The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering principal-protected, auto-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, with an aggregate face amount of $891,000. The notes pay no periodic interest. If the index is at or above its initial level on any annual call observation date, the notes are automatically called and pay, per $1,000, $1,000 plus a call premium that steps up from 7.20% in 2027 to 43.20% in 2032.
If not called, at maturity in August 2033 investors receive, per $1,000, the greater of $1,000 or $1,000 plus 100% of any positive index return; there is no upside leverage. The index is a daily rebalanced, rules-based multi-asset benchmark subject to a 5% volatility control, a momentum risk control overlay and an annual 0.65% deduction, and often allocates heavily to cash-like positions, which can materially reduce index returns. The original issue price is 100% of face, with a 4.38% underwriting discount and 95.62% net proceeds to the issuer; GS estimates the value of each $1,000 note on the trade date at $892, below the issue price.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is issuing EURO STOXX 50® Index-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $1,102,000 and are offered at 100% of face amount.
The notes pay no interest and mature on March 1, 2029. For each $1,000 note, if the index rises, investors receive 200% of the index gain, capped at a maximum settlement amount of $1,366. If the index falls up to the 15% buffer (down to 85% of the initial level), investors receive full principal. Below the buffer, principal is reduced 1% for each 1% index decline beyond the buffer, with losses potentially substantial.
The initial index level is 6,470.74. The notes reflect the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, may have limited liquidity, and involve structural, market, foreign-market and U.S. tax uncertainties as described.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering two tranches of leveraged buffered index-linked notes under its shelf registration, with an aggregate face amount of $1,547,000, linked separately to the S&P 500® Index and the Russell 2000® Index.
The S&P 500® notes have a face amount of $1,056,000, a 200% upside participation rate, a 90% buffer level (10% buffer amount) and a maximum settlement amount of $1,252.5 per $1,000, with a determination date of February 26, 2029 and maturity on March 1, 2029. The Russell 2000® notes have a face amount of $491,000, a 110% upside participation rate, the same 90% buffer and a maximum settlement amount of $1,240 per $1,000, with a February 28, 2028 determination date and March 2, 2028 maturity.
Both notes do not bear interest, repay $1,000 at maturity if the index finishes between 90% and 100% of its initial level, and expose holders to losses below the buffer on a 1:1 basis. Returns are capped by the maximum settlement amount and depend solely on index levels on the determination date. Each note is an unsecured obligation of GS Finance Corp, fully guaranteed by Goldman Sachs Group Inc, and the approximate estimated values at pricing ($969 and $977 per $1,000) are below the 100% issue price. The issuer intends to treat the notes as pre-paid derivative contracts for U.S. federal income tax purposes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering Dual Directional Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the S&P 500® Index, due October 4, 2028. These unsecured, principal-at-risk notes pay no interest and are not listed on any exchange.
For each $1,000 note, if the final S&P 500® level is higher than the initial level, investors receive principal plus 150% of the index gain, capped at a maximum payment of at least $1,197.50. If the index is flat or down by up to the 10.00% buffer, investors receive principal plus the absolute value of the index loss, up to a positive 10% return.
If the index declines by more than 10%, investors lose 1% of principal for each additional 1% drop, with a minimum payment of $100 per note. The estimated initial value is $910–$970 per $1,000, below the issue price of 100%, reflecting fees and hedging costs. Net proceeds are 97.50% of principal after a 2.50% underwriting discount, and returns depend on the credit of GS Finance Corp and its guarantor, The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via issuer GS Finance Corp., is offering CHF/USD exchange rate-linked structured notes that pay no interest and are guaranteed by The Goldman Sachs Group, Inc. The notes are automatically callable starting about 12–14 months after issuance if the Swiss franc per U.S. dollar exchange rate is at or above an initial level.
