GROW CFO reports 359-share restricted stock purchase

U S Global Investors CFO Lisa Callicotte reported an "other" equity transaction involving 359 shares of Class A Common Stock at $2.64 per share.

Rhea-AI Filing Summary

U S Global Investors CFO Lisa Callicotte reported an "other" equity transaction involving 359 shares of Class A Common Stock at $2.64 per share. A footnote explains this was a restricted stock purchase under an employee stock purchase plan, indicating a compensation-related equity acquisition rather than an open-market trade.

Following this transaction, Callicotte directly holds 38,285 shares of Class A Common Stock. The filing reflects a routine, small-scale change in her equity position tied to a company stock purchase program.

Insider Trade Summary

Other: 359 shares

Other 1 txn

Insider Callicotte Lisa

Role CFO

Type	Security	Shares	Price	Value
Other	Class A Common Stock	359	$2.64	$947.76

Holdings After Transaction: Class A Common Stock — 38,285 shares (Direct)

Footnotes (1)

1. F1. Restricted stock purchase under employee stock purchase plan.

Key Figures

Restricted stock shares: 359 shares Transaction price: $2.64 per share Shares held after transaction: 38,285 shares

3 metrics

Restricted stock shares 359 shares Class A Common Stock reported with code J transaction

Transaction price $2.64 per share Price for the 359 restricted shares under the plan

Shares held after transaction 38,285 shares Direct Class A Common Stock holdings following Form 4 event

Key Terms

restricted stock, employee stock purchase plan, Class A Common Stock, Other acquisition or disposition

4 terms

restricted stock financial

"Restricted stock purchase under employee stock purchase plan."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

employee stock purchase plan financial

"Restricted stock purchase under employee stock purchase plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Other acquisition or disposition financial

"transaction_code_description: "Other acquisition or disposition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did U S Global Investors (GROW) report for Lisa Callicotte?

U S Global Investors reported CFO Lisa Callicotte in a Form 4 with an "other" transaction of 359 Class A Common shares at $2.64 each. A footnote clarifies it was a restricted stock purchase under an employee stock purchase plan.

Was the GROW insider transaction a buy or sell by the CFO?

The Form 4 for GROW labels the CFO’s activity with code "J" as "other" and not a standard buy or sell. A footnote states it was a restricted stock purchase under an employee stock purchase plan, indicating a compensation-related equity acquisition.

How many GROW shares does CFO Lisa Callicotte hold after the reported transaction?

After the reported Form 4 transaction, CFO Lisa Callicotte directly holds 38,285 shares of U S Global Investors Class A Common Stock. This figure reflects her position immediately following the 359-share restricted stock purchase under the employee stock purchase plan.

What does transaction code "J" mean in the GROW Form 4 filing?

In the GROW Form 4, transaction code "J" is described as an "Other acquisition or disposition" of non-derivative securities. Here, a footnote clarifies the code relates to a restricted stock purchase under the company’s employee stock purchase plan.

At what price were the GROW shares involved in Lisa Callicotte’s Form 4 transaction recorded?

The Form 4 lists the 359 Class A Common Stock shares at a price of $2.64 per share. This per-share figure applies specifically to the restricted stock purchase reported under the employee stock purchase plan footnote.

Is the GROW Form 4 transaction for Lisa Callicotte a routine compensation event?

The filing’s footnote states the transaction was a restricted stock purchase under an employee stock purchase plan. That description indicates a routine, compensation-related equity purchase rather than a discretionary open-market trade or unusual one-time transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 11:53 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Callicotte Lisa

(Last) (First) (Middle)

7900 CALLAGHAN ROAD

(Street)

SAN ANTONIO TEXAS 78229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
U S GLOBAL INVESTORS INC [ GROW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/29/2026	05/29/2026	J(1)		359	A	$2.64	38,285	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock purchase under employee stock purchase plan.

	Lisa Callicotte	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)