The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due September 24, 2027 linked to the common stock of NVIDIA Corporation. Each note has a $1,000 face amount and pays a contingent monthly coupon of $9.042 (0.9042% monthly, up to approximately 10.85% per annum) when the underlier’s closing level on the relevant observation date is at or above the coupon trigger level.
The notes are automatically called, returning $1,000 per note plus any due coupon, if on any call observation date from February 22, 2027 the underlier closes at or above its initial level. At maturity, if not called, investors receive $1,000 per note if the final underlier level is at or above the trigger buffer level, set at 61% of the initial underlier level. If the final level is below this buffer, principal is reduced one-for-one with the underlier return, down to a possible total loss of invested principal.
The notes do not participate in upside above par and offer no dividends or shareholder rights in NVIDIA. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not listed; secondary market liquidity and pricing are uncertain. The estimated value at pricing is disclosed as being lower than the original issue price, and the U.S. federal income tax treatment is uncertain, with Sidley Austin LLP viewing the notes as income-bearing prepaid derivative contracts.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering index-linked notes due August 17, 2027, under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq-100 Index® and the S&P 500® Index and are issued in $1,000 face amounts.
At maturity, you receive a cash amount per $1,000 equal to: if the final level of each index is above its initial level, $1,000 plus $1,000 multiplied by the lower of the two index returns, capped at a maximum settlement amount of $1,073; if either index is at or below its initial level, you receive only the $1,000 face amount. The notes pay no periodic interest and provide no upside above a 7.3% total return over one year.
The notes are unsecured obligations of GS Finance Corp, subject to the credit risk of both the issuer and The Goldman Sachs Group, Inc. They will not be listed on an exchange, and GS&Co. is not obligated to make a market, so liquidity and resale prices are uncertain. The estimated value at pricing, based on GS&Co.’s internal models, will be less than the 100% original issue price, reflecting underwriting discounts, hedging and structuring costs.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering equity-linked notes tied to an equally weighted basket of 11 large-cap technology and infrastructure stocks, including AMD, Alphabet, Amazon, Broadcom, Dell, Microsoft and others. The notes pay no interest and have an initial basket level of 100, with each stock initially weighted at approximately 9.091%.
The notes may be automatically called on the call observation date, expected September 6, 2027, if the basket level is at or above 100, paying $1,165.5 per $1,000 face amount on the call payment date. If not called, at maturity (expected August 31, 2029) investors receive: enhanced upside at a 150% participation rate for positive basket returns; a symmetric positive payoff when the basket is down up to 30% (via the absolute basket return); and full 1:1 downside beyond a 30% drop, with principal losses below the 70% trigger buffer level, potentially to zero.
The estimated value on the trade date is expected between $890 and $920 per $1,000 face amount, reflecting structuring and underwriting costs. Payments are subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor, and investors do not receive dividends or shareholder rights in the basket stocks.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged EURO STOXX 50® Index-linked notes due 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 note, the cash payment at maturity depends on the EURO STOXX 50® Index level on August 28, 2031 versus its initial level set on the August 28, 2026 trade date. If the final index level is at or above the initial level, investors receive $1,000 plus 158% (at least) of the index gain. If the index is below the initial level but at or above 60% of it (a 40% trigger buffer), investors receive $1,000 plus the absolute value of the index return, turning moderate losses in the index into gains on the notes. If the index falls below 60% of the initial level, investors lose principal 1-for-1 with the index decline and could lose their entire investment.
The notes pay no interest, are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The issuer states the original issue price will exceed the model-based estimated value, in part due to underwriting discounts, structuring fees and other costs, which may depress secondary market prices. The notes will not be listed, and any market-making by Goldman Sachs & Co. LLC is discretionary.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable EURO STOXX 50® Index-linked notes due August 31, 2029 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs.
The notes pay no interest and may be automatically called on September 2, 2027 if the EURO STOXX 50® closing level on the August 30, 2027 call observation date is at or above the initial level, in which case holders receive at least $1,151 per $1,000 face amount. If not called, the August 28, 2029 final index level determines the August 31, 2029 maturity payment: upside is leveraged with a 150% participation rate above the initial level; between 80% and 100% of the initial level, principal is repaid; below the 80% trigger buffer level, losses match the index decline and can reach 100% of principal.
Key risks include full principal at risk, no interest, capped return if called, market and liquidity risk (no listing and uncertain secondary market), and credit risk of both GS Finance Corp. and Goldman Sachs. The estimated economic value will be lower than the issue price, and U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is issuing index-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. The notes pay a conditional monthly coupon of $15.667 per $1,000 (about 18.8% per annum) only when the index is at or above 70% of its initial level of 945.66 on each coupon observation date.
The notes mature on August 13, 2032 but are subject to automatic call quarterly from February 2027 if the index is at least at its initial level, in which case investors receive par plus the then-due coupon, with no further payments. Principal is protected only down to a 50% trigger buffer: if the final index level falls below 50% of the initial level and the notes are not called, repayment of principal is reduced one-for-one with the index decline and investors can lose their entire investment.
The underlier uses up to 500% leverage, a 40% volatility target, and a 4% per annum daily decrement, all of which can materially drag performance and amplify losses. The original issue price is 100% of face, with a 1% underwriting discount and an estimated value of about $939 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes due May 18, 2028 linked to the S&P 500 Futures Excess Return Index. Each note has a $1,000 face amount and pays no interest.
At maturity, if the index level is at or above its initial level, holders receive $1,000 plus the index return, capped at $1,150 per note. If the index is below its initial level but at or above 75% of the initial level, holders gain the absolute value of the index loss (up to a 25% decline). Below the 75% buffer, investors lose principal 1-for-1 with further index declines and may lose a substantial portion of their investment.
The notes track futures on the S&P 500, not the cash index, and are exposed to factors such as financing costs and negative roll yield. They are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and their estimated value at pricing will be less than the original issue price. No active trading market is assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and return at least the $1,000 face amount at maturity, subject to issuer and guarantor credit risk.
Unless automatically called, the cash settlement on the expected August 19, 2031 maturity depends on index performance from the expected August 14, 2026 trade date to the determination date. If the final index level is at least 102.5% of the initial level, investors receive a capped amount of 150.75% of face value; otherwise they receive 100% of face value.
The notes feature an annual automatic call if the index closes at or above specified call levels, paying face amount plus a fixed call return that rises from 10.15% in 2027 to 40.6% in 2030. The index is a volatility- and momentum-controlled, excess-return strategy that reallocates daily among futures-based equity, fixed-income and commodity indices plus a return-based money market position, and may be heavily in non-interest-bearing cash. Index returns are reduced by the federal funds rate at the base level and by an additional 0.65% per annum. The estimated initial value is $885–$925 per $1,000 face amount, below issue price.