Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Index-Linked Notes due 2027 under its Medium-Term Notes, Series F program. The notes provide exposure to the S&P 500 Index with a limited downside “buffer” and a capped upside.
For each $1,000 note at maturity, investors receive: if the S&P 500 final level is above the initial level, a positive return equal to the index return, capped at a maximum settlement amount of $1,132.50; if the index is between the initial level and the 85% buffer level, repayment of the $1,000 face amount; if the index falls below the buffer level, losses of 1% of principal for each 1% decline below the buffer, with examples down to a 15% payout if the index falls to zero. The notes pay no interest and are cash-settled.
Key dates include a trade date of August 17, 2026, an original issue date of August 20, 2026, a determination date of December 17, 2027 and a stated maturity date of December 22, 2027, each subject to adjustment. The notes are subject to the credit risk of GS Finance Corp. and the guarantor, may trade below the issue price, are not listed on an exchange, and carry uncertain U.S. tax treatment characterized as a pre-paid derivative contract in the issuer’s view.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2027 linked to the common stock of Tesla, Inc. The notes are part of the Medium-Term Notes, Series F program.
For each $1,000 face amount, investors may receive a monthly contingent coupon of $12.917 (1.2917% per month, up to approximately 15.50% per annum) on each coupon payment date if the Tesla share price on the related observation date is at or above 57% of the initial underlier level, which also serves as the trigger buffer level. If Tesla closes below that trigger on an observation date, no coupon is paid.
The notes are automatically called if on any call observation date (from March 1 to August 31, 2027) Tesla’s closing level is at or above the initial level, in which case investors receive $1,000 plus the due coupon, ending the investment early. If the notes are not called and Tesla’s final level on September 30, 2027 is at or above the trigger buffer, investors receive $1,000 per note at maturity. If the final level falls below the trigger buffer, repayment is reduced 1:1 with Tesla’s negative return, down to a total loss of principal. The notes expose holders to full downside risk below the buffer, no upside participation beyond principal repayment, and the credit risk of both GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, are scheduled to run from an expected original issue date of August 17, 2026 to an expected maturity date of August 17, 2032, and are subject to an automatic annual call feature from 2027 through 2031.
If not called, each $1,000 note pays $1,720 (a 72% maturity return) if the final index level is at least 103% of the initial level; otherwise it returns only the $1,000 face amount. Annual call payments are capped via fixed call returns ranging from 12% to 60% if the index meets rising call levels.
The index allocates among futures-based equity, fixed income, commodity indices and a return-based money market position, with daily 5% volatility control and a momentum risk control overlay. Performance is calculated on an excess return over the federal funds rate and reduced by a 0.65% per annum deduction, and significant time may be spent in non-interest-bearing cash positions. The estimated value on the trade date is expected between $885 and $925 per $1,000 face amount, below the issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering ETF-linked Medium-Term Notes, Series F maturing on August 16, 2029. The notes are linked to three ETFs: State Street Consumer Staples Select Sector SPDR ETF, State Street Utilities Select Sector SPDR ETF and Invesco S&P 500 Low Volatility ETF, with payments based on ETF levels rather than their underlying indices.
Investors may receive a monthly contingent coupon of $6.25 per $1,000 (0.625%, up to 7.5% per year) on observation dates from September 2026 to August 2029, but only if the closing level of each ETF is at least 70% of its initial level; otherwise the coupon for that month is zero. The issuer may redeem the notes at 100% of face amount plus any coupon due on any coupon payment date from August 2027 through July 2029.
If the notes are not redeemed, principal repayment at maturity depends on the lesser performing ETF. If each ETF’s final level is at least 70% of its initial level, investors receive $1,000 plus the final coupon. If any ETF finishes below 70%, repayment is reduced in proportion to the worst ETF’s decline and the investor can lose up to 100% of principal with no final coupon. The estimated initial value is $925–$955 per $1,000, below the 100% issue price, reflecting structuring and distribution costs and GS’s pricing models.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Each note has a $1,000 face amount and pays no interest.
The notes may be automatically called on scheduled call payment dates if, on the related observation date, the closing level of each underlier is at or above its initial level. In that case, investors receive $1,000 plus a fixed call premium (starting at 13.5% in August 2027 and increasing to 39.375% by July 2029). If not called, payment at maturity depends solely on the lesser performing underlier. If all final underlier levels are above initial levels, investors participate 100% in the upside of the worst performer; if the worst final level is between 70% and 100% of its initial level, principal is returned; if it falls below 70%, repayment is reduced one-for-one with the loss, down to a possible total loss of principal.
