Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers principal-protected notes linked to Intuit Inc. common stock (initial index stock price $261.00). The notes pay a quarterly coupon of $58 per $1,000 face ($58 = 5.8% quarterly, up to 23.2% annual) only if the index stock closes at or above 60% of the initial price on each coupon observation date. The notes mature on July 2, 2029 unless automatically called after any call observation date beginning September 2026, in which case holders receive $1,000 plus the coupon. At maturity, if the final index stock price is below 60% of the initial price, the cash settlement is reduced pro rata by the index stock return (holders can receive substantially less than principal). The estimated value on the trade date was approximately $958 per $1,000 face amount; original issue price equals 100% and underwriting discount is 2%.
GS Finance Corp. offers S&P 500®-linked, non‑interest bearing notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $137,000 and pay at maturity either the face amount or a cash payment linked to the S&P 500® return, capped at a maximum settlement amount of $1,100 per $1,000 (110%). The trade date is June 30, 2026, original issue date is July 6, 2026, the determination date is December 30, 2027 and the stated maturity date is January 4, 2028. The notes do not pay periodic interest and the offering price is 100% of face amount (underwriting concession up to 0.6%, net to issuer 99.4%). The notes are debt of GS Finance Corp. and carry the credit risk of the issuer and guarantor; market liquidity is not guaranteed.
GS Finance Corp. offers $2,271,000 aggregate principal of Buffered Performance Leveraged Upside Securities ("PLUS") linked to the S&P 500® Index, priced June 30, 2026 with an original issue date of July 6, 2026 and stated maturity of October 5, 2027 (valuation date September 30, 2027). For each $1,000 principal, holders receive either $1,000 plus 150% of any index gain (capped at $1,132.00), $1,000 if the index falls up to 7.50%, or a reduced cash amount down to a minimum of $75.00 if losses exceed the 7.50% buffer.
The PLUS are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., do not pay interest or dividends, and are subject to issuer and guarantor credit risk. The initial index value is 7,499.36. Estimated value at issuance was approximately $975 per PLUS and the original issue price equals stated principal amount.
GS Finance Corp. is offering non‑interest bearing, principal‑linked notes tied to an equally weighted basket of 8 stocks. The notes feature an automatic call if the basket closing level on the call observation date is ≥ the initial basket level. Key economics set on the trade date include an initial basket level of 100, an upside participation rate of 100%, a buffer equal to 15% (buffer level = 85), and a buffer rate of approximately 117.65%. If automatically called on the expected call observation date (July 15, 2027), each $1,000 face amount pays $1,240 on the expected call payment date (July 20, 2027). If not called, maturity is expected on July 7, 2028 and payoff at maturity depends on the basket return: full participation if positive, return of face if loss is between 0% and -15%, and a buffered downside formula if loss exceeds -15%. The estimated model value at pricing is between $900 and $930 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.; GS&Co. is the calculation agent.
GS Finance Corp. offers autocallable GEARS linked to an equally weighted 29-stock basket, guaranteed by The Goldman Sachs Group, Inc. The securities (face amount in $10 denominations) provide enhanced upside via an upside gearing set on the trade date and an automatic call feature tied to a 100% autocall barrier. If not called, maturity payoff depends on the final basket level versus a 75.00% downside threshold and an upside multiplier; payments are subject to issuer and guarantor credit risk. Key dates are an expected trade date July 15, 2026, original issue date July 17, 2026, an expected call observation date July 22, 2027 (call payment July 26, 2027) and an expected determination date July 16, 2029 (stated maturity July 18, 2029). The pricing supplement shows an estimated model value of $8.90–$9.20 per $10 face amount and an original issue price of 100.00% of face amount, with a 2.50% underwriting discount.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering structured, principal‑linked notes tied to an equally weighted basket of nine common stocks. Each $1,000 face amount pays no interest and either (a) is automatically called for $1,202 if the basket closing level on the call observation date is ≥ the initial level, or (b) at maturity will pay a cash settlement based on the final basket level and an upside participation rate of 125% with a 20% buffer (buffer level = 80% of initial). Trade date is June 30, 2026, original issue date July 6, 2026, call observation date July 13, 2027, and stated maturity July 6, 2028. The estimated value on the trade date is approximately $947 per $1,000, while the original issue price is 100% of face; underwriting discount is 1.5%.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, with The Goldman Sachs Group, Inc. as guarantor. The notes have an expected trade date of July 9, 2026 and a stated maturity date of July 14, 2032. Notes may be automatically called on observation dates beginning in July 2027 if the index closes at or above the initial level, in which case holders receive face amount plus accrued coupon. Monthly coupon payments occur only if the index closes at or above 70% of the initial underlier level on an observation date. The index applies a 6.0% per annum decrement, targets 40% volatility, and may use up to 500% maximum leverage, which can magnify losses. The estimated value at pricing is $885–$925 per $1,000 face amount.
GS Finance Corp. offers indexed, non‑interest paying medium‑term notes linked to the S&P 500 Index. The notes pay up to a $1,094.30 cash settlement per $1,000 face amount if the final index level is at or above a 90.00% buffer of the initial level. If the final level is below the buffer, holders lose approximately 1.1111% of face amount for each 1% decline below the buffer and could lose their entire investment. The notes are fully guaranteed by The Goldman Sachs Group, Inc.; aggregate face amount is $10,239,000. Original issue price is 100% of face amount with a 1% underwriting discount.
GS Finance Corp. is offering Index-Linked Notes due July 6, 2028, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity for each $1,000 face amount depends on the lesser performing of the S&P 500® and Russell 2000® measured from the trade date June 30, 2026 to the determination date June 30, 2028. The notes pay no interest and feature an upside participation rate of 108%. If both index returns are ≥0%, the investor receives $1,000 plus participation in the lesser performing index return. If either index is negative but ≥-25%, the investor receives $1,000 plus the absolute value of the lesser performing index return. If any index declines below 75% of its initial level, the cash settlement equals $1,000 plus the (negative) lesser performing index return, exposing holders to potential principal loss, including total loss. The estimated value at pricing was approximately $984 per $1,000 face amount; original issue price was 100% and the underwriting discount was 0.8%.
The supplemental index fact sheet describes the S&P 500 Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, launched December 27, 2024, which adjusts daily exposure to the S&P 500 Futures Excess Return Index using volatility, calendar and price signals. The index permits a maximum exposure of 500%, a maximum daily leverage change of 100% and is subject to a 6.0% per annum daily decrement. Historical and hypothetical performance is shown (hypothetical prior to the launch date). The fact sheet highlights many indexed risks including leverage risk, potential for significant losses, negative roll yield and credit risk of the issuer and guarantor.