The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due August 19, 2031 linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay no interest and are part of the Medium-Term Notes, Series F program.
The notes are automatically called monthly if on a call observation date the closing level of each underlier is at least its initial level, paying for each $1,000 face amount $1,000 plus $1,000 × the applicable call premium (starting at 8.25% and rising over time). If never called and each final underlier level is at least its initial level, investors receive $1,000 plus 41.25%. If any final underlier level is below its initial but at or above its 70% trigger buffer level, investors receive $1,000.
If any final underlier level is below its trigger buffer level, repayment is $1,000 plus $1,000 × the lesser performing underlier return, exposing investors to up to a 100% loss of principal. Returns are capped by the call premiums or the 41.25% maturity premium, and payments are subject to the credit risk of GS Finance Corp. and the guarantor. The issuer discloses that the estimated value on the trade date is less than the 100% original issue price and outlines liquidity, market value, and tax-uncertainty risks.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Index-Linked Notes due 2029 linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a $18.125 contingent quarterly coupon per $1,000 face amount (1.8125% quarterly, up to 7.25% per annum) only if on each coupon observation date the closing level of every underlier is at or above 60% of its initial level.
The notes may be automatically called quarterly starting February 16, 2027 if each underlier is at or above its initial level, in which case investors receive $1,000 plus the applicable coupon. If the notes are not called, the maturity payment depends solely on the lesser performing underlier. If that index’s final level is at or above 60% of its initial level, investors receive $1,000; if it is below 60%, principal is reduced one-for-one with the underlier return, down to zero. Investors face full credit risk of the issuer and guarantor, may receive no coupons, and the estimated value at pricing is disclosed as being less than the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing EURO STOXX 50® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $995,000 and a face amount of $1,000 per note. These notes pay no interest and return a cash amount at maturity in August 2030 based on index performance.
If the final index level is at or above the initial level of 6,523.86, holders receive $1,000 plus 157.5% of the index gain. If the index declines but finishes between 70% and 100% of the initial level, holders receive a positive return equal to the absolute index return. If the final level is below 70% of the initial level, principal is exposed one-for-one to the full index loss, and investors may lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is lower than the 100% issue price due to fees and structuring costs, secondary market liquidity is not assured, and the U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing notes linked to the common stock of Broadcom Inc., Texas Instruments Incorporated and Celestica Inc., with an aggregate face amount of $521,000 and denominations of $1,000.
The notes pay a contingent monthly coupon of $19.167 per $1,000 (1.9167% monthly, up to about 23% per year) for each observation date that all three stocks close at or above 50% of their initial prices, otherwise the coupon for that month is zero. Initial prices are $427.76 (Broadcom), $286.08 (Texas Instruments) and $317.83 (Celestica). The notes may be automatically called from August 2027 through July 2029 if on a call observation date each stock closes at or above its initial price, returning principal plus the applicable coupon.
If not called, at maturity on August 14, 2029 investors receive $1,000 per note if a trigger event has not occurred (all final prices at or above initial prices). If a trigger event has occurred and any stock finishes below 50% of its initial price, repayment is reduced based on the lesser performing stock’s return, potentially resulting in a loss of more than 50% of principal and no final coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, and the estimated value at pricing is about $979 per $1,000, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to the Class A common stock of Palantir, Alphabet, and the common stock of Amazon and Oracle. The notes have an aggregate face amount of $1,236,000, trade on August 7, 2026, and mature on August 12, 2031, unless automatically called.
Investors receive a monthly coupon of $12.959 per $1,000 (1.2959% monthly, up to about 15.55% per annum) only if on each observation date the closing price of every index stock is at least 80% of its initial price; otherwise the coupon is zero. Starting August 2027, if on any call observation date all stocks are at or above 90% of their initial prices, the notes are automatically redeemed at face value plus the due coupon.
The initial prices are $172.01 (Palantir), $354.3 (Alphabet), $274.48 (Amazon) and $147.02 (Oracle). The estimated value at pricing is about $956 per $1,000 face, below the 100% issue price, reflecting underwriting discount and structuring costs. Payments depend on the credit of GS Finance Corp. and its guarantor, and the notes are unsecured, not insured, and may have limited secondary market liquidity.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F with an aggregate face amount of $11,912,000. The notes pay a contingent quarterly coupon of $25.375 per $1,000 (2.5375% quarterly, up to 10.15% per annum) if on each coupon observation date the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index are all at or above 75% of their respective initial levels.
