The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes due August 19, 2031 tied to the Goldman Sachs Momentum Builder® Focus ER Index. For each $1,000 face amount at maturity, investors receive either $1,000 or a leveraged gain based on index performance.
If the final index level exceeds the initial level, the payoff equals $1,000 plus 750% of the index return, providing 7.5x leveraged upside. If the index is flat or declines, investors receive only the $1,000 face amount, with no additional return. The notes pay no periodic interest and are exposed to the credit risk of both GS Finance Corp. and the guarantor.
The underlying index is a complex, rules-based strategy that rebalances daily among equity, bond, commodity and cash exposures, with a 5% volatility control and a momentum risk control overlay. The index is calculated on an excess return basis over the federal funds rate and is subject to a 0.65% per annum deduction, and it can allocate a very large portion to cash-like positions, which may materially limit upside. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield even though cash is only received at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10,619,000 of Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of Palo Alto Networks, Inc. The notes mature on August 10, 2029, unless automatically called earlier.
For each $1,000 note, investors may receive contingent quarterly coupons based on a formula using $43.75 per elapsed observation date, but only when the stock’s closing price on the relevant observation date is at or above the downside threshold price of $181.93, which is 50.00% of the initial share price of $363.86. Missed coupons may be paid later under the memory coupon feature.
If on any call observation date the stock closes at or above the initial share price, the notes are automatically called and repay $1,000 plus the applicable coupon, with no further payments. If the notes are not called and the final share price is below the downside threshold, principal repayment is reduced 1-to-1 with the stock decline, potentially to zero. The estimated value is approximately $974 per note, below the issue price, and investors are exposed to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. reports amendments to its charter related to preferred stock. On August 11, 2026, the company filed a Certificate of Elimination with Delaware authorities to remove all matters relating to its 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U, from its Restated Certificate of Incorporation, after all outstanding Series U shares were redeemed on August 10, 2026.
The company also filed a Restated Certificate of Incorporation on August 11, 2026 that reflects the terms of its 6.500% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA, as set forth in a Certificate of Designations, and the elimination of the Series U Preferred Stock. Related charter documents are filed as exhibits.
GS Finance Corp. is issuing $1,252,000 of Medium-Term Notes, Series F, linked to the S&P 500 Futures Excess Return Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are cash-settled at maturity on August 10, 2029, based on index performance from the August 7, 2026 trade date to the August 7, 2029 determination date.
For each $1,000 note, if the final underlier level is at or above the initial level of 619.15, the payoff is $1,000 plus 143% of the underlier return. If the index falls but remains at or above the 80% buffer level (a 20% decline), the payoff increases by the absolute underlier return, providing up to 20% downside cushion. Below the buffer level, investors lose 1% of face value for each 1% decline beyond the buffer, and could lose a substantial portion of principal.
The original issue price is 100% of face amount, including a 0.75% underwriting discount, for net proceeds of 99.25% to the issuer. Key risks include the credit risk of GS Finance Corp. and its parent, the possibility of large losses if the futures-based underlier declines, potential illiquidity, sensitivity to interest rates and volatility, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing structured notes linked to the common stock of Microsoft, Oracle and Palantir Class A with an aggregate face amount of $445,000. The notes pay a contingent monthly coupon of $17.709 per $1,000 (1.7709% monthly, up to about 21.25% per year) only when the closing price of each stock on a coupon observation date is at least 50% of its initial price; otherwise no coupon is paid.
The notes may be automatically called on monthly call observation dates from August 2027 through July 2029 if each stock is at or above its initial price (Microsoft $499.99, Oracle $147.02, Palantir $172.01). Upon a call, investors receive par plus that month’s coupon and the notes terminate. If not called, at maturity on August 10, 2029 investors receive $1,000 per note so long as a trigger event has not occurred; a trigger event occurs if each stock’s final price is below its initial price. If a trigger event occurs and any stock finishes below 50% of its initial price, repayment is reduced based on the worst-performing stock and can fall to zero, with no coupon.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and guarantor. The estimated value on the trade date is approximately $963 per $1,000 face amount, below the 100% issue price, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity‑Linked Notes due 2029 linked to Apple, Amazon.com and Alphabet Class A stock. Each note has a $1,000 face amount and pays contingent quarterly coupons.
