Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable contingent coupon notes linked to the Russell 2000 Index, S&P 500 Index and the State Street SPDR S&P Regional Banking ETF. Each note has a $1,000 face amount.
The notes pay a contingent monthly coupon of $10.417 per $1,000 (1.0417% per month, up to approximately 12.5% per year) only if, on the observation date, the closing level of each underlier is at or above 70% of its initial level. The same 70% level serves as the trigger buffer for principal.
The notes are autocallable beginning February 1, 2027: if, on any call observation date, each underlier is at or above its initial level, investors receive $1,000 per note plus the due coupon, and the notes terminate early. If not called, they mature on August 4, 2031.
At maturity, if the notes have not been called and the final level of every underlier is at or above 70% of its initial level, investors receive $1,000 per note plus any final coupon. If any underlier finishes below 70%, repayment is reduced one-for-one with the return of the worst-performing underlier, and investors can lose up to 100% of principal.
Key risks include: the estimated value being lower than the issue price, full credit risk of GS Finance Corp. and Goldman Sachs, possible no coupons over the life of the notes, potential illiquidity, concentration risk in regional banks via KRE, and uncertain U.S. tax treatment, including potential application of constructive ownership rules.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable Medium-Term Notes, Series F, linked to the Goldman Sachs Momentum Builder® Focus ER Index. The aggregate face amount is $1,481,000 with an original issue price of 100% of face value.
The notes pay no coupons. On each annual call observation date from July 2027 to July 2032, the notes are automatically called if the index is at or above the rising call levels, delivering for each $1,000 face amount $1,000 plus a call premium (from 10.80% up to 64.80%). If not called, at maturity in July 2033 investors receive $1,000 plus 100% of any positive index return; if the final index level is at or below its initial level of 113.74, only the $1,000 face amount is paid.
The index is a rules-based, daily rebalanced multi-asset strategy with volatility and momentum risk controls and a 0.65% per annum deduction, often allocating heavily to cash-like positions. The estimated value of the notes on the trade date is $891 per $1,000, below issue price, reflecting fees and hedging costs. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and are taxed as contingent payment debt instruments using a 5.26% comparable yield.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is issuing EURO STOXX 50®-linked medium-term notes with an aggregate face amount of $486,000. Each note has a $1,000 face amount and matures on July 21, 2031, with payment based on index performance from the July 16, 2026 trade date to the determination date.
If the final index level is at or above 75% of the initial level, holders receive the greater of the $1,386 threshold settlement amount or $1,000 plus $1,000 times the index return. If the final level is below 75% of the initial level, repayment equals $1,000 plus $1,000 times the index return, so investors lose 1% of principal for each 1% decline from the initial level and could lose their entire investment. The notes do not bear interest, carry issuer and guarantor credit risk, may have limited secondary liquidity, and involve complex and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $853,000 of Medium-Term Notes, Series F, whose return is linked to three ETFs: VanEck Gold Miners ETF (GDX), State Street SPDR S&P 500 ETF Trust (SPY) and State Street Energy Select Sector SPDR ETF (XLE).
The notes pay a contingent quarterly coupon of $31.50 per $1,000 face amount (3.15%), only if on each observation date every underlier is at or above its coupon trigger level of 50% of its initial level; otherwise the coupon is zero. At maturity, if not earlier redeemed and if all final underlier levels are at or above their 50% trigger buffer levels, investors receive $1,000 per note plus any final coupon. If any underlier finishes below its trigger buffer level, repayment equals $1,000 plus $1,000 times the lesser performing underlier return, so principal loss can reach 100%.
The company may redeem the notes at par plus any due coupon on any coupon payment date from January 2027 through April 2029, shortening the potential term. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs. The issuer states the model-based estimated value on the trade date is less than the 100% issue price, and secondary market values may be further reduced by dealer spreads and commissions.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $6,530,000. For each $1,000 note, payment at maturity depends on the S&P 500 Index performance from the trade date to five averaging dates in January 2028.
If the final underlier level (the arithmetic average of the S&P 500 closing levels on the averaging dates) is at or above the buffer level of 90% of the initial level of 7,533.77, investors receive a maximum settlement amount of $1,148.50 per $1,000. If the final level is below the buffer, the downside is leveraged: investors lose approximately 1.1111% of principal for every 1% the index falls below the buffer, up to a potential 100% loss of invested principal. The notes pay no interest and do not provide dividends or shareholder rights in the S&P 500 stocks.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on an exchange, and may have limited or no secondary market. The original issue price is 100% of face amount, with an underwriting discount of 0.15% and net proceeds of 99.85% of face amount to the issuer. U.S. federal income tax treatment is uncertain; counsel views the notes as a pre-paid derivative contract, but the IRS could assert a different characterization.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes due July 27, 2029 linked to the Dow Jones Industrial Average, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF.