Returns are further subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is stated to be less than the issue price, secondary market liquidity is uncertain, and the U.S. tax treatment is described as uncertain, with the notes treated as prepaid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Index-Linked Notes due October 21, 2027 under its Medium-Term Notes, Series F program. The notes are linked to the S&P 500 Index and do not bear interest.
At maturity, for each $1,000 note, investors receive: if the index has risen, $1,000 plus the index return, capped at a maximum settlement amount of $1,109; if the index has fallen by up to the 15% buffer, $1,000; and if it has fallen by more than 15%, a reduced amount equal to $1,000 plus 100% of the index loss beyond the buffer, which can result in a substantial loss of principal.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below face value, have limited liquidity, provide no dividends or shareholder rights in S&P 500 companies, and involve uncertain U.S. tax treatment characterized as a pre-paid derivative contract in respect of the index.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes pay no interest and repay principal and any upside only in cash.
The notes may be automatically called monthly starting in November 2027 if each index is at or above its initial level, in which case investors receive $1,000 per note plus a fixed call premium (rising from 17.1885% to 40.1065% over time). If not called, maturity payment depends solely on the worst-performing index. If that index finishes above its initial level, investors participate 100% in its gain; if it finishes between 70% and 100% of its initial level, principal is returned; if it falls below 70% of its initial level, repayment is reduced one-for-one with the loss in that index and investors can lose their entire investment.
Payments are subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value on the trade date will be lower than the issue price, secondary market liquidity is uncertain, and the U.S. tax treatment is described as uncertain.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500 Futures Excess Return Index, maturing on August 17, 2029. Payment at maturity depends on index performance from the August 14, 2026 trade date to the August 14, 2029 determination date.
For each $1,000 note, if the final index level is at or above the initial level, investors receive $1,000 plus 120% of the index gain. If the index is below the initial level but at or above the 75% buffer level, investors receive the absolute value of the index loss as a positive return, up to a 25% maximum. If the index falls below the buffer level, investors lose 1% of face amount for each 1% decline beyond the buffer, and could lose a substantial portion of principal; a hypothetical 19% final level yields only 44% of face. The notes pay no interest, are unsecured obligations subject to the credit risk of the issuer and guarantor, may trade below issue price, and embed structural, liquidity, futures-rolling and tax risks, including uncertain U.S. federal income tax treatment as a prepaid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Futures Excess Return Index-Linked Notes due 2028 under its medium-term note program. Each note has a $1,000 face amount and pays no interest; all return comes at maturity based on the S&P 500 Futures Excess Return Index.
At maturity, investors receive cash linked to index performance from trade date to determination date. Gains match the index return but are capped at $1,250 per $1,000. A 25% buffer provides upside for moderate declines: if the index falls by up to 25%, the note gains the same percentage. Below a 25% decline, principal is exposed 1:1 beyond the buffer, and investors can lose a substantial portion of principal, down to 25% of face in the extreme example shown. The notes are subject to the credit risk of GS Finance Corp. and its guarantor, may trade below issue price, are not listed, and link to equity futures (with potential negative roll yields and financing costs), making them riskier than conventional interest-bearing debt.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to the common stock of SoFi Technologies, Inc., maturing on August 23, 2029. Each security has a $1,000 face amount and pays a quarterly contingent coupon of at least $44.25 (at least 17.7% per annum) only if the SoFi stock closing price on the relevant calculation day is at or above 50% of the starting price.
From November 2026 through May 2029, the notes are subject to automatic call if SoFi’s stock closes at or above 90% of the starting price on a call date, returning the face amount plus the final contingent coupon. If not called, principal repayment at maturity depends on the final stock price: investors receive $1,000 if it is at least 50% of the starting price, but if it is below that downside threshold they are fully exposed to the decline from the starting price and can lose more than half, up to all, of their principal. Investors do not participate in any stock upside beyond coupons and receive no dividends. The estimated value on the pricing date is $925–$955 per $1,000 face amount, below the $1,000 offering price, reflecting fees, hedging and structuring costs, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.