Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing structured notes linked to the common stock of Microsoft, Oracle and Palantir Class A with an aggregate face amount of $445,000. The notes pay a contingent monthly coupon of $17.709 per $1,000 (1.7709% monthly, up to about 21.25% per year) only when the closing price of each stock on a coupon observation date is at least 50% of its initial price; otherwise no coupon is paid.
The notes may be automatically called on monthly call observation dates from August 2027 through July 2029 if each stock is at or above its initial price (Microsoft $499.99, Oracle $147.02, Palantir $172.01). Upon a call, investors receive par plus that month’s coupon and the notes terminate. If not called, at maturity on August 10, 2029 investors receive $1,000 per note so long as a trigger event has not occurred; a trigger event occurs if each stock’s final price is below its initial price. If a trigger event occurs and any stock finishes below 50% of its initial price, repayment is reduced based on the worst-performing stock and can fall to zero, with no coupon.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and guarantor. The estimated value on the trade date is approximately $963 per $1,000 face amount, below the 100% issue price, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity‑Linked Notes due 2029 linked to Apple, Amazon.com and Alphabet Class A stock. Each note has a $1,000 face amount and pays contingent quarterly coupons.
On each coupon payment date, investors receive $33.75 per $1,000 (3.375% quarterly, up to 13.50% per year) only if the closing level of each underlier on the related observation date is at or above its coupon trigger level of 60% of its initial level. The notes are automatically called if, on any call observation date from February 16, 2027 through May 14, 2029, all underliers are at or above their initial levels; in that case investors receive $1,000 per note plus the applicable coupon.
If the notes are not called, the August 17, 2029 maturity payment per $1,000 depends on the lesser performing underlier. If each final level is at or above its 60% trigger buffer level, investors receive $1,000 plus any final coupon. If any final level is below its trigger buffer level, repayment is reduced to $1,000 × (1 + lesser performing underlier return), which can result in a total loss of principal. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value at pricing will be lower than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $617,000 aggregate face amount of index-linked notes under its Medium-Term Notes, Series F program. The notes pay a contingent monthly coupon of $8.625 per $1,000 (0.8625%, up to 10.35% per annum) only if on each observation date the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index are all at or above 65% of their initial levels.
At maturity, if the notes have not been redeemed and the worst-performing index is at or above its 65% trigger buffer level, investors receive $1,000 per $1,000 face amount plus any final coupon. If the worst index finishes below 65% of its initial level, repayment of principal is reduced one-for-one with that index’s loss, down to zero, so investors may lose their entire investment and do not participate in any index gains above par.
The issuer may redeem the notes at par plus any due coupon, in whole but not in part, on any coupon payment date from November 2026 through January 2028. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., feature an original issue price of 100% of face amount with a 0.725% underwriting discount, are not listed on any exchange, and have uncertain tax treatment and secondary market value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable structured notes linked to the S&P 500 Index, Russell 2000 Index and the State Street Consumer Staples Select Sector SPDR ETF. Aggregate face amount on the original issue date is $500,000, in $1,000 denominations.
The notes pay a conditional monthly coupon of $8.542 per $1,000 (0.8542% monthly, up to ~10.25% per annum) only if on each coupon observation date the level of every underlier is at least 70% of its initial level. Starting in November 2026, the notes are automatically called if on any call observation date each underlier is at or above its initial level, returning face amount plus the coupon.
If not called, at maturity on August 12, 2031 the payoff depends on the worst-performing underlier. If all final levels are at least 70% of initial, investors receive face amount plus the final coupon; if all are at least 65% but any is below 70%, investors receive face amount only. If any underlier finishes below 65% of its initial level, principal is reduced one-for-one with the worst underlier’s loss, down to zero, with no coupon. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes may trade below face value in the secondary market.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing market-linked, auto-callable notes due August 12, 2031, tied to the worst performer among Micron, Sandisk, Dell Technologies Class C and Tesla common stock. Each note has a $1,000 face amount.
The notes pay a monthly contingent coupon of $12 per $1,000 (14.40% per annum) only when the lowest performing stock on a calculation day is at or above 75% of its starting price; a memory feature pays previously missed coupons if the condition is later met. From August 2027 to July 2031, if the lowest performer is at or above its starting price on a call date, the notes are automatically called at face value plus the applicable coupon(s).
If not called, investors receive $1,000 at maturity, but no upside participation and no dividends. The estimated value at pricing is about $966 per $1,000, below the $1,000 offering price, reflecting fees and structuring costs. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are intended to be held to maturity with no exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due August 19, 2031 linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Payment at maturity, if the notes are not automatically called, depends on the underlier with the lowest return.
