Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via issuer GS Finance Corp., is offering CHF/USD exchange rate-linked structured notes that pay no interest and are guaranteed by The Goldman Sachs Group, Inc. The notes are automatically callable starting about 12–14 months after issuance if the Swiss franc per U.S. dollar exchange rate is at or above an initial level.
If called, holders receive $1,000 plus a call premium per $1,000 face amount; the call premium percentage increases on later call dates. If not called and the final exchange rate on the determination date is at or above the initial rate, investors receive a capped maximum settlement amount of between $1,441.29333 and $1,517.64028 per $1,000; if the final rate is lower, they receive only the $1,000 face amount. The estimated value at pricing is expected to be $915–$945 per $1,000, below issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are taxed as contingent payment debt instruments.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged buffered S&P 500 Futures Excess Return Index-linked notes due October 3, 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and provide leveraged upside of at least 180% of any positive performance of the S&P 500 Futures Excess Return Index from the trade date to September 30, 2031. At maturity, investors receive $1,000 per note plus or minus an amount based on index performance. A 30% buffer protects principal if the index falls by up to 30%; below a buffer level equal to 70% of the initial level, principal is reduced 1% for each 1% decline beyond the buffer, so a substantial loss of principal is possible.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any securities exchange, may have limited secondary market liquidity, and involve additional risks from linking to equity futures (including financing costs and potential negative roll yields) and from uncertain U.S. federal income tax treatment.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked notes tied to the S&P 500® Equal Weight Index that do not bear interest and are scheduled to mature on the stated maturity date, expected to be October 5, 2028. The notes provide 1.5x leveraged upside on positive index performance, but returns are capped by a maximum settlement amount of at least $1,230 per $1,000 face amount, corresponding to a cap level of at least approximately 115.333% of the initial index level.
The structure includes a 10% downside buffer: if the final index level is equal to or less than the initial level but not below 90% of it, investors receive back the $1,000 face amount. If the index falls more than 10%, losses are one‑for‑one beyond that buffer, calculated as the index return plus 10%, and investors could lose up to 90% of principal in extreme declines. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk.
The estimated value on the trade date (expected to be September 30, 2026) is between $925 and $965 per $1,000 face amount, below the 100% issue price, reflecting underwriting discounts, hedging and structuring costs. Market value before maturity may be influenced by index levels, volatility, interest rates and Goldman Sachs’ credit spreads, and there may be limited or no secondary market liquidity. For U.S. federal income tax purposes, the issuer intends to treat the notes as a pre-paid derivative contract on the index, with tax outcomes subject to potential future IRS or legislative changes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked Medium-Term Notes, Series F, due October 4, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000® Index and the S&P 500® Index.
For each $1,000 face amount, holders receive at maturity either the maximum settlement amount of at least $1,237.50 if the final level of both indices is at or above its initial level, or $1,000 if any index is below its initial level. The return is based solely on the lesser performing index and is capped; the notes pay no periodic interest and may trade below face value before maturity. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. For U.S. tax purposes, they are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield, with gain at disposition or maturity generally taxed as ordinary interest income.
Goldman Sachs Group, Inc. (GS), through its subsidiary GS Finance Corp., is offering S&P 500® Index-linked notes due 2031 under its Medium-Term Notes, Series F program. The notes are unsecured senior obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
Each note has a $1,000 face amount, pays no interest and returns a cash amount at maturity based on S&P 500® performance from the August 28, 2026 trade date to the August 28, 2031 determination date. If the index is above its initial level, investors receive $1,000 plus the index return, capped by a maximum settlement amount of $1,432 per $1,000 face amount (143.2% of face). If the index is at or below its initial level, investors receive only the $1,000 face amount.
The original issue price is 100% of face, with a 3.2% underwriting discount and 96.8% net proceeds to the issuer. The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., will not be listed on any exchange, and their estimated value at pricing will be less than the issue price. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring accrual of ordinary income over the term based on a comparable yield.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp as issuer and with a full guarantee from The Goldman Sachs Group, Inc., is offering index-linked Medium-Term Notes, Series F with an aggregate face amount of $2,498,000. The notes are automatically callable annually if the Nasdaq-100, Russell 2000 and S&P 500 indices are each at or above their initial levels on the relevant call observation date.