The notes pay a contingent monthly coupon of $8.959 per $1,000 (0.8959% monthly, up to approximately 10.75% per year) only if on each observation date the closing level of each underlier is at or above 70% of its initial level. The notes are automatically called, returning $1,000 plus the due coupon, if on any call observation date all underliers are at or above their initial levels.
If not called, at maturity investors receive $1,000 per note only if the final level of every underlier is at or above 60% of its initial level. Otherwise, the payoff is $1,000 plus $1,000 times the return of the worst-performing underlier, which can result in a total loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed, and their estimated value at pricing is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,110,000 of Trigger Autocallable Contingent Yield Notes due 2028 linked to the common stock of Albemarle Corporation. The notes pay a contingent coupon of $0.615 per $10 (up to 24.60% per annum) on quarterly coupon dates only if Albemarle’s share price on the related observation date is at or above the coupon barrier of 60.00% of the initial price of $124.74; otherwise no coupon is paid.
Starting in October 2026, the notes are automatically called if Albemarle’s closing price on any call observation date is at or above the initial price, returning $10 per note plus the coupon, with no further payments. If not called, at maturity in January 2028 investors receive $10 plus the final coupon only if the final price is at or above the downside threshold of 60.00% of the initial price. If the final price is below this level, the payoff is $10 × (1 + stock return), leading to a loss proportionate to Albemarle’s decline and potentially a total loss of principal. The notes are unsecured and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value is $9.58 per $10 face amount, reflecting fees, costs and GS’s pricing assumptions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable notes linked to the common stocks of Apple, Amazon.com, Advanced Micro Devices and Verizon. The notes are expected to trade from a July 21, 2026 trade date and mature on July 24, 2031, unless automatically called between July 2027 and June 2031 when all four stocks close at or above their initial prices on a call observation date.
Holders receive, for each $1,000 face amount, a contingent monthly coupon of $9.625 (0.9625% per month, up to 11.55% per year) only if on the related observation date every stock closes at or above 70% of its initial price; otherwise the coupon is zero. If not called, at maturity investors receive $1,000 per note plus any final coupon. The estimated value at issuance is $885–$925 per $1,000, below the original issue price, reflecting fees, hedging and model assumptions. Payments are unsecured and subject to the credit risk of GS Finance Corp. and the guarantor, and there may be limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due January 27, 2028, linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes are part of Goldman’s Medium-Term Notes, Series F program.
Investors receive a contingent monthly coupon of $10.834 per $1,000 face amount (1.0834% monthly, up to approximately 13.00% per annum) only if on each observation date all three indices are at or above a coupon trigger level equal to 70% of their initial level. If any index is below its trigger, no coupon is paid for that month.
Unless earlier redeemed, at maturity investors receive $1,000 per note if each index is at or above its 70% trigger buffer level. If any index is below this level, principal is reduced one-for-one with the return of the worst-performing index, and investors can lose up to 100% of principal. The issuer may redeem the notes in whole on any coupon payment date from October 2026 through December 2027 at $1,000 per note plus any due coupon.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing will be lower than the issue price, there will be no listing, secondary market liquidity is uncertain, and tax treatment is uncertain but expected to follow income-bearing prepaid derivative contract treatment.
GS Finance Corp is offering Autocallable Contingent Coupon Equity‑Linked Notes due 2028, linked to the common stock of NVIDIA Corporation and fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are part of GS Finance Corp’s Medium‑Term Notes, Series F program.
Investors receive a contingent quarterly coupon of $35 per $1,000 face amount only if, on the relevant observation date, NVIDIA’s share price is at or above 61% of the initial level; otherwise the coupon is zero. The notes are automatically called if NVIDIA’s closing level on any call observation date is at least the initial level, paying $1,000 per $1,000 face amount plus the due coupon. If the notes are not called and NVIDIA’s final level is below the 61% trigger buffer level, repayment of principal is reduced one‑for‑one with the underlier return and investors can lose their entire investment.
The notes price at 100% of face amount, with a 1.85% underwriting discount and 98.15% net proceeds to the issuer. They are subject to the credit risk of both GS Finance Corp and The Goldman Sachs Group, Inc., are unsecured, will not be listed on any exchange, and their estimated value at pricing is less than the original issue price.