The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500 Futures Excess Return Index, maturing in 2030. Each note has a $1,000 face amount and pays no interest; all return comes at maturity based on index performance.
If the final index level is at or above the initial level, investors receive $1,000 plus 152.5% of the index gain. If the index declines by up to the 25% buffer (down to 75% of the initial level), investors receive the absolute value of the index return, turning moderate losses into gains. Below the 75% buffer level, principal is exposed 1:1 to further declines, and investors can lose a substantial portion of their investment, as low as 25% of face amount in the worst hypothetical shown.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, do not provide any rights in futures or underlying stocks, and are expected to have an estimated value below the issue price. Returns depend on an equity futures index, which can underperform the S&P 500 due to financing costs, negative roll yield and market disruptions. U.S. tax treatment is uncertain; the issuer intends to treat the notes as prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,297,000 of callable index-linked notes due August 12, 2031. The notes are issued at 100% of face amount, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer, and do not bear interest.
Unless redeemed on August 12, 2027 for $1,120 per $1,000, the maturity payment depends on the lesser performing of the Nasdaq-100 Index® and S&P 500® Index. If both final index levels exceed their initial levels (29,722.30 for Nasdaq-100; 7,757.64 for S&P 500), investors receive $1,000 plus 100% of the lesser index’s gain; otherwise they receive only $1,000. The estimated value at pricing is about $984 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and the guarantor. For U.S. tax purposes the notes are treated as contingent payment debt instruments, requiring accrual of taxable ordinary income based on a 5.13% comparable yield and a projected maturity payment of $1,292.89 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked medium-term notes maturing on August 14, 2029, tied to the common stock of Advanced Micro Devices, Inc., the Class A common stock of Robinhood Markets, Inc., and the common stock of Tesla, Inc. Initial index stock prices are $483.36 (AMD), $93.29 (HOOD) and $328.58 (TSLA).
The notes pay a conditional monthly coupon of $18.042 per $1,000 (1.8042% monthly, up to about 21.65% per annum) only when each stock’s closing price on a coupon observation date is at or above 50% of its initial price. The notes are automatically called, at par plus coupon, if on any call observation date (from August 2027 through July 2029) each stock is at or above its initial price.
If not called, principal repayment depends on a trigger event at final valuation on August 7, 2029. If at least one stock finishes at or above its initial price, or if no trigger event occurs, investors receive full face amount (plus final coupon if each stock is at or above 50% of its initial price). If all stocks finish below their initial prices and any is below 50% of its initial price, repayment is reduced in proportion to the worst-performing stock, and investors can lose up to 100% of principal and receive no coupon. The estimated value at pricing is $972 per $1,000 face amount. The aggregate face amount on the original issue date is $379,000, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $446,000 aggregate face amount of auto-callable, income-bearing notes linked to the Class C common stock of Dell Technologies Inc., the common stock of QCOM Incorporated and the Class A common stock of Palantir Technologies Inc. The notes trade date is August 7, 2026, original issue date August 14, 2026, and stated maturity August 14, 2029, unless automatically called between August 2027 and July 2029 when all three stocks close at or above their initial prices of $453.77, $167.86 and $172.01, respectively.
Holders may receive contingent monthly coupons of $19.334 per $1,000 (1.9334% monthly, up to about 23.2% per annum) only when each stock is at or above 50% of its initial price; otherwise the coupon is zero. Principal is protected at maturity only if either no trigger event occurs (at least one stock at or above its initial price) or, if a trigger event occurs, all stocks are at or above 50% of their initial prices. If a trigger event occurs and any stock finishes below 50% of its initial price, repayment is reduced one-for-one with the worst-performing stock, potentially to zero.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and the guarantor. The estimated value at pricing is approximately $960 per $1,000 face amount; the original issue price is 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Russell 2000, S&P 500 and EURO STOXX 50 indexes, maturing in 2029. Investors receive a quarterly coupon of $18.75 per $1,000 (1.875%, up to 7.5% per year) only if on each observation date all three indexes are at or above 60% of their initial level. The notes are automatically called at par plus coupon if, on any call observation date from February 2027, all indexes are at or above their initial levels.
