Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable income notes linked to three stocks: an ordinary share of Linde plc, the common stock of Oracle Corporation and the common stock of Automatic Data Processing, Inc. The notes have a stated maturity date of August 14, 2029, a trade date of August 7, 2026, and an aggregate face amount of $505,000, in $1,000 denominations.
The initial index stock prices are $489.98 (Linde), $147.02 (Oracle) and $271.32 (ADP). Monthly observation dates begin in September 2026. If on any coupon observation date the closing price of each stock is at least 50% of its initial price, investors receive a memory coupon of $9.792 per $1,000 (0.9792% monthly, up to about 11.75% per year), net of coupons already paid; otherwise the coupon is zero. From August 2027 to July 2029, if on any call observation date all three stocks are at or above their initial prices, the notes are automatically called at $1,000 per note plus the due coupon.
If the notes are not called, principal repayment depends on a trigger test at final valuation on August 7, 2029. If at least one stock finishes at or above its initial price, investors receive full principal, and if all three are at or above 50% of initial, also the final coupon. If all three finish below their initial prices and any finishes below 50% of its initial price, repayment is reduced in line with the worst-performing stock’s return, down to zero, and no coupon is paid. The estimated value is about $943 per $1,000 note; issue price is 100% of face, with a 1.25% underwriting discount and 98.75% net proceeds, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering $8,732,000 of Medium-Term Notes, Series F linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes have a face amount of $1,000 each and pay a contingent monthly coupon of $9.5 (0.95%, up to 11.4% per annum) when the closing level of each index on the relevant observation date is at least 70% of its initial level.
At maturity on May 10, 2030, if not earlier redeemed, investors receive $1,000 per note only if the final level of every index is at least 55% of its initial level; otherwise principal is reduced in proportion to the lesser performing index, and investors can lose their entire investment. The issuer may redeem the notes early, in whole, on any coupon payment date from November 2026 through April 2030 at $1,000 plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, carry an original issue price of 100% of face amount, an underwriting discount of 0.5% and net proceeds of 99.5% of face amount, and will not be listed on any securities exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,726,000 face amount of underlier-linked notes due August 10, 2029. The notes pay no interest and repay at maturity an amount tied to the lesser performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, measured from August 7, 2026 to August 7, 2029.
If both underliers finish above their initial levels (6,523.86 and $108.55), holders receive $1,000 plus 218.25% of the lesser underlier’s positive return per $1,000. If any underlier finishes at or below its initial level and no trigger event (more than 30% drop at any time) has occurred, principal is returned. If a trigger event occurs and the lesser underlier’s final level is below its initial level, repayment falls one-for-one with that underlier’s loss, potentially to zero, so investors can lose their entire investment.
The original issue price is 100% of face, with a 0.55% underwriting discount and 99.45% net proceeds to the issuer. The estimated value is about $983 per $1,000, reflecting structuring and distribution costs. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F linked to the S&P 500 Futures Excess Return Index, with an aggregate face amount of $6,361,000. The notes are issued at 100% of face amount, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer.
At maturity in August 2030, the cash payment per $1,000 note depends on index performance. If the final underlier level is at or above the initial 619.15 level, investors receive $1,000 plus 179.15% of the index gain. If the final level is below the initial but at or above the 60% trigger buffer level, investors receive $1,000 plus 50% of the absolute index loss, resulting in a positive return. If the final level falls below the trigger buffer level, principal is reduced one-for-one with the index loss, and investors can lose their entire investment.
The notes do not bear interest, are unsecured senior obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not bank deposits or FDIC-insured. They reference equity futures rather than the cash S&P 500 Index and are exposed to risks such as negative roll yield, market disruptions, uncertain tax treatment, secondary-market illiquidity, and an estimated value at pricing that is lower than the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F with an aggregate face amount of $570,000 linked to the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. The notes pay a contingent monthly coupon of $7 per $1,000 (0.7% monthly, up to 8.40% per annum) only if, on the relevant observation date, the closing level of each index is at or above its coupon trigger level, set at 80% of its initial level.
