U.S. Global Investors CEO logs ESPP share purchase
U.S. Global Investors CEO/CIO Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock.
Rhea-AI Filing Summary
U.S. Global Investors CEO/CIO Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock. On February 27, 2026, he acquired 716 shares at $3.33 per share through a restricted stock purchase under the plan, bringing his direct holdings to 298,250 shares. Indirectly, he reported 32,862 shares held in an IRA and 221,656.77 shares held in a 401(k) account.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 716 shares
Other
3 txns
Insider
HOLMES FRANK E
Role
CEO/CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Class A Common Stock | 716 | $3.33 | $2K |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 298,250 shares (Direct);
Class A Common Stock — 32,862 shares (Indirect, IRA);
Class A Common Stock — 221,656.77 shares (Indirect, 401(k))
Footnotes (1)
- F1. Restricted stock purchase under employee stock purchase plan.
FAQ
What insider transaction did GROW CEO Frank E. Holmes report?
Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock, involving a restricted stock purchase. The filing classifies this activity under an “other acquisition or disposition” code rather than a standard open-market buy or sell transaction.
What indirect GROW holdings does Frank E. Holmes report in retirement accounts?
Frank E. Holmes reports indirect ownership of 32,862 Class A shares in an IRA and 221,656.77 Class A shares in a 401(k) account. These positions are listed as indirect holdings, separate from his directly owned U.S. Global Investors stock.
What does transaction code J mean in this GROW Form 4 filing?
In this Form 4, transaction code J is described as “Other acquisition or disposition,” and the footnote clarifies it as a restricted stock purchase under an employee stock purchase plan. It is not labeled as a typical open-market buy or sell trade.
On what date did the reported GROW insider stock transaction occur?
The reported transaction in U.S. Global Investors Class A common stock occurred on February 27, 2026. That date applies to the restricted stock purchase under the employee stock purchase plan and the updated direct and indirect holdings reported.
AI-generated analysis. How Rhea-AI works. Not financial advice.