If not called, principal repayment at maturity depends solely on the lesser performing index. If that index is at or above 60% of its initial level, investors receive full principal; otherwise the payoff is $1,000 × (1 + lesser performing underlier return), exposing holders to full loss of principal. The issuer states the estimated value at pricing will be less than the 100% issue price, secondary market liquidity is uncertain, and returns are subject to the credit risk of GS Finance Corp. and its parent, as well as complex U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $28,767,630 of Buffer Autocallable GEARS, unsecured structured notes linked to the iShares Semiconductor ETF (SOXX). The notes are issued in $10 denominations, trade on August 7, 2026 and mature August 10, 2029, unless automatically called.
The notes provide 1.40x upside gearing if the final ETF price exceeds the initial price of $543.27, subject to an autocall feature: if on August 16, 2027 the ETF is at or above 100% of the initial price, investors receive $10 plus a 25% call return and the notes terminate. A 20% buffer applies at maturity; below 80% of the initial price, principal is reduced point-for-point, and a drop to zero would leave investors with 20% of face value. The estimated value is $9.70 per $10 face amount. No coupons are paid, the notes are not listed, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $5,505,000 of Auto-Callable Dual Directional Trigger PLUS notes linked to the Nasdaq-100 Index®, maturing on August 10, 2028. The notes do not pay interest and are principal-at-risk.
The notes are automatically called if, on August 16, 2027, the index closing value is at least the initial index value of 29,722.30, paying a fixed $1,133 per $1,000 and then terminating. If not called, at maturity investors receive: 150% of any positive index return; or, for final index levels between 80% and 100% of the initial value, principal plus the absolute index return (up to a 20% gain); or, if the index falls below the downside threshold of 23,777.84 (80% of initial), a payment proportional to index performance, potentially zero.
The initial estimated value is about $977 per $1,000, below the issue price, reflecting dealer compensation and structuring costs. Investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., market volatility in the Nasdaq-100 Index, limited liquidity, and uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,712,000 aggregate face amount of auto-callable notes linked to three State Street sector ETFs (Financial XLF, Technology XLK, Health Care XLV). The notes pay no interest and mature on August 12, 2031, unless automatically called.
The notes are automatically called on November 9, 2026 if each ETF is at least 90% of its initial level, paying $1,075 per $1,000. If held to maturity and all ETFs stay above 90%, investors earn a leveraged upside of 125% participation on the lesser-performing ETF plus a 10% adjustment. If any ETF finishes below 70% of its initial level, repayment is reduced at a buffer rate of about 142.86% of losses below that threshold, and principal can be lost in full. The estimated economic value is $979 per $1,000 face amount at pricing, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked, no-coupon notes whose payoff depends on an equally weighted basket of 7 large-cap stocks, each with an initial weighting of approximately 14.29% and an initial basket level of 100. The notes may be automatically called on August 20, 2027 if the basket level is at least 100, paying $1,207 per $1,000 face amount on August 25, 2027. If not called, the notes mature on August 10, 2028, with upside participation of 125% of any positive basket return and a downside buffer: full principal repayment for basket declines up to 20%, and losses at a 125% rate beyond that, potentially down to zero. The estimated value at pricing is about $952 per $1,000 face amount, reflecting dealer margin and structuring costs, and investors bear the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, Russell 2000® Index and Nasdaq-100 Index®. The notes have a face amount in $10 increments, trade date expected on August 11, 2026, and mature August 16, 2029, unless redeemed earlier.
The notes pay a contingent coupon of $0.285 per $10 per quarter (up to 11.4% p.a.) only if on every trading day in the prior observation period each index stays at or above its coupon barrier of 70% of its initial level. From November 2026 through May 2029, GS may call the notes on any coupon date at 100% of face amount plus any due coupon. At maturity, if not called and each index is at or above its downside threshold of 60% of its initial level, investors receive $10 per $10 face amount plus any final coupon. If any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the percentage loss of the lesser performing index and the investor can lose up to 100% of principal. The estimated initial value is $9.65–$9.95 per $10, below the 100% issue price, and any payment is subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.