Principal repayment depends on the index with the lowest return. Each index has a buffer level at 50% of its initial level; if the final level of any index is below its buffer, the cash settlement amount per $1,000 is reduced in line with the lesser performing index, and investors may lose a substantial portion of principal. Upside is capped at return of face amount plus any final coupon, even if the indexes more than double.
The issuer may redeem the notes in whole at par plus any due coupon on any coupon payment date from February 2027 through July 2031, potentially shortening the investment period. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may have limited or no secondary market, are issued at 100% with an underwriting discount of 0.75%, and include complex U.S. tax and valuation considerations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $7,654,000 of Enhanced Buffered Jump Securities linked to the S&P 500 Index, maturing November 12, 2027. The notes pay no interest and repayment depends on index performance and issuer/guarantor credit.
At maturity, if the S&P 500 final value is at or above the 90.00% buffer level, investors receive $1,000 principal plus a fixed $100 upside payment per $1,000 (a 10.00% return). If the index closes below the buffer, investors lose about 1.1111% of principal for every 1% decline beyond the 10% buffer, with losses up to 100% of invested principal.
Investors forgo dividends on S&P 500 stocks and any periodic interest. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price includes a 2.25% underwriting discount, and the estimated fair value at pricing is lower than the issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $2,000,000 of auto-callable notes linked to the common stocks of Apple Inc. and Microsoft Corporation. The notes have a trade date of August 7, 2026, an original issue date of August 12, 2026, and a stated maturity date of August 12, 2031, subject to adjustment.
The notes pay no interest and may be automatically called on August 12, 2027 if each underlier’s closing level on August 9, 2027 is at or above its initial level; in that case investors receive $1,427 per $1,000 face amount. If not called, the cash settlement depends on the lesser performing underlier, with a 150% upside participation rate when both final levels exceed initial levels, principal protection down to a 60% trigger buffer level for each underlier, and full downside exposure below that, meaning investors could lose their entire investment.
The initial levels are $313.33 for Apple and $499.99 for Microsoft100% original issue price due to underwriting discounts and structuring costs.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $6,243,000. The notes pay no interest and return at maturity depends on the S&P 500® Index level on the determination date relative to an initial level of 7,757.64.
If the final index level is at or above the buffer level of 85% of the initial level, holders receive a capped maximum settlement amount of $1,075.30 per $1,000 face amount. If the final level is below the buffer level, principal is reduced by approximately 1.1765% for every 1% the index falls below the buffer, and investors can lose up to their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and their secondary-market value may be significantly lower than the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay contingent quarterly coupons only when the index is at or above 65% of the initial level of 552.09.
The notes can be automatically called from February 2027 through May 2031 if the index is at or above the initial level, returning principal plus the due coupon. If not called, at maturity on August 12, 2031 investors are protected only down to 50% of the initial level; below that, losses are one‑for‑one and can reach 100% of principal.
The underlier uses up to 500% leverage, a 40% volatility target and a 6% per‑annum daily decrement, all of which can significantly erode performance and magnify downside. The estimated value is about $955 per $1,000 face amount, and investors take on the unsecured credit risk of GS Finance Corp. and Goldman Sachs Group.
GS Finance Corp. is offering $7,767,000 aggregate face amount of Medium-Term Notes, Series F, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. These are equity-linked, auto-callable Market Linked Securities tied to the common stock of Marvell Technology, Inc., maturing on August 10, 2029.
Each note has a $1,000 face amount and pays a monthly contingent coupon of $22.75 (27.30% per annum) only if the stock closing price on the relevant calculation day is at or above a coupon threshold set at 50% of the starting price. Missed coupons have a memory feature and can be paid later if the threshold is met.
The notes are automatically called at par plus the applicable coupon and any unpaid coupons if, on any monthly call date from November 2026 to July 2029, the stock closes at or above the starting price of $218.72. If not called, principal is protected at maturity only if the final stock price is at or above a downside threshold equal to 50% of the starting price; below that level, investors have full downside exposure and can lose more than 50%, up to their entire principal. The estimated value at pricing is $967 per $1,000, below the original offering price, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.