U.S. Global CFO buys 289 shares at $3.27
CFO Lisa Callicotte’s restricted stock buy lifts her direct GROW holdings to 39,208 shares after the Aug. 31 purchase.
Rhea-AI Filing Summary
U S GLOBAL INVESTORS INC (GROW) reported that CFO Lisa Callicotte acquired 289 shares of Class A Common Stock on August 31, 2026, in an other acquisition coded transaction. The footnote states this was a restricted stock purchase under an employee stock purchase plan, bringing her direct holdings to 39,208 shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 289 shares
Other
1 txn
Insider
Callicotte Lisa
Role
CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Class A Common Stock F1 | 289 | $3.27 | $945.03 |
Holdings After Transaction:
Class A Common Stock — 39,208 shares (Direct)
Footnotes (1)
- F1. Restricted stock purchase under employee stock purchase plan.
Key Figures
Shares acquired: 289 shares of Class A Common Stock
Transaction price: $3.27 per share
Holdings after transaction: 39,208 shares
3 metrics
Shares acquired
289 shares of Class A Common Stock
Other acquisition on August 31, 2026
Transaction price
$3.27 per share
Restricted stock purchase under employee stock purchase plan
Holdings after transaction
39,208 shares
Direct ownership of Class A Common Stock after acquisition
Key Terms
Class A Common Stock, restricted stock purchase, employee stock purchase plan
3 terms
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
restricted stock purchase financial
"Restricted stock purchase under employee stock purchase plan."
employee stock purchase plan financial
"Restricted stock purchase under employee stock purchase plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
FAQ
What transaction did GROW CFO Lisa Callicotte report on this Form 4?
She reported acquiring 289 shares of U S GLOBAL INVESTORS INC Class A Common Stock on August 31, 2026, in an “other acquisition” transaction described as a restricted stock purchase under an employee stock purchase plan.
What is the nature of the transaction reported by GROW’s CFO on this Form 4?
The transaction is coded “J” (other acquisition or disposition) and, per the footnote, represents a restricted stock purchase under an employee stock purchase plan, rather than an open-market trade.
Is the reported GROW transaction under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is marked false, and the footnote describes the transaction only as a restricted stock purchase under an employee stock purchase plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
