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Goldman Sachs Group Inc. Form 4 Filings

GS NYSE

Every Form 4 that Goldman Sachs Group Inc. (GS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow GS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GS filings page.

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GOLDMAN SACHS GROUP INC (GS) reported that Chief Administrative Officer Ericka T. Leslie sold common stock in an open-market or private transaction. On 2026-08-28, she sold 600 shares at a weighted average price of $1,033.80 per share. Following this sale, she held 10,960 shares directly. An additional 40 shares are held indirectly through family trusts, for which she disclaims beneficial ownership.

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Goldman Sachs Group Inc. reports that Chief Administrative Officer Leslie Ericka T sold a total of 175 shares of common stock on August 4, 2026, in three open-market transactions. The sales covered 37 shares at a weighted average price of $1,053.05 per share, 129 shares at a weighted average price of $1,054.18 per share, and 9 shares at $1,054.77 per share. The prices in the first two trades occurred within stated ranges between $1,052.76 and $1,054.54 per share. She also reports 40 shares held indirectly through family trusts, for which she disclaims beneficial ownership. The filing does not indicate that these transactions were executed under a Rule 10b5-1 trading plan.

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Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Mark A. Flaherty received a grant of 22 Restricted Stock Units as part of his second quarter 2026 annual retainer. These RSUs are tied to common stock and will deliver shares approximately 90 days after he retires from the Board, bringing his direct RSU holdings to 5,270.

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HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. reported that director John B. Hess received a grant of 22 Restricted Stock Units (RSUs) on July 15, 2026, as part of his second quarter 2026 Annual Retainer. Following this award, he holds 892 RSUs. Shares underlying these RSUs will be delivered approximately 90 days after his retirement from the Board of Directors.

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JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 33 Restricted Stock Units (RSUs) on 2026-07-15 as his second quarter 2026 Annual Retainer for serving on the boards of Goldman Sachs Group Inc. and Goldman Sachs Bank USA. These RSUs represent 33 shares of common stock to be delivered approximately 90 days after his retirement from either board. Following this award, he directly holds 3,119 RSUs linked to Goldman Sachs common stock.

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OPPENHEIMER PETER reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 50 Restricted Stock Units as part of his second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Goldman Sachs and GS Bank boards, increasing his RSU holdings to 7,342. Shares underlying these RSUs will be delivered approximately 90 days after his retirement from the Goldman Sachs or GS Bank boards.

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Goldman Sachs Group Inc. director David A. Viniar reported a bona fide gift of 2,000 shares of common stock on July 15, 2026. After the gift, he holds 548,000 shares directly. He is also associated with 100,000 shares held through a limited liability company and 72,693 shares held through family trusts for which his spouse is sole trustee and he disclaims beneficial ownership.

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Goldman Sachs Group Inc. Chief Administrative Officer Ericka T. Leslie sold a total of 250 shares of common stock on July 15, 2026, in two open-market or private transactions at weighted average prices of $1,151.29 and $1,152.15 per share. After these sales, she directly holds 11,735 shares. An additional 40 shares are held in family trusts, and she disclaims beneficial ownership of those trust-held shares.

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Goldman Sachs Group Inc.’s Chief Financial Officer Denis P. Coleman reported open-market sales of common stock. On May 14, 2026, he sold a total of 6,857 shares of Goldman Sachs common stock in several transactions, each coded as an open-market sale.

Reported sale prices ranged from about $971.76 to $975.53 per share, with weighted average prices around $972–$975 as detailed in the footnotes. After these sales, individual transaction lines show remaining direct holdings such as 31,070 and 35,418 shares.

The filing also lists 4,232 shares held indirectly through trusts whose sole beneficiaries are immediate family members of Coleman, and for which he disclaims beneficial ownership.

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Goldman Sachs Group Inc. Chief Legal Officer Kathryn H. Ruemmler sold 14,292 shares of common stock in multiple open-market transactions on May 6, 2026. The sales occurred at prices generally in the $932.53 to $941.40 per share range based on disclosed weighted-average price bands.

Following these transactions, Ruemmler directly holds 15,657 shares of Goldman Sachs common stock. All transactions involved non-derivative common stock and were categorized as open-market sales.

