Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged callable notes linked to the EURO STOXX 50® Index. Each note has a $1,000 face amount, an original issue price of 100% of face and pays no interest. The notes are scheduled to mature on August 4, 2031, unless redeemed early at the issuer’s option on quarterly call payment dates from August 2027 through May 2031.
If held to maturity and not called, investors receive at least their full principal. If the final index level exceeds the initial level, the payoff equals $1,000 plus 200% of the index’s positive return. If the index return is zero or negative, repayment is limited to $1,000. Early redemption, if exercised, pays $1,000 plus a call premium, starting at at least 11.6% of face on August 4, 2027 and rising to at least 55.1% by May 5, 2031.
The estimated value at pricing is $885–$915 per $1,000, below the issue price, reflecting underwriting discounts of 2.5% of face and structuring costs. Investors bear the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., market and volatility risk tied to the EURO STOXX 50®, call risk, complex U.S. tax treatment as a contingent payment debt instrument, and potential secondary-market illiquidity.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes with an aggregate face amount of $851,000 under its Medium-Term Notes, Series F program. The notes do not bear interest and may be automatically called on October 1, 2027 if the S&P 500® closing level on the September 28, 2027 call observation date is greater than or equal to the initial level of 7,572.40; in that case, holders receive $1,100 per $1,000 face amount.
If not called, the July 2, 2029 maturity payment per $1,000 depends on S&P 500® performance: upside is 135% participation in any positive index return; return of principal if the final level is between 80% and 100% of the initial level (the trigger buffer level); and a 1:1 loss with the index if the final level falls below 80%, up to a total loss of principal. The structure exposes investors to the credit risk of GS Finance Corp. and the guarantor, potential illiquidity, uncertain tax treatment, and the possibility of losing their entire investment.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is issuing equity-linked notes with a basket of 9 equally weighted large-cap technology-related stocks, each with an initial weight of approximately 11.111% and an initial basket level of 100.
The notes pay no interest and mature on July 19, 2028, but are subject to an automatic call on July 28, 2027 if the basket level is at least 100, in which case investors receive $1,201.5 per $1,000 face amount on August 2, 2027.
If not called, at maturity investors receive: (i) for a positive basket return, $1,000 plus 125% of the basket gain; (ii) for a basket return between 0% and -20%, $1,000; and (iii) for a basket return below -20%, $1,000 plus 125% of the loss beyond the 20% buffer, so principal can be significantly reduced up to total loss.
The notes’ estimated value on the trade date is approximately $939 per $1,000 face amount, below the issue price, reflecting underwriting discounts of 1.5% and structuring costs; net proceeds to the issuer are 98.5% of face amount on an aggregate face amount of $8,022,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable income-bearing notes linked to the common stock of CrowdStrike Holdings, Inc., Oracle Corporation and Celestica Inc. The notes have an aggregate $726,000 face amount, denominations of $1,000, trade on July 15, 2026 and mature on July 20, 2028, subject to automatic call.
Monthly observation dates begin in August 2026. A coupon accrues only if on an observation date the closing price of each index stock is at least 50% of its initial price; when this condition is met, the coupon for each $1,000 equals $23.334 (2.3334% monthly, up to about 28% per year) times the number of elapsed observation dates, minus all prior coupons. The notes are automatically called if, on any call observation date from July 2027 to June 2028, each stock’s price is at or above its initial level, in which case investors receive $1,000 plus the then-accrued coupon.
At maturity, if the notes have not been called and a trigger event has not occurred (at least one stock’s final price is at or above its initial price), investors receive the $1,000 face amount, plus the final coupon if all stocks are at or above 50% of their initial levels. If a trigger event has occurred and any stock finishes below 50% of its initial price, repayment is reduced based on the lesser performing index stock return, and investors can lose most or all of principal and receive no final coupon. The estimated value at pricing is about $967 per $1,000 face amount, below the issue price; the notes carry a 1% underwriting discount and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, equity-linked notes with an aggregate face amount of $501,000, linked to the common stock of Intuitive Surgical, Boston Scientific and Capital One Financial. The notes pay no interest and mature on July 19, 2029, unless automatically called on any observation date starting July 22, 2027.
The notes are automatically redeemed at par plus a call premium if, on a call observation date, the closing price of each stock is at or above its step-down call level; call premiums range from 15.75% to 39.375%. If not called, the maturity payment per $1,000 depends on the lesser performing stock. If each final stock price is at least 50% of its initial price, investors receive $1,472.50 per $1,000 (a 47.25% maturity premium). If any stock finishes below 50% of its initial price, principal is reduced one-for-one with the worst stock’s return, with potential loss of the entire principal.
