Every Form 4 that US Global Invstr (GROW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GROW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GROW filings page.
U S GLOBAL INVESTORS INC (GROW) reported that CEO/CIO and ten percent owner Frank E. Holmes acquired Class A Common Stock on August 31, 2026. He obtained 729 shares at $3.27 per share in a restricted stock purchase under an employee stock purchase plan, bringing his direct holdings to 303,352 shares. Reported indirect holdings include 32,862 shares in an IRA and 221,656.77 shares in a 401(k) account.
U S GLOBAL INVESTORS INC (GROW) reported that CFO Lisa Callicotte acquired 289 shares of Class A Common Stock on August 31, 2026, in an other acquisition coded transaction. The footnote states this was a restricted stock purchase under an employee stock purchase plan, bringing her direct holdings to 39,208 shares.
U S Global Investors CEO/CIO Frank E. Holmes acquired 835 shares of Class A Common Stock on July 31, 2026 at $2.86 per share through a restricted stock purchase under an employee stock purchase plan. After this acquisition he holds 302,623 shares directly, plus indirect holdings in an IRA and 401(k) accounts.
U S Global Investors Inc CFO Lisa Callicotte acquired 331 shares of Class A Common Stock on July 31, 2026 through a restricted stock purchase under the employee stock purchase plan at $2.86 per share. After this transaction, she directly holds 38,919 shares of Class A Common Stock.
U.S. Global Investors CEO/CIO Frank E. Holmes reported updated holdings of Class A Common Stock. The filing shows a transaction on June 30, 2026 labeled as an "other" transaction, where 764 shares of restricted stock were purchased under an employee stock purchase plan at $3.12 per share, bringing his direct holdings to 301,788 shares.
Holmes also reported indirect holdings of 221,656.77 shares in a 401(k) account and 32,862 shares in an IRA after the same date. These additional entries are reported as holdings rather than open-market trades, so the filing mainly updates the structure and location of his ownership.
U S Global Investors CFO Lisa Callicotte reported an internal equity transaction involving 303 shares of Class A Common Stock at $3.12 per share. The footnote describes this as a restricted stock purchase under an employee stock purchase plan. Following the transaction, she directly holds 38,588 shares, indicating a routine, small-scale adjustment to her equity position rather than an open-market trade.
U.S. Global Investors, Inc. insider activity centers on investment adviser-controlled accounts buying additional non-voting Class A shares. Derek Steven Pilecki, identified as a control person, reported two open-market purchases totaling 20,826 shares of Class A Common Stock (Non-Voting) at prices around $2.60 per share. Following these trades, the filing shows aggregate beneficial ownership of 1,121,593 shares held across Gator Financial Partners, LLC, Gator Qualified Partners, LLC, ECA Fund, LP, and a managed account, where Gator Capital Management, LLC exercises investment discretion and disclaims beneficial ownership except for its pecuniary interest.
Gator Capital Management, LLC, a more than ten percent holder of U S Global Investors, Inc., reported open-market purchases of Class A Common Stock (Non-Voting) made for client accounts over which it has investment discretion.
On June 2 and 3, it bought a total of 20,826 shares at weighted average prices of about $2.59–$2.60 per share. Following these transactions, its reported aggregate beneficial ownership is 1,121,593 Class A shares, held across several pooled investment vehicles and a managed account.
The filing notes these holdings are in entities such as Gator Financial Partners, LLC, Gator Qualified Partners, LLC, ECA Fund, LP, and a managed account, and that Gator Capital Management disclaims beneficial ownership except to the extent of its pecuniary interest.
Gator Capital Management, LLC, a ten percent owner of U S Global Investors, Inc. (GROW), reported a series of open-market purchases of Class A Common Stock (Non-Voting) during May 2026. Across nine transactions from May 1 to May 28, it bought 38,293 shares at prices generally around the mid‑$2.50s per share.
After these trades, the Form 4 and footnotes state that 1,100,767 shares are beneficially owned in the aggregate, held across Gator Financial Partners, LLC, Gator Qualified Partners, LLC, ECA Fund, LP, and a managed account, over which Gator Capital exercises investment discretion. The firm disclaims beneficial ownership except to the extent of its pecuniary interest. One transaction price is disclosed as a weighted average, and the filing notes that this Form 4 is being filed late.
U S Global Investors Inc saw adviser-managed client accounts associated with control person Derek Steven Pilecki buy a net 38,293 shares of Class A non-voting common stock in open-market transactions during May 2026, at prices around $2.55–$2.63 per share.
According to the disclosure, a total of 1,100,767 shares is held across Gator Financial Partners, LLC, Gator Qualified Partners, LLC, ECA Fund, LP, and a managed account, and Gator Capital Management, LLC disclaims beneficial ownership except to the extent of its pecuniary interest. The Form 4 notes that it is being filed late.
U S Global Investors Inc CEO/CIO and 10% owner Frank E. Holmes reported updated holdings of Class A Common Stock. On May 29, 2026, he completed a restricted stock purchase under an employee stock purchase plan, acquiring 904 shares at $2.64 per share. Following this transaction, he holds 301,024 shares directly, plus 221,656.77 shares indirectly through a 401(k) account and 32,862 shares indirectly through an IRA.
