Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS) reported that Chief Administrative Officer Ericka T. Leslie sold common stock in an open-market or private transaction. On 2026-08-28, she sold 600 shares at a weighted average price of $1,033.80 per share. Following this sale, she held 10,960 shares directly. An additional 40 shares are held indirectly through family trusts, for which she disclaims beneficial ownership.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering $49,000 face amount of Leveraged Buffered S&P 500® Index‑Linked Notes due May 31, 2030 under its Medium‑Term Notes, Series F program. The notes are issued at 100% of face, do not bear interest, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The initial S&P 500® level is set as the lowest closing level during an observation period from August 26, 2026 to October 26, 2026. At maturity, investors receive: 2x positive index return, capped at $1,340 per $1,000 (cap level 117% of initial); full principal back if the index is between 85% and 100% of the initial level; and if the index falls below 85%, losses equal index decline beyond a 15% buffer, up to an 85% loss of principal.
The notes’ estimated value on the trade date is approximately $966 per $1,000 face, below the issue price, reflecting structuring and distribution costs. Underwriting discount is 3% of face (net proceeds 97%). Repayment is subject to the unsecured credit risk of GS Finance Corp. and the guarantor, with limited or no secondary market and complex U.S. tax treatment.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS) has a shareholder, Leslie Ericka T, filing a notice under Rule 144 to sell common stock. The notice covers 600 shares of common stock, par value $0.01 per share, to be sold through Goldman Sachs & Co. LLC, with a stated date of sale of 08/28/2026. All shares proposed to be sold were acquired on various dates pursuant to Employee Compensation Awards.
In the prior three months, the same person reported sales of 250 shares on 07/15/2026 for $285,000.00 and 175 shares on 08/04/2026 for $179,735.50. The Rule 144 notice is signed by Jamie A. Greenberg as attorney-in-fact and dated 08/28/2026.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, unsecured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and mature on September 3, 2031, unless automatically called starting in August 2027.
The notes are called if the index closes at or above the initial level of 533.07 on a call observation date, paying back principal plus a call premium of 24%–118% of face value depending on call date. If held to maturity and not called, investors receive up to a maximum of $2,200 per $1,000 face amount if the index is at or above its initial level; principal is protected only down to a 50% decline, with losses beyond that one-for-one down to total loss.
The index targets 40% volatility with up to 500% leverage and applies a 6% per annum decrement that drags performance. It is based on E-mini S&P 500 futures, introducing financing, leverage and roll risks. The notes’ estimated value is $914 per $1,000 at pricing, below the 100% issue price, and investors take the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering principal-protected, auto-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, with an aggregate face amount of $891,000. The notes pay no periodic interest. If the index is at or above its initial level on any annual call observation date, the notes are automatically called and pay, per $1,000, $1,000 plus a call premium that steps up from 7.20% in 2027 to 43.20% in 2032.
If not called, at maturity in August 2033 investors receive, per $1,000, the greater of $1,000 or $1,000 plus 100% of any positive index return; there is no upside leverage. The index is a daily rebalanced, rules-based multi-asset benchmark subject to a 5% volatility control, a momentum risk control overlay and an annual 0.65% deduction, and often allocates heavily to cash-like positions, which can materially reduce index returns. The original issue price is 100% of face, with a 4.38% underwriting discount and 95.62% net proceeds to the issuer; GS estimates the value of each $1,000 note on the trade date at $892, below the issue price.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is issuing EURO STOXX 50® Index-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $1,102,000 and are offered at 100% of face amount.
The notes pay no interest and mature on March 1, 2029. For each $1,000 note, if the index rises, investors receive 200% of the index gain, capped at a maximum settlement amount of $1,366. If the index falls up to the 15% buffer (down to 85% of the initial level), investors receive full principal. Below the buffer, principal is reduced 1% for each 1% index decline beyond the buffer, with losses potentially substantial.
The initial index level is 6,470.74. The notes reflect the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, may have limited liquidity, and involve structural, market, foreign-market and U.S. tax uncertainties as described.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering two tranches of leveraged buffered index-linked notes under its shelf registration, with an aggregate face amount of $1,547,000, linked separately to the S&P 500® Index and the Russell 2000® Index.
The S&P 500® notes have a face amount of $1,056,000, a 200% upside participation rate, a 90% buffer level (10% buffer amount) and a maximum settlement amount of $1,252.5 per $1,000, with a determination date of February 26, 2029 and maturity on March 1, 2029. The Russell 2000® notes have a face amount of $491,000, a 110% upside participation rate, the same 90% buffer and a maximum settlement amount of $1,240 per $1,000, with a February 28, 2028 determination date and March 2, 2028 maturity.
Both notes do not bear interest, repay $1,000 at maturity if the index finishes between 90% and 100% of its initial level, and expose holders to losses below the buffer on a 1:1 basis. Returns are capped by the maximum settlement amount and depend solely on index levels on the determination date. Each note is an unsecured obligation of GS Finance Corp, fully guaranteed by Goldman Sachs Group Inc, and the approximate estimated values at pricing ($969 and $977 per $1,000) are below the 100% issue price. The issuer intends to treat the notes as pre-paid derivative contracts for U.S. federal income tax purposes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering Dual Directional Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the S&P 500® Index, due October 4, 2028. These unsecured, principal-at-risk notes pay no interest and are not listed on any exchange.
For each $1,000 note, if the final S&P 500® level is higher than the initial level, investors receive principal plus 150% of the index gain, capped at a maximum payment of at least $1,197.50. If the index is flat or down by up to the 10.00% buffer, investors receive principal plus the absolute value of the index loss, up to a positive 10% return.
If the index declines by more than 10%, investors lose 1% of principal for each additional 1% drop, with a minimum payment of $100 per note. The estimated initial value is $910–$970 per $1,000, below the issue price of 100%, reflecting fees and hedging costs. Net proceeds are 97.50% of principal after a 2.50% underwriting discount, and returns depend on the credit of GS Finance Corp and its guarantor, The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via issuer GS Finance Corp., is offering CHF/USD exchange rate-linked structured notes that pay no interest and are guaranteed by The Goldman Sachs Group, Inc. The notes are automatically callable starting about 12–14 months after issuance if the Swiss franc per U.S. dollar exchange rate is at or above an initial level.
If called, holders receive $1,000 plus a call premium per $1,000 face amount; the call premium percentage increases on later call dates. If not called and the final exchange rate on the determination date is at or above the initial rate, investors receive a capped maximum settlement amount of between $1,441.29333 and $1,517.64028 per $1,000; if the final rate is lower, they receive only the $1,000 face amount. The estimated value at pricing is expected to be $915–$945 per $1,000, below issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are taxed as contingent payment debt instruments.