GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 11, 2026

GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering contingent income auto-callable notes linked to the common stock of Freeport-McMoRan Inc. The notes have an aggregate face amount of $1,450,000 and a face amount of $1,000 per note.

Investors may receive a $40 quarterly coupon (4%, up to 16% per annum) whenever the FCX closing level on a coupon observation date is at or above the coupon trigger level, set at 50% of the $68.18 initial underlier level. The same 50% threshold is the trigger buffer level: if, at maturity in August 2029, the final FCX level is at or above this level and the notes have not been called, investors receive 100% of face amount plus any final coupon.

If the final FCX level is below the trigger buffer level, principal is exposed one-for-one to FCX’s decline, and investors can lose up to 100% of their investment. The notes are subject to automatic call at par plus coupon if FCX is at or above its initial level on any call observation date. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and have tax treatment and secondary-market values that may differ from the original issue price.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,750,000 of autocallable index-linked notes due August 12, 2031. The notes pay no interest and are unsecured obligations subject to the credit risk of both entities.

The notes are linked to the Nasdaq‑100, S&P 500 and Russell 2000 indices. On the November 9, 2026 call observation date, if each index is at least 95% of its initial level (29,722.30, 7,757.64 and 3,034.494, respectively), the notes are automatically redeemed at $1,057 per $1,000 face amount (a 5.7% total return), capping upside at that point.

If not called, the maturity payoff depends on the lesser-performing index. If each final index level exceeds its initial level, holders receive $1,000 plus 125% of the lesser index’s positive return. If any index is at or below its initial level but all remain at or above 70% of initial, investors receive only the $1,000 principal. If any index finishes below 70%, principal is reduced by about 1.4286% for every 1% the lesser index falls below 70%, up to a total loss of principal.

The estimated value is approximately $980 per $1,000 face amount on the trade date, below the issue price of 100%, reflecting structuring and distribution costs, including a fee of up to 0.25% of face amount.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F maturing on February 12, 2031. The notes pay no interest and the payoff depends on a weighted equity basket: EURO STOXX 50® (60%), Nikkei 225 (20%) and iShares® MSCI Emerging Markets ETF (20%), measured from August 7, 2026 to February 7, 2031.

The initial basket level is 100. If the final basket level is above 100, investors receive principal plus 130% of the basket’s positive return. If the basket return is between 0% and -40%, investors receive only principal. If the basket return is below -40%, repayment falls one-for-one with the basket, and investors can lose up to 100% of principal.

The total initial face amount is $1,760,000, offered at 100% of face, with a 0.25% underwriting discount and 99.75% net proceeds to the issuer. The notes’ estimated value at pricing is approximately $958 per $1,000, reflecting structuring and distribution costs. Payments are unsecured and subject to the credit risk of GS Finance Corp. and its parent. For U.S. tax purposes, the issuer intends to treat the notes as a pre-paid derivative contract on the basket, though the ultimate tax treatment is uncertain.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable income notes linked to three stocks: an ordinary share of Linde plc, the common stock of Oracle Corporation and the common stock of Automatic Data Processing, Inc. The notes have a stated maturity date of August 14, 2029, a trade date of August 7, 2026, and an aggregate face amount of $505,000, in $1,000 denominations.

The initial index stock prices are $489.98 (Linde), $147.02 (Oracle) and $271.32 (ADP). Monthly observation dates begin in September 2026. If on any coupon observation date the closing price of each stock is at least 50% of its initial price, investors receive a memory coupon of $9.792 per $1,000 (0.9792% monthly, up to about 11.75% per year), net of coupons already paid; otherwise the coupon is zero. From August 2027 to July 2029, if on any call observation date all three stocks are at or above their initial prices, the notes are automatically called at $1,000 per note plus the due coupon.

If the notes are not called, principal repayment depends on a trigger test at final valuation on August 7, 2029. If at least one stock finishes at or above its initial price, investors receive full principal, and if all three are at or above 50% of initial, also the final coupon. If all three finish below their initial prices and any finishes below 50% of its initial price, repayment is reduced in line with the worst-performing stock’s return, down to zero, and no coupon is paid. The estimated value is about $943 per $1,000 note; issue price is 100% of face, with a 1.25% underwriting discount and 98.75% net proceeds, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering $8,732,000 of Medium-Term Notes, Series F linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes have a face amount of $1,000 each and pay a contingent monthly coupon of $9.5 (0.95%, up to 11.4% per annum) when the closing level of each index on the relevant observation date is at least 70% of its initial level.