The notes may be automatically called on specified dates starting August 9, 2027 if all three indices are at or above their initial levels, in which case investors receive $1,000 per note plus the due coupon. If not called, at maturity on August 12, 2032 the cash settlement per $1,000 depends on the lesser performing underlier: full principal is returned if its final level is at or above 75% of its initial level, otherwise repayment equals $1,000 plus $1,000 times that index’s return, which can result in a total loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed, and may have limited secondary market liquidity. Tax disclosure describes treatment as an income-bearing pre-paid derivative contract, with coupon payments likely taxed as ordinary income and potential FATCA and withholding implications for non-U.S. holders.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., offers contingent income auto-callable yield notes linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with an aggregate face amount of $1,587,000 and scheduled maturity on February 10, 2028, subject to automatic call.
Investors receive a contingent monthly coupon of $9.292 per $1,000 (0.9292% monthly, up to approximately 11.15% per year) only if on each observation date all three indices are at or above 65% of their initial levels; otherwise no coupon is paid. The notes are automatically called if on a call observation date all indices are at or above their initial levels, returning principal plus the coupon then due.
If the notes are not called and on the determination date the worst-performing index is at or above 65% of its initial level, holders receive full principal. If the worst index finishes below 65%, repayment is reduced one-for-one with that index’s decline, potentially to zero. The payoff depends solely on the worst performer, and investors bear the unsecured credit risk of GS Finance Corp. and the guarantor, with limited liquidity and potentially significant price volatility during the term.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering $7,549,000 of Medium‑Term Notes, Series F, auto‑callable and linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes are issued at 100% of face amount with a 4.25% underwriting discount (net proceeds 95.75% of face).
The notes may be automatically called annually from 2027 to 2033 if the index closes at or above rising call levels, paying $1,000 plus a call premium of up to 82.25% per $1,000. If not called, at maturity in August 2034 investors receive $1,000 plus 100% of index gains; if the final index level is at or below the initial level, they receive only the face amount. The initial index level is 114.33. The index employs daily rebalancing, 5% volatility control and a momentum risk control feature, with a 0.65% per annum deduction and excess‑return structure that can allocate heavily to hypothetical cash positions.
The issuer’s estimated value on the trade date is $894 per $1,000, below the issue price, reflecting fees and hedging costs, including an additional amount of $63.5 amortizing to zero by November 6, 2026. The notes pay no periodic interest, are subject to the credit risk of GS Finance Corp. and the guarantor, and are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, no-coupon notes linked to an equally weighted basket of six NASDAQ-listed stocks (Alphabet, AppLovin, Fastenal, Micron, Microsoft and NVIDIA). The basket has an initial level of 100 and each stock carries an initial weighting of about 16.667%.
The notes may be automatically called on eight observation dates from August 9, 2027 through May 7, 2029 if the basket level is at or above the initial level, paying per $1,000 face amount $1,000 plus a call premium that starts at 19.75% and rises to 54.3125%. If not called, at maturity on August 10, 2029, investors receive: $1,592.5 per $1,000 if the basket is at or above its initial level; $1,000 if the basket is below the initial level but at or above the 75% trigger buffer; or $1,000 + $1,000 × basket return if the basket is below the trigger, resulting in losses matching the negative basket return and potentially a full loss of principal.
The aggregate face amount on the original issue date is $1,583,000, in $1,000 denominations, with an issue price of 100%, underwriting discount of 1.2% and net proceeds of 98.8% of face. The estimated value is approximately $959 per $1,000 at pricing, reflecting structuring costs and dealer compensation. Payments depend on the basket’s performance and are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F with an aggregate face amount of $1,000,000, issued at 100% of face with a 0.5% underwriting discount. The notes are linked to three underliers: the Nasdaq-100 Technology Sector Index (initial level 17,316.43), the Russell 2000 Index (initial level 3,034.494) and the VanEck Semiconductor ETF (initial level $582.70).
Investors receive a contingent monthly coupon of $16.792 per $1,000 face amount (1.6792% monthly, up to approximately 20.15% per annum) only if on the observation date the closing level of each underlier is at or above 60% of its initial level (the coupon trigger level). The same 60% level is the trigger buffer for principal protection at maturity.
The notes are automatically called if on any call observation date (starting February 8, 2027) each underlier is at or above its initial level, paying $1,000 per note plus any due coupon. If the notes are not called, at maturity on August 12, 2032 investors receive $1,000 per note if every underlier’s final level is at or above 60% of its initial level; otherwise, the payoff equals $1,000 plus $1,000 times the lesser performing underlier return, which can reduce principal down to zero.
The disclosure emphasizes that investors may lose their entire investment, may receive few or no coupons, face credit risk of the issuer and guarantor, significant market and liquidity risk, sector concentration risks in technology and semiconductors, foreign market and currency risks, and uncertain U.S. federal income tax treatment, including potential application of constructive ownership rules.