Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Russell 2000, S&P 500 and EURO STOXX 50 indexes, maturing in 2029. Investors receive a quarterly coupon of $18.75 per $1,000 (1.875%, up to 7.5% per year) only if on each observation date all three indexes are at or above 60% of their initial level. The notes are automatically called at par plus coupon if, on any call observation date from February 2027, all indexes are at or above their initial levels.
If not called, principal repayment at maturity depends solely on the lesser performing index. If that index is at or above 60% of its initial level, investors receive full principal; otherwise the payoff is $1,000 × (1 + lesser performing underlier return), exposing holders to full loss of principal. The issuer states the estimated value at pricing will be less than the 100% issue price, secondary market liquidity is uncertain, and returns are subject to the credit risk of GS Finance Corp. and its parent, as well as complex U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $28,767,630 of Buffer Autocallable GEARS, unsecured structured notes linked to the iShares Semiconductor ETF (SOXX). The notes are issued in $10 denominations, trade on August 7, 2026 and mature August 10, 2029, unless automatically called.
The notes provide 1.40x upside gearing if the final ETF price exceeds the initial price of $543.27, subject to an autocall feature: if on August 16, 2027 the ETF is at or above 100% of the initial price, investors receive $10 plus a 25% call return and the notes terminate. A 20% buffer applies at maturity; below 80% of the initial price, principal is reduced point-for-point, and a drop to zero would leave investors with 20% of face value. The estimated value is $9.70 per $10 face amount. No coupons are paid, the notes are not listed, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $5,505,000 of Auto-Callable Dual Directional Trigger PLUS notes linked to the Nasdaq-100 Index®, maturing on August 10, 2028. The notes do not pay interest and are principal-at-risk.
The notes are automatically called if, on August 16, 2027, the index closing value is at least the initial index value of 29,722.30, paying a fixed $1,133 per $1,000 and then terminating. If not called, at maturity investors receive: 150% of any positive index return; or, for final index levels between 80% and 100% of the initial value, principal plus the absolute index return (up to a 20% gain); or, if the index falls below the downside threshold of 23,777.84 (80% of initial), a payment proportional to index performance, potentially zero.
The initial estimated value is about $977 per $1,000, below the issue price, reflecting dealer compensation and structuring costs. Investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., market volatility in the Nasdaq-100 Index, limited liquidity, and uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,712,000 aggregate face amount of auto-callable notes linked to three State Street sector ETFs (Financial XLF, Technology XLK, Health Care XLV). The notes pay no interest and mature on August 12, 2031, unless automatically called.
The notes are automatically called on November 9, 2026 if each ETF is at least 90% of its initial level, paying $1,075 per $1,000. If held to maturity and all ETFs stay above 90%, investors earn a leveraged upside of 125% participation on the lesser-performing ETF plus a 10% adjustment. If any ETF finishes below 70% of its initial level, repayment is reduced at a buffer rate of about 142.86% of losses below that threshold, and principal can be lost in full. The estimated economic value is $979 per $1,000 face amount at pricing, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked, no-coupon notes whose payoff depends on an equally weighted basket of 7 large-cap stocks, each with an initial weighting of approximately 14.29% and an initial basket level of 100. The notes may be automatically called on August 20, 2027 if the basket level is at least 100, paying $1,207 per $1,000 face amount on August 25, 2027. If not called, the notes mature on August 10, 2028, with upside participation of 125% of any positive basket return and a downside buffer: full principal repayment for basket declines up to 20%, and losses at a 125% rate beyond that, potentially down to zero. The estimated value at pricing is about $952 per $1,000 face amount, reflecting dealer margin and structuring costs, and investors bear the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, Russell 2000® Index and Nasdaq-100 Index®. The notes have a face amount in $10 increments, trade date expected on August 11, 2026, and mature August 16, 2029, unless redeemed earlier.
The notes pay a contingent coupon of $0.285 per $10 per quarter (up to 11.4% p.a.) only if on every trading day in the prior observation period each index stays at or above its coupon barrier of 70% of its initial level. From November 2026 through May 2029, GS may call the notes on any coupon date at 100% of face amount plus any due coupon. At maturity, if not called and each index is at or above its downside threshold of 60% of its initial level, investors receive $10 per $10 face amount plus any final coupon. If any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the percentage loss of the lesser performing index and the investor can lose up to 100% of principal. The estimated initial value is $9.65–$9.95 per $10, below the 100% issue price, and any payment is subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of MP Materials Corp. The notes pay a fixed $12.959 monthly coupon per $1,000 face amount (1.2959% monthly, up to approximately 15.55% per annum) until automatic call or maturity, expected on August 19, 2027.
The notes are automatically called at par plus the coupon if MP’s stock closing price on any monthly call observation date is at or above the initial stock price. If not called, at maturity investors receive $1,000 per note if MP’s final stock price is at least 80% of the initial price. Below this 20% buffer, principal is reduced linearly, so investors can lose a substantial portion of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated initial value is between $925 and $955 per $1,000, below the issue price, with limited liquidity and complex market, anti-dilution and tax features.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the EURO STOXX 50 Index under its Medium-Term Notes, Series F program. The notes run from an expected trade date of August 26, 2026 to a stated maturity on August 31, 2028 and are cash-settled.
At maturity, investors receive for each $1,000 face amount: full principal plus leveraged upside if the index is above its initial level, with an upside participation rate of 139%; full principal repayment if the index decline does not exceed the 10% buffer amount (buffer level 90% of the initial level); or a proportional loss beyond the buffer, with a 100% buffer rate. The notes do not bear interest, and investors may lose a substantial portion of principal, illustrated by a hypothetical 67% loss if the index ends at 23% of its initial level.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is disclosed as less than the original issue price, reflecting fees and structuring costs, which may weigh on secondary market prices. The issuer expects to treat the notes as a pre-paid derivative contract for U.S. federal income tax purposes, though the tax outcome is uncertain and FATCA rules apply.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on an expected date of August 28, 2031. The notes pay a contingent monthly coupon of $12.50 per $1,000 face amount (1.25% per month, up to 15% per year) only when the index is at or above 60% of its initial level on the monthly observation date. The notes are automatically called at par plus the applicable coupon if, on specified quarterly observation dates from August 2027 to May 2031, the index is at or above its initial level.
If the notes are not called, principal repayment at maturity depends on index performance. A 40% trigger buffer applies: if the final index level is below 40% of the initial level, investors lose principal in proportion to the index decline and can lose their entire investment. The underlying index uses up to 500% leverage, targets 40% volatility, and applies a 6% per‑annum daily decrement, which systematically reduces index returns. The estimated value on the trade date is expected to be $885–$935 per $1,000, below the 100% issue price, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering structured Medium-Term Notes, Series F linked to the SPDR® Gold Trust and iShares® Silver Trust. The notes mature on August 13, 2029 and may be redeemed early at 100% of face amount plus any due coupon on specified quarterly dates from August 2027 through May 2029.
The notes pay a contingent monthly coupon of $13.209 per $1,000 (1.3209% monthly, up to about 15.85% per annum) only if on the relevant observation date each ETF is at or above 70% of its initial level (GLD $398.47, SLV $57.50). If at maturity the lesser-performing ETF is below 70% of its initial level, principal is reduced one-for-one with that ETF’s loss and investors can lose up to their entire investment, with no final coupon.
The estimated value at pricing is expected between $925 and $955 per $1,000 face amount, reflecting model values below issue price, and investors are exposed to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.