The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 65 restricted stock units on October 14, 2026. The award covered his third-quarter 2026 Annual Retainer and Committee Chair Fee for service on the issuer’s board, and his third-quarter 2026 Annual Retainer for service on Goldman Sachs Bank USA’s board. His direct restricted stock unit holdings totaled 7,407 after the grant.
Goldman Sachs Group (GS) director Kevin R. Johnson was granted 44 restricted stock units on October 14, 2026, bringing his reported direct RSU position to 3,163 units. The award represents third-quarter 2026 annual retainers for service on the Goldman Sachs Group board and the Goldman Sachs Bank USA board.
Goldman Sachs Group Inc. director John B. Hess received 29 restricted stock units on October 14, 2026, as his third-quarter 2026 Annual Retainer. The reported post-transaction total for this security was 921 restricted stock units. Shares of common stock underlying the units will be delivered approximately 90 days after Hess retires from the board.
Goldman Sachs Group Inc. director Mark A. Flaherty was granted 29 restricted stock units on October 14, 2026, for his third-quarter 2026 Annual Retainer. The reported post-transaction balance was 5,299 restricted stock units. The common shares underlying the units will be delivered approximately 90 days after his retirement from the company’s Board of Directors.
The Goldman Sachs Group reported third-quarter 2026 net revenues of $18.679 billion, up 23% year over year, and net earnings of $5.294 billion, up 29%; diluted EPS was $17.01, up 39%. The firm described quarterly net revenues as its second-highest and year-to-date net revenues through September 30, 2026 as a record $56.244 billion. Annualized ROE was 18.7%, and annualized ROTE was 20.5%.
Global Banking & Markets revenue rose 32% year over year to $13.458 billion, including record Advisory revenue. Asset & Wealth Management revenue rose 14% to $5.051 billion. Platform Solutions revenue fell 72% to $170 million, and the segment reported a $76 million net loss. Charitable contributions of approximately $450 million increased non-compensation expenses and, after taxes, reduced diluted EPS by approximately $1.00.
Assets under supervision increased $56 billion to a record $4.10 trillion. Goldman Sachs returned $4.49 billion to common shareholders, including $3.00 billion for 2.9 million share repurchases and $1.49 billion in common stock dividends. The firm also announced agreements to acquire NEOS Investments and LCN Capital Partners.
The Goldman Sachs Group, Inc. (GS) and its subsidiary Goldman Sachs & Co. LLC report in this amended Schedule 13G that they no longer beneficially own any of QVC Group Inc’s 8.0% Series A Cumulative Redeemable Preferred Stock. The filing shows 0 shares beneficially owned and 0.0% of the class, with no sole or shared voting or dispositive power.
The filing is made jointly under a joint filing agreement and clarifies that Goldman Sachs Group’s reporting units may disclaim beneficial ownership for certain client accounts and investment entities where interests are held by others.
GOLDMAN SACHS GROUP INC (GS) reported that Chief Administrative Officer Ericka T. Leslie sold common stock in an open-market or private transaction. On 2026-08-28, she sold 600 shares at a weighted average price of $1,033.80 per share. Following this sale, she held 10,960 shares directly. An additional 40 shares are held indirectly through family trusts, for which she disclaims beneficial ownership.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering $49,000 face amount of Leveraged Buffered S&P 500® Index‑Linked Notes due May 31, 2030 under its Medium‑Term Notes, Series F program. The notes are issued at 100% of face, do not bear interest, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The initial S&P 500® level is set as the lowest closing level during an observation period from August 26, 2026 to October 26, 2026. At maturity, investors receive: 2x positive index return, capped at $1,340 per $1,000 (cap level 117% of initial); full principal back if the index is between 85% and 100% of the initial level; and if the index falls below 85%, losses equal index decline beyond a 15% buffer, up to an 85% loss of principal.
The notes’ estimated value on the trade date is approximately $966 per $1,000 face, below the issue price, reflecting structuring and distribution costs. Underwriting discount is 3% of face (net proceeds 97%). Repayment is subject to the unsecured credit risk of GS Finance Corp. and the guarantor, with limited or no secondary market and complex U.S. tax treatment.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS) has a shareholder, Leslie Ericka T, filing a notice under Rule 144 to sell common stock. The notice covers 600 shares of common stock, par value $0.01 per share, to be sold through Goldman Sachs & Co. LLC, with a stated date of sale of 08/28/2026. All shares proposed to be sold were acquired on various dates pursuant to Employee Compensation Awards.
In the prior three months, the same person reported sales of 250 shares on 07/15/2026 for $285,000.00 and 175 shares on 08/04/2026 for $179,735.50. The Rule 144 notice is signed by Jamie A. Greenberg as attorney-in-fact and dated 08/28/2026.