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GOLDMAN SACHS GROUP INC Chairman and CEO David M. Solomon reported open-market sales of company stock. On May 1, 2026, he sold a total of 3,470 shares of common stock in two transactions at weighted average prices of $930.43 and $931.25 per share. Following these sales, he directly holds 137,262 shares of Goldman Sachs common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.

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Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman reported selling a total of 10,301 shares of common stock in open-market transactions on May 1, 2026. One sale covered 8,166 shares at a reported price of $930.21 per share, and another covered 2,135 shares at $925.18 per share.

The filing notes these figures reflect weighted average sale prices, with actual trade prices ranging from $930.00 to $930.81 and from $925.00 to $925.54. The report shows direct ownership amounts of 6,338 shares and 14,504 shares following the respective transactions.

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Goldman Sachs Group Inc.'s Chief Legal Officer and General Counsel, Kathryn H. Ruemmler, reported open-market sales of a total of 683 shares of the company’s common stock on May 1, 2026.

The transactions occurred in three blocks: 135 shares at a weighted average price of $928.85, 468 shares at $929.71, and 80 shares at $930.35, with each block executed across multiple prices within stated ranges. After these sales, she directly holds 29,949 shares of Goldman Sachs common stock.

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GOLDMAN SACHS GROUP INC director and CEO David M. Solomon reported equity compensation activity involving the company’s common stock. On April 28, 2026, 34,017 shares underlying Performance-based Restricted Stock Units granted in January 2023 were delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027. To cover related withholding obligations, 18,812 shares of common stock were withheld, a non-market tax-withholding disposition rather than an open-market sale. Following these transactions, he directly holds 140,732 shares of common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.

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Goldman Sachs president and COO John E. Waldron reported routine equity compensation activity. On April 28, 2026, 27,446 shares of common stock were delivered to him upon the vesting of performance-based restricted stock units granted in January 2023, without any cash paid.

In connection with this delivery, 15,178 shares were withheld to satisfy tax withholding obligations, a non-market tax-withholding disposition. After these transactions, Waldron directly held 118,536 shares of Goldman Sachs common stock. The delivered shares generally cannot be sold or transferred before January 2027.

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Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman reported routine equity compensation activity involving performance-based restricted stock units. On April 28, 2026, 19,206 shares of common stock underlying PSUs granted in January 2023 were delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027.

To cover tax withholding obligations tied to this delivery, 10,621 shares of common stock were withheld, a non-market disposition that does not represent an open-market sale. After these transactions, Coleman directly holds 37,927 shares of Goldman Sachs common stock. An additional 4,232 shares are held through trusts whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.

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Goldman Sachs Group Inc. executive John F.W. Rogers reported equity compensation activity involving performance-based restricted stock units (PSUs). On April 28, 2026, 21,915 PSUs granted in January 2023 converted into an equal number of common shares delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027. To cover tax withholding obligations on this vesting, 11,105 common shares were withheld. After these transactions, Rogers directly holds 49,817 common shares, while 38,165 shares are held by his spouse and 9,428 shares are held in a trust for his immediate family, for which he disclaims beneficial ownership.

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Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman reported equity compensation activity involving performance-based restricted stock units (PSUs). On April 28, 2026, 14,181 shares of common stock underlying PSUs granted on January 18, 2023 were delivered to her without payment of any consideration.

In connection with this delivery, 7,843 shares of common stock were withheld to satisfy tax withholding obligations, a non-market disposition that does not represent an open-market sale. After these transactions, Fredman directly holds 16,639 shares of Goldman Sachs common stock.

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Goldman Sachs Group Inc. chief legal officer Kathryn H. Ruemmler reported equity compensation activity involving performance-based restricted stock units. On April 28, 2026, 27,071 shares of common stock underlying PSUs granted on January 18, 2023 were delivered to her without any cash payment.

According to the filing, these shares generally cannot be sold or transferred before January 2027. In connection with the delivery, 14,972 shares of common stock were withheld to satisfy tax withholding obligations, meaning there was no open-market sale; the transactions reflect routine vesting and tax settlement of executive compensation.

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Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten sold shares of company stock. On April 23, 2026, he completed two open-market sales totaling 1,116 shares of common stock, at weighted average prices of $935.70 and $936.71 per share. Following these transactions, he directly holds 2,578 shares of Goldman Sachs common stock.

