Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering autocallable, EURO STOXX 50® index-linked notes due March 31, 2031 with an aggregate face amount of $1,256,000. The notes pay no interest, may be automatically called on specified March observation dates beginning March 24, 2027, and have a threshold settlement amount of $1,300 and an initial underlier level of 5,581.29. Estimated value at pricing was approximately $955 per $1,000 face amount; original issue price is 100% with an underwriting discount of 2.35%.
GS Finance Corp. priced principal-at-risk indexed notes linked to a weighted basket of seven equity indices with an expected trade date of March 30, 2026, original issue date of April 2, 2026 and stated maturity of April 6, 2029. For each $1,000 face amount, the notes pay: (1) if the final basket level > initial, $1,000 + $1,000 × 150% × basket return; (2) if the final basket level is ≤ initial but ≥ 90% (buffer), $1,000 + $1,000 × absolute basket return; (3) if the final basket level < 90% of initial, $1,000 + $1,000 × 111.11% × (basket return + 10%), which can result in substantial or total loss. The issuer and guarantor credit risk, pricing model discount, index-specific risks (including futures roll/contango on the S&P 500® Futures Excess Return Index), market disruption provisions and uncertain U.S. tax treatment are disclosed.
GS Finance Corp. offers $19,520,630 aggregate face amount of Trigger GEARS due March 27, 2031, guaranteed by The Goldman Sachs Group, Inc. The securities link payout to an unequally weighted basket (S&P 500 50.00%, EURO STOXX 50 20.00%, Nikkei 225 12.50%, FTSE 100 8.75%, SMI 5.00%, S&P/ASX 200 3.75%) with an initial basket level of 100, upside gearing of 1.2525 and a downside threshold of 75.00%. If the final basket level exceeds 100, investors receive the positive basket return multiplied by the upside gearing; if the final level is between 100 and the downside threshold, investors receive the face amount; if below the downside threshold, investors suffer principal losses proportionate to the basket return. Trade date is March 24, 2026, original issue date March 27, 2026, determination date March 24, 2031 and stated maturity date March 27, 2031.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due March 31, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes (aggregate face amount $1,255,000) pay no interest and can be automatically called beginning March 24, 2027 if the S&P 500 closing level on a call observation date is ≥ the initial level of 6,556.37. If called, holders receive $1,000 plus a specified call premium (9%–36% depending on call date). If not called, maturity payment depends on the index performance: at or above the initial level holders receive at least the threshold settlement amount of $1,250 per $1,000 face; declines up to 25% return principal ($1,000); declines beyond 25% produce a proportional loss (investors could lose up to the full invested amount). The original issue price is 100% (trade date March 24, 2026; issue date March 27, 2026), estimated value at pricing ≈ $964 per $1,000, underwriting discount 2.35% and net proceeds to issuer 97.65%.
The issuer, GS Finance Corp., is offering medium-term structured notes linked to the Russell 2000® Index with an aggregate face amount of $670,000. The notes pay no interest, include an automatic call feature that can redeem the notes early, and return at maturity depends on index performance and specified buffers.
If the notes are automatically called on the call observation date, investors receive $1,202.50 per $1,000. If not called, maturity payment uses a 125% upside participation above the initial level, a trigger buffer at 80% of the initial level, and can result in a total loss if the final level falls below the trigger buffer.
GS Finance Corp. is offering leveraged Russell 2000® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; the cash payment at maturity depends on the Russell 2000 return from the trade date to the determination date. The notes provide 200% upside participation in positive underlier returns but are capped at a $1,233.50 maximum settlement per $1,000 face amount. If the Russell 2000 falls below 60% of its initial level on the determination date, holders incur a proportional loss and could lose their entire investment. Trade date is March 27, 2026, original issue date April 1, 2026, determination date March 27, 2028 and stated maturity March 30, 2028.
GS Finance Corp. offers $3,230,000 aggregate face amount of autocallable, index‑linked notes due March 27, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have a 100% participation rate and may be automatically called beginning March 24, 2027 if each index reaches 82.25% of its initial level. At maturity the cash payment depends on the lesser performing index versus its initial level (initial levels: Dow 46,124.06; S&P 500 6,556.37), with a trigger buffer at 80% of initial levels; holders may lose a substantial portion of principal if the lesser performing index falls below that buffer. The estimated value on the trade date was approximately $981 per $1,000 face amount and the original issue price was 100%. Payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. offers structured, S&P 500®-linked medium-term notes with an aggregate face amount of $2,886,390. The notes pay no interest, provide a 300% upside participation rate in positive scenarios capped by a $11.52 maximum settlement amount per $10 face amount, and expose investors to full downside (you could lose your entire investment).
The notes are guaranteed by The Goldman Sachs Group, Inc., priced at 100% of face with a 1.65% underwriting discount; tax treatment is uncertain and FATCA withholding generally applies.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note returns: either a capped upside (participation × index gain up to a maximum settlement amount), the face amount if losses do not exceed a 15% buffer, or a pro rata loss beyond that buffer. Key terms include a 200% upside participation rate, a 15% buffer (buffer level 85%), a minimum maximum settlement amount of $1,250 per $1,000 face, trade date Apr 29, 2026, original issue date May 4, 2026, determination date Jan 29, 2029, and stated maturity Feb 1, 2029. The notes pay no interest, are subject to issuer/guarantor credit risk, may trade illiquidly, and have uncertain U.S. federal tax treatment.
GS Finance Corp. offers Market Linked Medium‑Term Notes (Series F) guaranteed by The Goldman Sachs Group, Inc. The securities are equity ETF linked, auto‑callable with a contingent quarterly coupon and downside principal at risk, tied to the lowest performing of three State Street Select Sector ETFs. Each security has a face amount and original offering price of $1,000. The contingent coupon (set on the pricing date) will equal at least $33.75 per $1,000 face amount (equivalent to 13.50% per annum) if the lowest performing underlier on a quarterly calculation day is >= its coupon threshold (75% of starting price). Automatic calls occur if the lowest performing underlier on a call date is >= its starting price (call opportunity begins October 2026). If not called, maturity is April 27, 2029; at maturity you receive $1,000 only if the lowest performing underlier's ending price >= its downside threshold (70% of starting price), otherwise the maturity payment equals $1,000 × performance factor and you may lose more than 30% or all principal. Estimated value at pricing is between $925 and $955 per $1,000 face amount; underwriting discount up to $25.75, proceeds to issuer $974.25 per security.