U.S. Global CEO buys 729 shares at $3.27
CEO/CIO Frank E. Holmes’ restricted purchase on Aug. 31, 2026 increased his direct GROW holdings to 303,352 shares at $3.27 each.
Rhea-AI Filing Summary
U S GLOBAL INVESTORS INC (GROW) reported that CEO/CIO and ten percent owner Frank E. Holmes acquired Class A Common Stock on August 31, 2026. He obtained 729 shares at $3.27 per share in a restricted stock purchase under an employee stock purchase plan, bringing his direct holdings to 303,352 shares. Reported indirect holdings include 32,862 shares in an IRA and 221,656.77 shares in a 401(k) account.
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Insider Trade Summary
Other: 729 shares
Other
3 txns
Insider
HOLMES FRANK E
Role
CEO/CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Class A Common Stock F1 | 729 | $3.27 | $2K |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 303,352 shares (Direct);
Class A Common Stock — 32,862 shares (Indirect, IRA);
Class A Common Stock — 221,656.77 shares (Indirect, 401(k))
Footnotes (1)
- F1. Restricted stock purchase under employee stock purchase plan.
Key Figures
Shares acquired: 729 shares of Class A Common Stock
Purchase price: $3.27 per share
Direct holdings after transaction: 303,352 shares
+2 more
5 metrics
Shares acquired
729 shares of Class A Common Stock
Restricted stock purchase on August 31, 2026 under employee stock purchase plan
Purchase price
$3.27 per share
Price for the 729 acquired shares of Class A Common Stock
Direct holdings after transaction
303,352 shares
Direct ownership of Class A Common Stock following August 31, 2026 acquisition
Indirect IRA holdings
32,862 shares
Indirect ownership in IRA as of August 31, 2026
Indirect 401(k) holdings
221,656.77 shares
Indirect ownership in 401(k) as of August 31, 2026
Key Terms
restricted stock, employee stock purchase plan, Class A Common Stock, indirect ownership
4 terms
restricted stock financial
"Restricted stock purchase under employee stock purchase plan."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
employee stock purchase plan financial
"Restricted stock purchase under employee stock purchase plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
indirect ownership financial
"Indirect ownership reported via IRA and 401(k) accounts."
FAQ
What insider transaction in GROW did Frank E. Holmes report?
Frank E. Holmes reported acquiring 729 shares of U S GLOBAL INVESTORS INC Class A Common Stock on August 31, 2026 through a restricted stock purchase under an employee stock purchase plan at a price of $3.27 per share.
What security class is involved in Frank E. Holmes’ GROW Form 4 filing?
All reported positions in the Form 4 relate to Class A Common Stock of U S GLOBAL INVESTORS INC, including the 729-share acquisition and the direct and indirect holdings.
AI-generated analysis. How Rhea-AI works. Not financial advice.
