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The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged EURO STOXX 50® Index-linked notes due 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 note, the cash payment at maturity depends on the EURO STOXX 50® Index level on August 28, 2031 versus its initial level set on the August 28, 2026 trade date. If the final index level is at or above the initial level, investors receive $1,000 plus 158% (at least) of the index gain. If the index is below the initial level but at or above 60% of it (a 40% trigger buffer), investors receive $1,000 plus the absolute value of the index return, turning moderate losses in the index into gains on the notes. If the index falls below 60% of the initial level, investors lose principal 1-for-1 with the index decline and could lose their entire investment.
The notes pay no interest, are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The issuer states the original issue price will exceed the model-based estimated value, in part due to underwriting discounts, structuring fees and other costs, which may depress secondary market prices. The notes will not be listed, and any market-making by Goldman Sachs & Co. LLC is discretionary.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable EURO STOXX 50® Index-linked notes due August 31, 2029 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs.
The notes pay no interest and may be automatically called on September 2, 2027 if the EURO STOXX 50® closing level on the August 30, 2027 call observation date is at or above the initial level, in which case holders receive at least $1,151 per $1,000 face amount. If not called, the August 28, 2029 final index level determines the August 31, 2029 maturity payment: upside is leveraged with a 150% participation rate above the initial level; between 80% and 100% of the initial level, principal is repaid; below the 80% trigger buffer level, losses match the index decline and can reach 100% of principal.
Key risks include full principal at risk, no interest, capped return if called, market and liquidity risk (no listing and uncertain secondary market), and credit risk of both GS Finance Corp. and Goldman Sachs. The estimated economic value will be lower than the issue price, and U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is issuing index-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. The notes pay a conditional monthly coupon of $15.667 per $1,000 (about 18.8% per annum) only when the index is at or above 70% of its initial level of 945.66 on each coupon observation date.
The notes mature on August 13, 2032 but are subject to automatic call quarterly from February 2027 if the index is at least at its initial level, in which case investors receive par plus the then-due coupon, with no further payments. Principal is protected only down to a 50% trigger buffer: if the final index level falls below 50% of the initial level and the notes are not called, repayment of principal is reduced one-for-one with the index decline and investors can lose their entire investment.
The underlier uses up to 500% leverage, a 40% volatility target, and a 4% per annum daily decrement, all of which can materially drag performance and amplify losses. The original issue price is 100% of face, with a 1% underwriting discount and an estimated value of about $939 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes due May 18, 2028 linked to the S&P 500 Futures Excess Return Index. Each note has a $1,000 face amount and pays no interest.
At maturity, if the index level is at or above its initial level, holders receive $1,000 plus the index return, capped at $1,150 per note. If the index is below its initial level but at or above 75% of the initial level, holders gain the absolute value of the index loss (up to a 25% decline). Below the 75% buffer, investors lose principal 1-for-1 with further index declines and may lose a substantial portion of their investment.
The notes track futures on the S&P 500, not the cash index, and are exposed to factors such as financing costs and negative roll yield. They are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and their estimated value at pricing will be less than the original issue price. No active trading market is assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and return at least the $1,000 face amount at maturity, subject to issuer and guarantor credit risk.
Unless automatically called, the cash settlement on the expected August 19, 2031 maturity depends on index performance from the expected August 14, 2026 trade date to the determination date. If the final index level is at least 102.5% of the initial level, investors receive a capped amount of 150.75% of face value; otherwise they receive 100% of face value.
The notes feature an annual automatic call if the index closes at or above specified call levels, paying face amount plus a fixed call return that rises from 10.15% in 2027 to 40.6% in 2030. The index is a volatility- and momentum-controlled, excess-return strategy that reallocates daily among futures-based equity, fixed-income and commodity indices plus a return-based money market position, and may be heavily in non-interest-bearing cash. Index returns are reduced by the federal funds rate at the base level and by an additional 0.65% per annum. The estimated initial value is $885–$925 per $1,000 face amount, below issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due August 19, 2031 linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay no interest and are part of the Medium-Term Notes, Series F program.
The notes are automatically called monthly if on a call observation date the closing level of each underlier is at least its initial level, paying for each $1,000 face amount $1,000 plus $1,000 × the applicable call premium (starting at 8.25% and rising over time). If never called and each final underlier level is at least its initial level, investors receive $1,000 plus 41.25%. If any final underlier level is below its initial but at or above its 70% trigger buffer level, investors receive $1,000.
If any final underlier level is below its trigger buffer level, repayment is $1,000 plus $1,000 × the lesser performing underlier return, exposing investors to up to a 100% loss of principal. Returns are capped by the call premiums or the 41.25% maturity premium, and payments are subject to the credit risk of GS Finance Corp. and the guarantor. The issuer discloses that the estimated value on the trade date is less than the 100% original issue price and outlines liquidity, market value, and tax-uncertainty risks.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Index-Linked Notes due 2029 linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a $18.125 contingent quarterly coupon per $1,000 face amount (1.8125% quarterly, up to 7.25% per annum) only if on each coupon observation date the closing level of every underlier is at or above 60% of its initial level.
The notes may be automatically called quarterly starting February 16, 2027 if each underlier is at or above its initial level, in which case investors receive $1,000 plus the applicable coupon. If the notes are not called, the maturity payment depends solely on the lesser performing underlier. If that index’s final level is at or above 60% of its initial level, investors receive $1,000; if it is below 60%, principal is reduced one-for-one with the underlier return, down to zero. Investors face full credit risk of the issuer and guarantor, may receive no coupons, and the estimated value at pricing is disclosed as being less than the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing EURO STOXX 50® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $995,000 and a face amount of $1,000 per note. These notes pay no interest and return a cash amount at maturity in August 2030 based on index performance.
If the final index level is at or above the initial level of 6,523.86, holders receive $1,000 plus 157.5% of the index gain. If the index declines but finishes between 70% and 100% of the initial level, holders receive a positive return equal to the absolute index return. If the final level is below 70% of the initial level, principal is exposed one-for-one to the full index loss, and investors may lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is lower than the 100% issue price due to fees and structuring costs, secondary market liquidity is not assured, and the U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing notes linked to the common stock of Broadcom Inc., Texas Instruments Incorporated and Celestica Inc., with an aggregate face amount of $521,000 and denominations of $1,000.
The notes pay a contingent monthly coupon of $19.167 per $1,000 (1.9167% monthly, up to about 23% per year) for each observation date that all three stocks close at or above 50% of their initial prices, otherwise the coupon for that month is zero. Initial prices are $427.76 (Broadcom), $286.08 (Texas Instruments) and $317.83 (Celestica). The notes may be automatically called from August 2027 through July 2029 if on a call observation date each stock closes at or above its initial price, returning principal plus the applicable coupon.
If not called, at maturity on August 14, 2029 investors receive $1,000 per note if a trigger event has not occurred (all final prices at or above initial prices). If a trigger event has occurred and any stock finishes below 50% of its initial price, repayment is reduced based on the lesser performing stock’s return, potentially resulting in a loss of more than 50% of principal and no final coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, and the estimated value at pricing is about $979 per $1,000, below the 100% issue price.