On each coupon payment date, investors receive $33.75 per $1,000 (3.375% quarterly, up to 13.50% per year) only if the closing level of each underlier on the related observation date is at or above its coupon trigger level of 60% of its initial level. The notes are automatically called if, on any call observation date from February 16, 2027 through May 14, 2029, all underliers are at or above their initial levels; in that case investors receive $1,000 per note plus the applicable coupon.
If the notes are not called, the August 17, 2029 maturity payment per $1,000 depends on the lesser performing underlier. If each final level is at or above its 60% trigger buffer level, investors receive $1,000 plus any final coupon. If any final level is below its trigger buffer level, repayment is reduced to $1,000 × (1 + lesser performing underlier return), which can result in a total loss of principal. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value at pricing will be lower than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $617,000 aggregate face amount of index-linked notes under its Medium-Term Notes, Series F program. The notes pay a contingent monthly coupon of $8.625 per $1,000 (0.8625%, up to 10.35% per annum) only if on each observation date the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index are all at or above 65% of their initial levels.
At maturity, if the notes have not been redeemed and the worst-performing index is at or above its 65% trigger buffer level, investors receive $1,000 per $1,000 face amount plus any final coupon. If the worst index finishes below 65% of its initial level, repayment of principal is reduced one-for-one with that index’s loss, down to zero, so investors may lose their entire investment and do not participate in any index gains above par.
The issuer may redeem the notes at par plus any due coupon, in whole but not in part, on any coupon payment date from November 2026 through January 2028. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., feature an original issue price of 100% of face amount with a 0.725% underwriting discount, are not listed on any exchange, and have uncertain tax treatment and secondary market value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable structured notes linked to the S&P 500 Index, Russell 2000 Index and the State Street Consumer Staples Select Sector SPDR ETF. Aggregate face amount on the original issue date is $500,000, in $1,000 denominations.
The notes pay a conditional monthly coupon of $8.542 per $1,000 (0.8542% monthly, up to ~10.25% per annum) only if on each coupon observation date the level of every underlier is at least 70% of its initial level. Starting in November 2026, the notes are automatically called if on any call observation date each underlier is at or above its initial level, returning face amount plus the coupon.
If not called, at maturity on August 12, 2031 the payoff depends on the worst-performing underlier. If all final levels are at least 70% of initial, investors receive face amount plus the final coupon; if all are at least 65% but any is below 70%, investors receive face amount only. If any underlier finishes below 65% of its initial level, principal is reduced one-for-one with the worst underlier’s loss, down to zero, with no coupon. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes may trade below face value in the secondary market.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing market-linked, auto-callable notes due August 12, 2031, tied to the worst performer among Micron, Sandisk, Dell Technologies Class C and Tesla common stock. Each note has a $1,000 face amount.
The notes pay a monthly contingent coupon of $12 per $1,000 (14.40% per annum) only when the lowest performing stock on a calculation day is at or above 75% of its starting price; a memory feature pays previously missed coupons if the condition is later met. From August 2027 to July 2031, if the lowest performer is at or above its starting price on a call date, the notes are automatically called at face value plus the applicable coupon(s).
If not called, investors receive $1,000 at maturity, but no upside participation and no dividends. The estimated value at pricing is about $966 per $1,000, below the $1,000 offering price, reflecting fees and structuring costs. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are intended to be held to maturity with no exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due August 19, 2031 linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Payment at maturity, if the notes are not automatically called, depends on the underlier with the lowest return.
The notes pay a contingent quarterly coupon of $18.75 per $1,000 face amount (1.875% quarterly, up to 7.5% per annum) only if each underlier is at or above 70% of its initial level on the relevant observation date; otherwise no coupon is paid. The notes are automatically called if on any call observation date each underlier is at or above its initial level, in which case investors receive $1,000 per note plus the coupon then due.
At maturity, if not called, investors receive $1,000 per note if the final level of each underlier is at or above 50% of its initial level. If any underlier finishes below 50%, repayment of principal is reduced one-for-one with the return of the worst-performing index, and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing will be less than the 100% issue price.