U S Global Investors CFO Lisa Callicotte reported an "other" equity transaction involving 359 shares of Class A Common Stock at $2.64 per share. A footnote explains this was a restricted stock purchase under an employee stock purchase plan, indicating a compensation-related equity acquisition rather than an open-market trade.
Following this transaction, Callicotte directly holds 38,285 shares of Class A Common Stock. The filing reflects a routine, small-scale change in her equity position tied to a company stock purchase program.
U S GLOBAL INVESTORS INC CEO/CIO and 10% owner Frank E. Holmes reported an employee stock purchase plan transaction in Class A Common Stock. He acquired 907 shares coded as an “other” transaction at $2.63 per share through a restricted stock purchase.
Following this transaction, Holmes directly holds 300,120 Class A shares. He also indirectly holds 221,656.77 shares through a 401(k) and 32,862 shares through an IRA. These entries are compensation- and retirement-related, rather than open‑market trades.
U S Global Investors CFO Lisa Callicotte reported a routine compensation-related stock transaction. She acquired 359 shares of Class A Common Stock at $2.63 per share through a restricted stock purchase under the company’s employee stock purchase plan. Following this transaction, she directly holds 37,926 Class A shares.
U S Global Investors Inc CEO/CIO Frank E. Holmes reported a Form 4 showing an “other” transaction involving 963 shares of Class A Common Stock at $2.48 per share. A footnote explains this was a restricted stock purchase under an employee stock purchase plan.
Following the transaction, Holmes directly holds 299,213 Class A shares. He also has indirect holdings of 32,862 shares through an IRA and 221,656.77 shares through a 401(k), reflecting both personal and retirement-plan ownership stakes in the company.
U S Global Investors CFO Lisa Callicotte reported an employee stock purchase transaction involving 382 shares of Class A Common Stock at $2.48 per share. The filing notes this was a restricted stock purchase under an employee stock purchase plan, and she now directly holds 37,567 shares following the transaction.
U.S. Global Investors CEO/CIO Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock. On February 27, 2026, he acquired 716 shares at $3.33 per share through a restricted stock purchase under the plan, bringing his direct holdings to 298,250 shares. Indirectly, he reported 32,862 shares held in an IRA and 221,656.77 shares held in a 401(k) account.
U S Global Investors CFO Lisa Callicotte reported an “other” stock transaction involving company shares. On the reported date, a restricted stock purchase under the employee stock purchase plan covered 284 shares of Class A Common Stock at $3.33 per share. After this plan-related transaction, her directly held position in Class A Common Stock stood at 37,185 shares.
U.S. Global Investors CEO/CIO Frank E. Holmes, a director and more than 10% owner of GROW, reported buying 719 shares of Class A common stock on January 30, 2026 at $3.32 per share. This was a restricted stock purchase under an employee stock purchase plan.
After this transaction, Holmes directly owned 297,534 Class A shares, with additional indirect holdings of 32,862 shares in an IRA and 221,656.77 shares in a 401(k) account.
U.S. Global Investors CFO Lisa Callicotte reported a small share purchase in a Form 4 filing. On January 30, 2026, she acquired 285 shares of Class A common stock at $3.32 per share through a restricted stock purchase under the company’s employee stock purchase plan. Following this transaction, she directly owns 36,901 Class A shares. This reflects routine insider participation in an employee stock purchase program rather than a large discretionary trade.
U.S. Global Investors (GROW) insider activity: the CEO/CIO, a director and 10% owner, reported acquiring 959 Class A shares on 10/31/2025 at $2.49 per share. The transaction is labeled Code J and described as a restricted stock purchase under an employee stock purchase plan.
Following the transaction, beneficial ownership stood at 294,848 shares direct, plus 32,862 shares held indirectly via an IRA and 221,656.77 shares held indirectly via a 401(k).
U.S. Global Investors (GROW) reported an insider transaction by its CFO, Lisa Callicotte. On 10/31/2025, she acquired 380 shares of Class A common stock at $2.49 (transaction code J), noted as a restricted stock purchase under the employee stock purchase plan. After this transaction, she directly owns 35,836 shares.
Frank E. Holmes, listed as CEO/CIO, director and a >10% owner of U S Global Investors Inc (GROW), reported a purchase of Class A common stock under the company's employee stock purchase plan. On 09/30/2025 he acquired 867 shares at $2.75 each, increasing his direct beneficial ownership to 293,889 shares. The filing also shows indirect holdings of 32,862 shares in an IRA and 221,656.77 shares in a 401(k). The form is signed on 10/01/2025 by Lisa Callicotte. The filing explicitly states the transaction was a restricted stock purchase under the employee stock purchase plan.
Lisa Callicotte, CFO of U S Global Investors Inc (GROW), acquired 344 shares of Class A common stock on 09/30/2025 at $2.75 per share under a restricted stock purchase through the company's employee stock purchase plan. After the transaction she beneficially owned 35,456 shares. The filing reports this as an internal compensation-related purchase rather than an open-market trade, indicating participation in the company’s employee equity program by a senior executive.