The notes pay a contingent quarterly coupon of $18.75 per $1,000 face amount (1.875% quarterly, up to 7.5% per annum) only if each underlier is at or above 70% of its initial level on the relevant observation date; otherwise no coupon is paid. The notes are automatically called if on any call observation date each underlier is at or above its initial level, in which case investors receive $1,000 per note plus the coupon then due.
At maturity, if not called, investors receive $1,000 per note if the final level of each underlier is at or above 50% of its initial level. If any underlier finishes below 50%, repayment of principal is reduced one-for-one with the return of the worst-performing index, and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing will be less than the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Class C capital stock of Alphabet, Class A common stock of Meta Platforms, common stock of NVIDIA and common stock of Tesla. The notes have a stated maturity of August 12, 2031 and an aggregate face amount of $9,575,000, with an original issue price of 100% of face amount.
Holders receive a monthly contingent coupon of $10.417 per $1,000 (1.0417% monthly, up to about 12.5% p.a.) only if on each coupon observation date the closing price of each stock is at least 80% of its initial price ($353.47 Alphabet, $592.10 Meta, $223.96 NVIDIA, $328.58 Tesla). From August 2027 through July 2031, the notes are automatically called if on any call observation date all stocks are at or above their initial prices, paying face amount plus the due coupon. If not called, investors receive face amount plus any final coupon at maturity. The estimated value is approximately $957 per $1,000 face amount, reflecting underwriting and structuring costs, and all payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering contingent income auto-callable notes linked to the common stock of Freeport-McMoRan Inc. The notes have an aggregate face amount of $1,450,000 and a face amount of $1,000 per note.
Investors may receive a $40 quarterly coupon (4%, up to 16% per annum) whenever the FCX closing level on a coupon observation date is at or above the coupon trigger level, set at 50% of the $68.18 initial underlier level. The same 50% threshold is the trigger buffer level: if, at maturity in August 2029, the final FCX level is at or above this level and the notes have not been called, investors receive 100% of face amount plus any final coupon.
If the final FCX level is below the trigger buffer level, principal is exposed one-for-one to FCX’s decline, and investors can lose up to 100% of their investment. The notes are subject to automatic call at par plus coupon if FCX is at or above its initial level on any call observation date. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and have tax treatment and secondary-market values that may differ from the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,750,000 of autocallable index-linked notes due August 12, 2031. The notes pay no interest and are unsecured obligations subject to the credit risk of both entities.
The notes are linked to the Nasdaq‑100, S&P 500 and Russell 2000 indices. On the November 9, 2026 call observation date, if each index is at least 95% of its initial level (29,722.30, 7,757.64 and 3,034.494, respectively), the notes are automatically redeemed at $1,057 per $1,000 face amount (a 5.7% total return), capping upside at that point.
If not called, the maturity payoff depends on the lesser-performing index. If each final index level exceeds its initial level, holders receive $1,000 plus 125% of the lesser index’s positive return. If any index is at or below its initial level but all remain at or above 70% of initial, investors receive only the $1,000 principal. If any index finishes below 70%, principal is reduced by about 1.4286% for every 1% the lesser index falls below 70%, up to a total loss of principal.
The estimated value is approximately $980 per $1,000 face amount on the trade date, below the issue price of 100%, reflecting structuring and distribution costs, including a fee of up to 0.25% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F maturing on February 12, 2031. The notes pay no interest and the payoff depends on a weighted equity basket: EURO STOXX 50® (60%), Nikkei 225 (20%) and iShares® MSCI Emerging Markets ETF (20%), measured from August 7, 2026 to February 7, 2031.
The initial basket level is 100. If the final basket level is above 100, investors receive principal plus 130% of the basket’s positive return. If the basket return is between 0% and -40%, investors receive only principal. If the basket return is below -40%, repayment falls one-for-one with the basket, and investors can lose up to 100% of principal.
The total initial face amount is $1,760,000, offered at 100% of face, with a 0.25% underwriting discount and 99.75% net proceeds to the issuer. The notes’ estimated value at pricing is approximately $958 per $1,000, reflecting structuring and distribution costs. Payments are unsecured and subject to the credit risk of GS Finance Corp. and its parent. For U.S. tax purposes, the issuer intends to treat the notes as a pre-paid derivative contract on the basket, though the ultimate tax treatment is uncertain.