The notes pay no periodic interest. If called, holders receive $1,000 per note plus a fixed call premium (from 7.75% in 2027 up to 31% in 2030). If not called, at maturity in 2031 investors receive $1,000 plus 100% of the return of the lesser performing index if all three finish above their initial levels, otherwise only the $1,000 principal is repaid. The structure is principal-protected but exposes investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face amount, with a 1.125% underwriting discount and 98.875% of face amount in net proceeds to the issuer.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering leveraged notes due 2031 linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are fully and unconditionally guaranteed by Goldman Sachs.
At maturity, for each $1,000 face amount, investors receive: (i) $1,000 plus 225% or more of any positive index return; (ii) $1,000 if the index decline is within a 30% trigger buffer (final level at or above 70% of the initial level); or (iii) $1,000 plus the full index return if the final level is below 70%, leading to one-for-one losses and potential total loss of principal. The product is subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed, and secondary market liquidity and pricing are uncertain. The estimated value at pricing is lower than the issue price, and tax treatment is uncertain, with the notes intended to be treated as pre-paid derivative contracts.
GOLDMAN SACHS GROUP INC (GS), as guarantor of GS Finance Corp., is offering index-linked Medium-Term Notes, Series F, with an aggregate face amount of $2,883,000, tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes may be automatically called annually if the index closes at or above 100.5% of the initial index level, paying $1,000 plus a scheduled call premium (starting at 8.80% of face in 2027 and rising to 52.80% by 2032) per $1,000.
If not called, at maturity in August 2033 investors receive for each $1,000 (i) $1,000 plus 100% of any positive index return, or (ii) $1,000 if the index is flat or down, providing principal repayment at maturity subject to issuer and guarantor credit risk. The initial index level is 114.10. The original issue price is 100% of face, with a 4% underwriting discount and 96% net proceeds to GS Finance Corp. The issuer’s estimated value is $897 per $1,000 at trade date, below issue price, reflecting structuring and distribution costs. The underlying index is a rules-based, volatility- and momentum-controlled multi-asset index calculated on an excess return basis with a 0.65% per annum deduction and frequent allocations to cash-like positions. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a comparable yield of 5.36% per annum.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering auto-callable, index-linked Medium-Term Notes, Series F, with an aggregate face amount of $997,000, fully and unconditionally guaranteed by Goldman Sachs Group Inc. The notes reference the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index.
The notes pay no interest. Each quarter, they are automatically called if each underlier is at or above its initial level, paying $1,000 plus a call premium per $1,000, with scheduled premiums starting at 13.25% and rising to 36.4375%. If not called, at maturity investors receive: (i) $1,000 plus a 39.75% maturity premium if all underliers finish at or above initial levels; (ii) $1,000 if the worst underlier stays at or above 70% of its initial level; or (iii) $1,000 times the lesser performing underlier return if any underlier finishes below its 70% trigger buffer, which can result in a total loss of principal.
Upside is capped by the call and maturity premiums and depends solely on the worst underlier. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc., are not listed on any exchange, and their estimated value at pricing is less than the 100% issue price. Tax treatment is uncertain and expected to follow a pre-paid derivative contract characterization.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering S&P 500 Index-linked medium-term notes due August 31, 2029, fully and unconditionally guaranteed by Goldman Sachs. The notes return principal at maturity and provide equity-linked upside subject to a cap.
For each $1,000 note, if the S&P 500 final level on August 28, 2029 is above the initial level, the payoff equals $1,000 plus the index return, capped at a maximum settlement amount of $1,230 (123% of face). If the index is flat or down, investors receive only the $1,000 face amount. The notes pay no periodic interest, are unsecured obligations subject to the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc., and will not be listed on an exchange.
The original issue price is 100% of face; underwriters receive a 1.6% discount, so net proceeds to the issuer are 98.4% of face. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring holders generally to accrue taxable ordinary income over the term based on a “comparable yield,” even though cash is only received at maturity.