Every 8-K that US Global Invstr (GROW) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow GROW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GROW filings page.
U.S. Global Investors, Inc. (GROW) reported a return to profitability for the fiscal year ended June 30, 2026, with net income of $3.1 million, or $0.24 per share, compared with a net loss of $334,000, or $(0.03) per share, a year earlier. Total operating revenue rose 21% to $10.3 million, driven by higher advisory fees and net investment income.
Net investment income increased to $4.1 million, including a non-cash net gain of about $3.2 million on certain equity investments. The company still recorded an operating loss of $603,000, though this narrowed from a $3.0 million loss in 2025. Average AUM grew 8% to $1.5 billion, with period-end AUM up 26% to $1.7 billion. Gold and natural resources funds led growth, with advisory fees from U.S. Global Investors Funds rising to $3.8 million, up about 128%, while ETF advisory fees declined modestly to $6.2 million. The company repurchased 733,848 shares for roughly $2.0 million, reported a 7.9% shareholder yield, and maintained a monthly dividend of $0.0075 per share. Liquidity remained strong with $24.3 million in cash, net working capital of $35.7 million, and no borrowings on its $1.0 million credit facility.
U.S. Global Investors, Inc. filed an amended Form 10‑Q/A and an 8‑K after restating earnings per share (EPS) for the three and nine months ended March 31, 2026. A clerical omission understated weighted‑average shares, causing basic and diluted EPS to fall from $0.23 to $0.21 for the quarter and from $0.27 to $0.26 for the nine‑month period. The company states that net income, revenue, cash, and all other financial statement line items were unchanged.
Despite the EPS restatement, results show a strong quarter. Net income was $2.7 million, or $0.21 per share, compared with a net loss a year earlier. Operating revenues were $2.8 million, up 10% from the prior quarter and 31% from the same quarter in 2025, with average assets under management of $1.6 billion. Management also highlighted having repurchased more than 20% of outstanding shares over the past five years.
U.S. Global Investors, Inc. is restating its earnings per share (EPS) for the quarter and nine months ended March 31, 2026, and has advised that prior financial statements for these periods should no longer be relied upon. The company found a spreadsheet formula omission that understated weighted-average shares by 702,484 for the quarter and 230,743 for the nine months, causing basic and diluted EPS to be overstated by $0.02 and $0.01, respectively. The corrected basic and diluted EPS for the quarter is $0.21, with restated weighted-average shares of 12,561,208 basic and 12,585,586 diluted. The error does not affect revenue, expenses, net income, cash flows, or period-end shares, but management concluded a material weakness existed in internal control over financial reporting related to review of the share-count calculation and is implementing enhanced spreadsheet and review controls. The company highlights that net income for the quarter was $2.7 million and average assets under management reached $1.6 billion, and notes it has repurchased about 2.7 million shares over five years, more than 20% of its common stock.
U.S. Global Investors, Inc. reported a solid turnaround for the quarter ended March 31, 2026, posting net income of $2.7 million, or $0.23 per share, compared with a net loss of $0.03 per share a year earlier. Operating revenues were $2.8 million, up 10% from the prior quarter and 31% year over year, driven by strength in gold and natural resources strategies, which helped lift average assets under management to $1.6 billion.
The firm also highlighted rapid growth in its U.S. Global Technology and Aerospace & Defense ETF (WAR), whose assets nearly doubled to about $20 million over the quarter, and continued resilience in its airline (JETS) and shipping (SEA) ETFs. Shareholder returns remain a focus: shareholder yield for the 12 months ended March 31, 2026, was 9.96%, supported by monthly dividends of $0.0075 per share through June 2026 and an active buyback program that repurchased 776,299 shares over the past year.
The company ended the quarter with approximately $36.2 million in net working capital and $24.6 million in cash and cash equivalents, indicating a strong liquidity position. Management plans to discuss these results on a webcast scheduled for May 14, 2026.
U.S. Global Investors, Inc. reported mixed second-quarter fiscal 2026 results for the period ended December 31, 2025. Total assets under management were about $1.5 billion, up 12% from the prior quarter and 5% from a year earlier, and had increased further to $1.7 billion by February 19.
Operating revenue rose to $2.51 million, an increase of $259,000, or 11.5%, from the prior quarter, while operating expenses fell versus the year-ago quarter. Income before taxes improved to $535,000 from a loss of $116,000 in the prior-year period.
Results were weighed down by a $1.38 million income tax expense tied to the tax treatment of certain HIVE Digital Technologies convertible securities, including a non-cash valuation allowance of approximately $471,000. Management expects an offsetting $1.3 million tax benefit in the quarter ending March 31, 2026, subject to IRS review, leading to a net loss of $846,000, or $(0.07) per share.
The company highlighted shareholder return efforts, citing a 9.89% shareholder yield as of December 31, 2025, a monthly dividend of $0.0075 per share authorized through March 2026, and repurchase of 262,195 shares during the quarter. Liquidity remained solid with net working capital of about $36.7 million and cash and cash equivalents of roughly $25.2 million.
U.S. Global Investors, Inc. (GROW) furnished earnings information via an 8-K under Item 2.02. The company reported results for its quarter ended September 30, 2025, provided through a press release attached as Exhibit 99.1. The company states this information is being furnished, not filed, under the Exchange Act and is not incorporated by reference unless expressly specified.
U.S. Global Investors, Inc. filed a current report to notify investors that it has released a press release with its earnings and other financial results for the fiscal year ended June 30, 2025. The company states that this press release, dated September 8, 2025, is being furnished as Exhibit 99.1 to the report rather than filed, which affects how it is treated under securities laws. The filing also notes that the information in the exhibit is not automatically incorporated into other securities filings unless specifically referenced.
U.S. Global Investors (NASDAQ:GROW) filed an 8-K furnishing a June 25 press release. The company reaffirmed its monthly dividend, announced plans to expand Bitcoin exposure, and introduced Smart Beta 2.0 tools aimed at “fear trade” strategies.
- No change to dividend cadence or amount was announced.
- Management signaled a strategic tilt toward digital assets but gave no sizing, timing, or funding details.
- The Smart Beta initiative appears promotional; no performance data, AUM targets, or revenue projections were provided.
The filing is furnished under Item 8.01, so it contains no financial statements and carries lower legal liability. Immediate earnings impact remains uncertain, making the disclosure largely qualitative at this stage.