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Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported selling 1,115 shares of common stock in open-market transactions. The sales were made on April 17, 2026 in two trades: 706 shares at a weighted average price of $919.61 and 409 shares at a weighted average price of $918.46. After these transactions, Golten directly holds 3,694 Goldman Sachs common shares.

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Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Mark A. Flaherty reported a grant of 28 Restricted Stock Units for his first quarter 2026 Annual Retainer. Each RSU represents one share of common stock. Following this grant, he holds 5,248 RSUs. The underlying shares will be delivered about 90 days after he retires from the Board of Directors.

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HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director John B. Hess received a grant of 28 Restricted Stock Units as part of his first quarter 2026 annual retainer for board service. Following this award, he holds 870 RSUs directly. The underlying common shares will be delivered about 90 days after he retires from the board.

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JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 42 Restricted Stock Units as part of his first quarter 2026 annual retainer for serving on the company’s Board of Directors and the Board of Directors of Goldman Sachs Bank USA.

Each unit represents one share of Goldman Sachs common stock, to be delivered approximately 90 days after his retirement from either board. Following this award, Johnson holds a total of 3,086 RSUs directly.

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MITTAL LAKSHMI N reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Lakshmi N. Mittal received 28 Restricted Stock Units (RSUs) as part of his first quarter 2026 annual retainer. These RSUs represent the right to receive 28 shares of Goldman Sachs common stock.

Following this grant, Mittal holds a total of 6,320 RSUs directly. The common shares underlying these RSUs will be delivered approximately 90 days after he retires from the company’s Board of Directors, so this grant is part of long-term, deferred board compensation rather than an open-market stock purchase.

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OPPENHEIMER PETER reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 63 Restricted Stock Units for first quarter 2026 board compensation. The award covers his annual retainer and committee chair fee for serving on the Goldman Sachs board and the GS Bank USA board.

After this grant, he holds 7,292 shares-linked units directly. The common stock underlying these RSUs will be delivered in shares about 90 days after he retires from either the Goldman Sachs or GS Bank USA board, aligning payout with the end of his board service.

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Goldman Sachs Group Inc. executive John F.W. Rogers, an Executive Vice President, reported a series of open-market sales of the company’s common stock on February 11, 2026. The trades involved multiple small blocks of shares sold at prices generally between $950 and $968 per share.

After these sales, Rogers directly held 39,007 shares of Goldman Sachs common stock. Additional shares were held indirectly: 9,428 shares by his spouse and 38,165 shares through a trust whose sole trustee is his spouse and whose beneficiaries are immediate family members, for which he disclaims beneficial ownership.

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Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman sold 11,623 shares of common stock on February 9, 2026 in a series of open‑market transactions, at weighted average prices between $933.38 and $945.40 per share.

After these sales, he directly owned 29,342 shares of Goldman Sachs common stock. An additional 4,232 shares are held indirectly through trusts whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those indirectly held shares.

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Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported a series of open-market sales of common stock on February 9, 2026, totaling 2,292 shares at weighted average prices between $932.98 and $938.01 per share.

The transactions included 1,200 directly held shares and 1,092 shares held through trusts whose sole trustee is his spouse and whose beneficiaries are immediate family members; he disclaims beneficial ownership of the trust-held shares. Following these trades, he reported 4,809 shares held directly and no shares held indirectly.

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Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman reported equity compensation activity involving performance-based restricted stock units (PSUs) and common stock on January 27, 2026. PSUs granted on January 19, 2022 in connection with 2021 year-end compensation converted into 32,676 shares of common stock delivered to him without any cash payment.

To cover tax withholding on this vesting, 12,973 shares of common stock were withheld at a price of $931.86 per share. After these transactions, Coleman directly owned 40,965 shares of Goldman Sachs common stock, with an additional 4,232 shares held through trusts whose sole beneficiaries are his immediate family members; he disclaims beneficial ownership of those trust-held shares. The PSU award was performance-based, and the delivered shares generally cannot be sold or transferred before July 2026.

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Goldman Sachs Group Inc. Global Treasurer Halio Carey reported a series of open-market sales of common stock on January 27, 2026. The transactions were executed in multiple blocks at weighted average prices ranging from $921.25 to $932.26 per share, with underlying trade prices between $920.70 and $932.67 per share as detailed in the footnotes.

