U.S. Global CFO buys 289 shares at $3.27

CFO Lisa Callicotte’s restricted stock buy lifts her direct GROW holdings to 39,208 shares after the Aug. 31 purchase.

Rhea-AI Filing Summary

U S GLOBAL INVESTORS INC (GROW) reported that CFO Lisa Callicotte acquired 289 shares of Class A Common Stock on August 31, 2026, in an other acquisition coded transaction. The footnote states this was a restricted stock purchase under an employee stock purchase plan, bringing her direct holdings to 39,208 shares.

Insider Trade Summary

Other: 289 shares

Other 1 txn

Insider Callicotte Lisa

Role CFO

Type	Security	Shares	Price	Value
Other	Class A Common Stock F1	289	$3.27	$945.03

Holdings After Transaction: Class A Common Stock — 39,208 shares (Direct)

Footnotes (1)

1. F1. Restricted stock purchase under employee stock purchase plan.

Key Figures

Shares acquired: 289 shares of Class A Common Stock Transaction price: $3.27 per share Holdings after transaction: 39,208 shares

3 metrics

Shares acquired 289 shares of Class A Common Stock Other acquisition on August 31, 2026

Transaction price $3.27 per share Restricted stock purchase under employee stock purchase plan

Holdings after transaction 39,208 shares Direct ownership of Class A Common Stock after acquisition

Key Terms

Class A Common Stock, restricted stock purchase, employee stock purchase plan

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

restricted stock purchase financial

"Restricted stock purchase under employee stock purchase plan."

employee stock purchase plan financial

"Restricted stock purchase under employee stock purchase plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did GROW CFO Lisa Callicotte report on this Form 4?

She reported acquiring 289 shares of U S GLOBAL INVESTORS INC Class A Common Stock on August 31, 2026, in an “other acquisition” transaction described as a restricted stock purchase under an employee stock purchase plan.

At what price were the GROW shares acquired by Lisa Callicotte?

The 289 Class A Common Stock shares were acquired at a price of $3.27 per share in a restricted stock purchase under an employee stock purchase plan.

How many GROW shares does Lisa Callicotte hold after this transaction?

Following the reported acquisition, Lisa Callicotte directly holds 39,208 shares of U S GLOBAL INVESTORS INC Class A Common Stock.

What is the nature of the transaction reported by GROW’s CFO on this Form 4?

The transaction is coded “J” (other acquisition or disposition) and, per the footnote, represents a restricted stock purchase under an employee stock purchase plan, rather than an open-market trade.

Is the reported GROW transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is marked false, and the footnote describes the transaction only as a restricted stock purchase under an employee stock purchase plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/01/2026 - 06:08 PM EDT Accepted by SEC EDGAR 09/01/2026 - 06:07 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Callicotte Lisa

(Last) (First) (Middle)

7900 CALLAGHAN ROAD

(Street)

SAN ANTONIO TEXAS 78229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
U S GLOBAL INVESTORS INC [ GROW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/31/2026	08/31/2026	J(1)		289	A	$3.27	39,208	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock purchase under employee stock purchase plan.

	Lisa Callicotte	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)