U.S. Global Investors CEO buys 904 restricted shares
U S Global Investors Inc CEO/CIO and 10% owner Frank E. Holmes reported updated holdings of Class A Common Stock.
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
U S Global Investors Inc CEO/CIO and 10% owner Frank E. Holmes reported updated holdings of Class A Common Stock. On May 29, 2026, he completed a restricted stock purchase under an employee stock purchase plan, acquiring 904 shares at $2.64 per share. Following this transaction, he holds 301,024 shares directly, plus 221,656.77 shares indirectly through a 401(k) account and 32,862 shares indirectly through an IRA.
Insider Trade Summary
Other: 904 shares
Other
3 txns
Insider
HOLMES FRANK E
Role
CEO/CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Class A Common Stock | 904 | $2.64 | $2K |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 301,024 shares (Direct);
Class A Common Stock — 32,862 shares (Indirect, IRA);
Class A Common Stock — 221,656.77 shares (Indirect, 401(k))
Footnotes (1)
- F1. Restricted stock purchase under employee stock purchase plan.
Key Figures
Restricted shares acquired: 904 shares
Purchase price: $2.64 per share
Direct holdings after transaction: 301,024 shares
+2 more
5 metrics
Restricted shares acquired
904 shares
Class A Common Stock under employee stock purchase plan on May 29, 2026
Purchase price
$2.64 per share
Price for 904 restricted shares of Class A Common Stock
Direct holdings after transaction
301,024 shares
Class A Common Stock directly owned by Frank Holmes after May 29, 2026
401(k) indirect holdings
221,656.77 shares
Class A Common Stock held indirectly through 401(k) as of May 29, 2026
IRA indirect holdings
32,862 shares
Class A Common Stock held indirectly through IRA as of May 29, 2026
Key Terms
Restricted stock, employee stock purchase plan, Class A Common Stock, 401(k), +1 more
5 terms
Restricted stock financial
"Restricted stock purchase under employee stock purchase plan."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
employee stock purchase plan financial
"Restricted stock purchase under employee stock purchase plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
401(k) financial
"nature_of_ownership: 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
IRA financial
"nature_of_ownership: IRA"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did GROW CEO Frank Holmes report on May 29, 2026?
Frank Holmes acquired 904 Class A shares of U S Global Investors at $2.64 per share. The filing states this was a restricted stock purchase under an employee stock purchase plan, indicating a compensation-related acquisition rather than an open-market trade.
What indirect U S Global Investors (GROW) holdings does Frank Holmes report?
Frank Holmes reports 221,656.77 Class A shares held indirectly through a 401(k) account and 32,862 shares held indirectly through an IRA. These accounts are classified as indirect ownership in the Form 4 filing dated May 29, 2026.
What does transaction code J mean in the GROW Form 4 for Frank Holmes?
In this Form 4, code J is described as “other acquisition or disposition.” A footnote clarifies it as a restricted stock purchase under an employee stock purchase plan, indicating a structured, compensation-related acquisition rather than a discretionary market trade.
AI-generated analysis. How Rhea-AI works. Not financial advice.
Accepted by SEC EDGAR
Learn about SEC filing dates