If called, holders receive $1,000 plus a call premium per $1,000 face amount; the call premium percentage increases on later call dates. If not called and the final exchange rate on the determination date is at or above the initial rate, investors receive a capped maximum settlement amount of between $1,441.29333 and $1,517.64028 per $1,000; if the final rate is lower, they receive only the $1,000 face amount. The estimated value at pricing is expected to be $915–$945 per $1,000, below issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are taxed as contingent payment debt instruments.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged buffered S&P 500 Futures Excess Return Index-linked notes due October 3, 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and provide leveraged upside of at least 180% of any positive performance of the S&P 500 Futures Excess Return Index from the trade date to September 30, 2031. At maturity, investors receive $1,000 per note plus or minus an amount based on index performance. A 30% buffer protects principal if the index falls by up to 30%; below a buffer level equal to 70% of the initial level, principal is reduced 1% for each 1% decline beyond the buffer, so a substantial loss of principal is possible.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any securities exchange, may have limited secondary market liquidity, and involve additional risks from linking to equity futures (including financing costs and potential negative roll yields) and from uncertain U.S. federal income tax treatment.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked notes tied to the S&P 500® Equal Weight Index that do not bear interest and are scheduled to mature on the stated maturity date, expected to be October 5, 2028. The notes provide 1.5x leveraged upside on positive index performance, but returns are capped by a maximum settlement amount of at least $1,230 per $1,000 face amount, corresponding to a cap level of at least approximately 115.333% of the initial index level.
The structure includes a 10% downside buffer: if the final index level is equal to or less than the initial level but not below 90% of it, investors receive back the $1,000 face amount. If the index falls more than 10%, losses are one‑for‑one beyond that buffer, calculated as the index return plus 10%, and investors could lose up to 90% of principal in extreme declines. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk.
The estimated value on the trade date (expected to be September 30, 2026) is between $925 and $965 per $1,000 face amount, below the 100% issue price, reflecting underwriting discounts, hedging and structuring costs. Market value before maturity may be influenced by index levels, volatility, interest rates and Goldman Sachs’ credit spreads, and there may be limited or no secondary market liquidity. For U.S. federal income tax purposes, the issuer intends to treat the notes as a pre-paid derivative contract on the index, with tax outcomes subject to potential future IRS or legislative changes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked Medium-Term Notes, Series F, due October 4, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000® Index and the S&P 500® Index.
For each $1,000 face amount, holders receive at maturity either the maximum settlement amount of at least $1,237.50 if the final level of both indices is at or above its initial level, or $1,000 if any index is below its initial level. The return is based solely on the lesser performing index and is capped; the notes pay no periodic interest and may trade below face value before maturity. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. For U.S. tax purposes, they are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield, with gain at disposition or maturity generally taxed as ordinary interest income.
Goldman Sachs Group, Inc. (GS), through its subsidiary GS Finance Corp., is offering S&P 500® Index-linked notes due 2031 under its Medium-Term Notes, Series F program. The notes are unsecured senior obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
Each note has a $1,000 face amount, pays no interest and returns a cash amount at maturity based on S&P 500® performance from the August 28, 2026 trade date to the August 28, 2031 determination date. If the index is above its initial level, investors receive $1,000 plus the index return, capped by a maximum settlement amount of $1,432 per $1,000 face amount (143.2% of face). If the index is at or below its initial level, investors receive only the $1,000 face amount.
The original issue price is 100% of face, with a 3.2% underwriting discount and 96.8% net proceeds to the issuer. The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., will not be listed on any exchange, and their estimated value at pricing will be less than the issue price. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring accrual of ordinary income over the term based on a comparable yield.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp as issuer and with a full guarantee from The Goldman Sachs Group, Inc., is offering index-linked Medium-Term Notes, Series F with an aggregate face amount of $2,498,000. The notes are automatically callable annually if the Nasdaq-100, Russell 2000 and S&P 500 indices are each at or above their initial levels on the relevant call observation date.
The notes pay no periodic interest. If called, holders receive $1,000 per note plus a fixed call premium (from 7.75% in 2027 up to 31% in 2030). If not called, at maturity in 2031 investors receive $1,000 plus 100% of the return of the lesser performing index if all three finish above their initial levels, otherwise only the $1,000 principal is repaid. The structure is principal-protected but exposes investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face amount, with a 1.125% underwriting discount and 98.875% of face amount in net proceeds to the issuer.