3 txns
Insider
HOLMES FRANK E
Role
CEO/CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Class A Common Stock F1 | 835 | $2.86 | $2K |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 302,623 shares (Direct);
Class A Common Stock — 32,862 shares (Indirect, IRA);
Class A Common Stock — 221,656.77 shares (Indirect, 401(k))
Footnotes (1)
- F1. Restricted stock purchase under employee stock purchase plan.
Key Figures
Shares acquired: 835 shares
Purchase price: $2.86 per share
Direct holdings after transaction: 302,623 shares
+2 more
5 metrics
Shares acquired
835 shares
Restricted stock purchase on July 31, 2026
Purchase price
$2.86 per share
Restricted stock purchase under employee stock purchase plan
Direct holdings after transaction
302,623 shares
Class A Common Stock held directly by Frank E. Holmes
Indirect IRA holdings
32,862 shares
Class A Common Stock held indirectly in an IRA
Indirect 401(k) holdings
221,656.77 shares
Class A Common Stock held indirectly in a 401(k) plan
Key Terms
Class A Common Stock, restricted stock, employee stock purchase plan, IRA, +1 more
5 terms
Class A Common Stock financial
"Security title reported as Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
restricted stock financial
"Footnote describes a restricted stock purchase under an employee plan."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
employee stock purchase plan financial
"Restricted stock purchase under employee stock purchase plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
IRA financial
"Nature of ownership reported as IRA for indirect holdings."
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
401(k) financial
"Nature of ownership reported as 401(k) for indirect holdings."
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Frank E. Holmes report for GROW?
Frank E. Holmes reported acquiring 835 shares of U S Global Investors Class A Common Stock on July 31, 2026 at $2.86 per share. The acquisition was a restricted stock purchase under an employee stock purchase plan, not an open-market buy.
What indirect GROW holdings does Frank E. Holmes report in retirement accounts?
He reports indirect ownership of 32,862 shares in an IRA and 221,656.77 shares in a 401(k) plan. These positions are listed as indirect holdings and are reported separately from his directly owned 302,623 shares.
Was Frank E. Holmes’ GROW stock acquisition made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and the only footnote describes the deal as a restricted stock purchase under an employee stock purchase plan. No pre-arranged Rule 10b5-1 trading plan is identified for this transaction.
What type of security did Frank E. Holmes acquire in the latest GROW Form 4?
The reported acquisition involves Class A Common Stock of U S Global Investors. Holmes obtained 835 shares via a restricted stock purchase tied to the company’s employee stock purchase plan, rather than purchasing on the open market.