At maturity on May 10, 2030, if not earlier redeemed, investors receive $1,000 per note only if the final level of every index is at least 55% of its initial level; otherwise principal is reduced in proportion to the lesser performing index, and investors can lose their entire investment. The issuer may redeem the notes early, in whole, on any coupon payment date from November 2026 through April 2030 at $1,000 plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, carry an original issue price of 100% of face amount, an underwriting discount of 0.5% and net proceeds of 99.5% of face amount, and will not be listed on any securities exchange.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,726,000 face amount of underlier-linked notes due August 10, 2029. The notes pay no interest and repay at maturity an amount tied to the lesser performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, measured from August 7, 2026 to August 7, 2029.

If both underliers finish above their initial levels (6,523.86 and $108.55), holders receive $1,000 plus 218.25% of the lesser underlier’s positive return per $1,000. If any underlier finishes at or below its initial level and no trigger event (more than 30% drop at any time) has occurred, principal is returned. If a trigger event occurs and the lesser underlier’s final level is below its initial level, repayment falls one-for-one with that underlier’s loss, potentially to zero, so investors can lose their entire investment.

The original issue price is 100% of face, with a 0.55% underwriting discount and 99.45% net proceeds to the issuer. The estimated value is about $983 per $1,000, reflecting structuring and distribution costs. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.

GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F linked to the S&P 500 Futures Excess Return Index, with an aggregate face amount of $6,361,000. The notes are issued at 100% of face amount, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer.

At maturity in August 2030, the cash payment per $1,000 note depends on index performance. If the final underlier level is at or above the initial 619.15 level, investors receive $1,000 plus 179.15% of the index gain. If the final level is below the initial but at or above the 60% trigger buffer level, investors receive $1,000 plus 50% of the absolute index loss, resulting in a positive return. If the final level falls below the trigger buffer level, principal is reduced one-for-one with the index loss, and investors can lose their entire investment.

The notes do not bear interest, are unsecured senior obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not bank deposits or FDIC-insured. They reference equity futures rather than the cash S&P 500 Index and are exposed to risks such as negative roll yield, market disruptions, uncertain tax treatment, secondary-market illiquidity, and an estimated value at pricing that is lower than the original issue price.

GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F with an aggregate face amount of $570,000 linked to the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. The notes pay a contingent monthly coupon of $7 per $1,000 (0.7% monthly, up to 8.40% per annum) only if, on the relevant observation date, the closing level of each index is at or above its coupon trigger level, set at 80% of its initial level.

Principal repayment depends on the index with the lowest return. Each index has a buffer level at 50% of its initial level; if the final level of any index is below its buffer, the cash settlement amount per $1,000 is reduced in line with the lesser performing index, and investors may lose a substantial portion of principal. Upside is capped at return of face amount plus any final coupon, even if the indexes more than double.

The issuer may redeem the notes in whole at par plus any due coupon on any coupon payment date from February 2027 through July 2031, potentially shortening the investment period. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may have limited or no secondary market, are issued at 100% with an underwriting discount of 0.75%, and include complex U.S. tax and valuation considerations.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $7,654,000 of Enhanced Buffered Jump Securities linked to the S&P 500 Index, maturing November 12, 2027. The notes pay no interest and repayment depends on index performance and issuer/guarantor credit.

At maturity, if the S&P 500 final value is at or above the 90.00% buffer level, investors receive $1,000 principal plus a fixed $100 upside payment per $1,000 (a 10.00% return). If the index closes below the buffer, investors lose about 1.1111% of principal for every 1% decline beyond the 10% buffer, with losses up to 100% of invested principal.

Investors forgo dividends on S&P 500 stocks and any periodic interest. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price includes a 2.25% underwriting discount, and the estimated fair value at pricing is lower than the issue price.