The initial prices are $388.97 (Intuitive Surgical), $43.04 (Boston Scientific) and $208.89 (Capital One). The original issue price is 100% of face, with a 0.75% underwriting discount and 99.25% net proceeds to the issuer. The estimated value is approximately $963 per $1,000, reflecting structuring and distribution costs, and the notes carry full credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes with a total face amount of $6,546,000, tied to an equally weighted basket of seven large-cap stocks. The notes pay no interest and may be automatically called on July 28, 2027 if the basket level is at least the initial level of 100, in which case investors receive $1,209.5 per $1,000 on the August 2, 2027 call payment date.
If not called, the notes mature on July 19, 2028. At maturity, for each $1,000: if the basket has risen, investors receive $1,000 plus 125% of the basket’s percentage gain; if the basket is flat to down no more than 20% (buffer level 80), investors receive $1,000; if the basket is down more than 20%, losses are magnified by the 125% buffer rate, and principal can be fully lost. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face, with an estimated value of approximately $942 per $1,000, a 1.5% underwriting discount and 98.5% net proceeds to the issuer.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $1,500,000 of S&P 500®-linked Medium-Term Notes, Series F. The notes pay no interest and expose holders to both index performance and issuer/guarantor credit risk.
The notes may be automatically called on July 21, 2027 if the S&P 500® closing level on July 16, 2027 is at or above the initial underlier level of 7,543.64; in that case investors receive $1,110 per $1,000 face amount. If not called, at maturity on July 14, 2031 investors receive: $1,000 plus 140% of any index gain; $1,000 if the final level is between 70% of the initial level and the initial level; or $1,000 plus the index return if the final level is below the 70% trigger buffer level, which can lead to a total loss of principal.
The original issue price is 100% of face amount, with a 0.75% underwriting discount and 99.25% net proceeds to the issuer. The notes are not listed, market-making is discretionary, the initial estimated value is below the issue price, tax treatment is uncertain (treated as a pre-paid derivative contract in counsel’s opinion), and the notes are subject to FATCA and dividend equivalent analyses.
GS Finance Corp. is offering $1,250,000 aggregate face amount of Callable Fixed Coupon Index-Linked Notes due July 20, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed coupon of $7.375 per $1,000 (0.7375% monthly, up to 8.85% per annum) from August 2026 to maturity, subject to the issuer’s right to redeem.
The notes are linked to the Nasdaq-100 Index and the S&P 500 Index, using the lesser performing index. If, at maturity, both index returns are at or above -20% of their initial levels, investors receive $1,000 per note plus final coupon. If either index is below -20%, principal is reduced one-for-one with the lesser return, down to zero, so investors can lose their entire investment. GS Finance Corp. may call the notes at 100% of face amount plus coupon on any monthly payment date from July 2027 through June 2028. The initial estimated value is about $977 per $1,000 face amount, below the 100% issue price, reflecting structuring costs and dealer compensation.
GS Finance Corp. is offering $5,750,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the least performing of the EURO STOXX 50® Index and the Nasdaq‑100 Index®.
Investors may receive a contingent coupon of $0.25 per $10 per quarter (up to 10.00% per year) only if on each observation date both indices are at or above their coupon barriers, set at 70% of their initial levels (6,280.19 for EURO STOXX 50®, 29,586.29 for Nasdaq‑100®). From January 2027, the notes are automatically called if on any quarterly observation date each index is at or above its initial level; in that case, holders receive $10 per note plus the due coupon and no further payments.
If the notes are not called and on the July 14, 2031 determination date either index is below its 70% downside threshold, repayment is reduced one‑for‑one with the loss in the lesser performing index and investors can lose up to 100% of principal. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value is $9.79 per $10 at pricing, below the 100% issue price, reflecting underwriting discounts and issuer pricing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $5,150,000 of Trigger Autocallable GEARS due 2029, linked to the common stock of General Motors Company. These unsecured notes may be automatically called on July 22, 2027 if GM’s closing price is at least the autocall barrier, which equals 100% of the initial underlying index stock price of $77.64. If called, holders receive $10 per note plus a fixed call return of 23.27%, and no further payments.
If not called, the July 19, 2029 maturity payout per $10 note depends on GM’s price on the determination date. Above the initial price, investors receive $10 plus the stock return multiplied by an upside gearing of 1.50. Between the initial price and the downside threshold (75% of the initial price), principal is repaid at $10. Below the downside threshold, repayment falls one-for-one with the stock return and investors can lose their entire investment.
The notes pay no coupons and do not provide dividends on GM stock. The estimated value at pricing is about $9.66 per $10 face amount, below the issue price, reflecting fees and hedging costs. Any payment depends on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc., and there may be little or no secondary market.