Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced Absolute Return Trigger S&P 500® Index-Linked Notes due 2028, issued July 6, 2026, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays at maturity either (a) $1,062.50 if a barrier event occurs (contingent return 6.25%), or (b) $1,000 plus $1,000 times the absolute underlier return if no barrier event occurs (limited to a maximum payment of $1,200 per $1,000). The initial underlier level is 7,499.36 (trade date June 30, 2026); the determination date is June 30, 2028 and the stated maturity is July 6, 2028. The estimated value on the trade date was about $984 per $1,000 face amount; original issue price is 100% of face with a 0.5% underwriting discount.
GS Finance Corp. offers $504,000 aggregate face amount of medium-term notes linked to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc., with a trade date of June 30, 2026 and maturity on July 3, 2031 (determination date June 30, 2031), subject to adjustment as described in the supplement.
Payment at maturity is cash only: if the final index level is above the initial level you receive the face amount plus 164% participation of the index return; if the final level is between the initial level and 75% of the initial level you receive the face amount; if the final level is below 75% you lose principal proportionally (losses begin beyond the 25% buffer).
Goldman Sachs Group Inc. executive Leslie Ericka T, the Chief Administrative Officer, filed an initial ownership report showing her equity stake in the company. She reports direct ownership of 11,985 shares of common stock and indirect exposure to 40 shares held in family trusts, for which she disclaims beneficial ownership.
She also holds 4,366 Restricted Stock Units granted in January 2026, tied to Goldman Sachs common stock. These RSUs are fully vested and are scheduled to convert into shares between January 2027 and January 2029, with the delivered shares generally restricted from sale until dates ranging from January 2028 to January 2030. Certain existing shares also cannot be sold or transferred before January 2027, indicating multi‑year holding and transfer restrictions on a meaningful portion of her equity compensation.
GS Finance Corp. is offering leveraged buffered S&P 500 Futures Excess Return index-linked notes due 2029 (guaranteed by The Goldman Sachs Group, Inc.) that pay a cash settlement on the stated maturity based on the performance of the S&P 500 Futures Excess Return Index from the trade date to the determination date. The notes have a $1,000 face amount per note, an upside participation rate of 139.6%, a buffer level of 80% (buffer amount 20%), and mature in August 2029. If the final underlier level is below the buffer level, holders will suffer a loss proportional to the decline below the buffer; the notes do not pay interest.
The trade date is July 31, 2026, the original issue date is August 5, 2026, the determination date is July 31, 2029, and the stated maturity date is August 3, 2029. The notes are linked to E-mini S&P 500 futures (not the S&P 500 index), are subject to negative roll/financing effects, credit risk of the issuer and guarantor, limited secondary-market liquidity, and tax and market-disruption risks described in the supplement.
GS Finance Corp. is offering principal-protected, auto-callable notes linked to the Goldman Sachs Momentum Builder Focus ER Index. For each $1,000 face amount the notes pay either an automatic-call cash amount (if the index meets rising annual call levels) or at maturity a cash settlement equal to $1,000 plus any upside participation when the final index level exceeds the initial index level.
The notes have an aggregate face amount of $40,000, an original issue price of 100% and a declining additional amount reflected in the estimated trade-date value of $933 per $1,000. Key mechanics include an automatic call feature with step-up call levels and capped call premiums, an upside participation rate of 100%, and index-level deductions of 0.65% per annum plus the federal funds rate. Tax treatment is as contingent payment debt instruments with a comparable yield of 5.08% per annum.
GS Finance Corp. offers principal‑linked, non‑interest bearing notes tied to the Russell 2000 Index. For each $1,000 face amount, maturity payoffs depend on the index return versus an 85% buffer: full upside participation at 100% above the initial level, return of face amount if decline ≤15%, and pro rata losses beyond the 15% buffer through the stated maturity of July 3, 2031.
The notes carry issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., an underwriting discount of 1.125%, and an original issue price equal to face amount.
GS Finance Corp. offers principal-protected, index-linked notes under a Pricing Supplement dated tied to the Goldman Sachs Momentum Builder® Focus ER Index. The issuance has an aggregate face amount of $412,000 and an automatic-call feature that, if triggered on the call observation date, pays $1,107.50 per $1,000 on the call payment date.
If the notes are not called, the cash settlement at maturity for each $1,000 face amount pays $1,000 + $1,000 × 300% × index return when the final index level is above the initial index level, and $1,000 if the final index level is equal to or below the initial index level. The notes do not pay periodic interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated trade-date value was $949 per $1,000 with an additional amount of $51 that amortizes to zero by September 29, 2026.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Performance Leveraged Upside Securities (PLUS) linked to an equally weighted 10-stock basket priced June 30, 2026 with $89,000 aggregate original principal. Each PLUS has a $1,000 stated principal and provides 150% leveraged participation in any positive basket return, capped at a $1,460.00 maximum payment per PLUS at maturity on July 13, 2027. If the final basket value is below the initial value (100), holders lose principal on a 1:1 basis; there is no minimum payment. Estimated model value on pricing was approximately $924 per $1,000 principal and the offering carries customary underwriting discounts and dealer concessions.
GS Finance Corp. is offering capped, dual-index cash-settled notes tied to the Russell 2000® and S&P 500®. For each $1,000 face amount, holders receive $1,232.50 if both underliers finish at or above their initial levels on the determination date; otherwise they receive the face amount of $1,000 at maturity.
The notes pay no interest, mature on July 6, 2029 (determination date July 2, 2029), are part of the Medium-Term Notes, Series F program and are guaranteed by The Goldman Sachs Group, Inc. The pricing shows an aggregate face amount of $2,527,000 and an original issue price equal to face amount, with a 0.75% underwriting fee. Tax and credit risks, limited upside due to the cap, and model-based estimated values are disclosed.
GS Finance Corp. offers principal-protected, EURO STOXX 50®-linked notes that pay no periodic interest and mature on July 3, 2031. For each $1,000 face amount, holders receive either the face amount or $1,000 + ($1,000 × 135% × underlier return) depending on the EURO STOXX 50® closing level on the determination date (June 30, 2031).
The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., were issued at 100% of face, carry an underwriting discount of 1.125%, and are subject to the credit risk of the issuer and guarantor. U.S. federal tax treatment treats the notes as contingent payment debt instruments with a comparable yield of 4.8929%.