After these sales, Carey directly beneficially owned 2,017 shares of Goldman Sachs common stock. No derivative securities transactions were reported in this filing.

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Goldman Sachs Group Inc. Chairman and CEO David M. Solomon reported open-market sales of company common stock. On January 29, 2026, he sold 232 shares at a weighted average price of $938.84 per share and 40 shares at $939.41 per share.

Following these transactions, Solomon directly beneficially owned 125,527 shares of Goldman Sachs common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.

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Kathryn H. Ruemmler, Chief Legal Officer and General Counsel of Goldman Sachs Group Inc. (GS), reported a series of open-market sales of the company’s common stock on January 23, 2026. The transactions were executed in multiple tranches, including sales of 580, 1,494 and 2,660 shares, at weighted average prices ranging from $921.91 to $935.79 per share. After these sales, she directly beneficially owns 18,533 shares of Goldman Sachs common stock. Footnotes explain that each reported price is a weighted average within a disclosed price range, and that detailed trade-level pricing is available upon request.

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Goldman Sachs CFO Denis P. Coleman reported RSU-related share activity in the issuer’s common stock. On January 23, 2026, 5,249 shares underlying previously granted Restricted Stock Units were delivered to him without any cash payment, and the filing states these shares are not related to 2025 compensation.

On the same date, 2,467 shares were withheld at a price of $954.65 per share to cover tax withholding obligations, leaving 21,262 common shares held directly after the transactions. The filing also notes 4,232 additional shares held through trusts whose sole beneficiaries are his immediate family members, with beneficial ownership of those trust-held shares disclaimed.

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Goldman Sachs Group Inc. chief accounting officer Sheara J. Fredman reported a series of transactions in the company’s common stock. On January 23, 2026, Fredman received 530 shares at a price of $0, then executed multiple open-market sales of Goldman Sachs common stock in small blocks ranging from 10 to 875 shares each.

The reported sale prices include weighted average prices such as $917.88, $918.88, and $933.69 per share, with additional trades at $934.50 and $935.96 per share. After these transactions, Fredman directly held 10,301 shares of Goldman Sachs common stock.

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Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported routine equity compensation activity. On January 23, 2026, 5,482 shares of Goldman Sachs common stock were delivered to him upon the vesting and settlement of previously granted restricted stock units awarded in connection with compensation prior to 2025, with no cash payment required. To cover withholding obligations tied to this delivery, 2,904 shares were withheld at a value of $954.65 per share. After these transactions, Golten directly holds 6,009 shares of Goldman Sachs common stock and has 1,092 shares reported as indirectly held through family trusts, for which he disclaims beneficial ownership.

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Goldman Sachs Group Inc. reported an insider equity transaction by Global Treasurer Halio Carey. On January 23, 2026, 4,034 shares of common stock were delivered to Carey upon the conversion of previously granted Restricted Stock Units, with no cash paid, and the company notes these shares were not related to 2025 compensation.

To cover withholding obligations tied to this RSU delivery, 1,966 shares were withheld at a price of $954.65 per share. On the same day, Carey executed several open-market sales of common stock at weighted average prices ranging from $917.78 to $924.08 per share. After these transactions, Carey directly beneficially owned 4,863 shares of Goldman Sachs common stock.

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Goldman Sachs Group Inc. director David A. Viniar reported a series of indirect open-market sales of the company’s common stock on January 16, 2026. The transactions involved multiple blocks of shares, with weighted average sale prices ranging from about $968.60 to $975.68 per share, and underlying trade prices between $968.14 and $975.88 per share.

The sold shares were held through a limited liability company, so the activity is attributed to that entity rather than directly to Viniar personally. After these reported sales, an additional 72,693 shares are reported as held through trusts for which Viniar’s spouse is sole trustee and immediate family members are beneficiaries, and Viniar disclaims beneficial ownership of those trust-held shares.

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Goldman Sachs Group Inc. director David A. Viniar reported multiple transactions in the company’s common stock on January 16, 2026. He executed a series of open-market sales of common stock at weighted average prices generally between $957.16 and $975.28 per share, leaving him with 555,000 shares held directly after one of the reported sales and additional shares held indirectly.

Some of the sales involved indirect holdings that are held through a limited liability company, with one line showing 103,390 shares indirectly owned after the latest reported indirect sale. In addition, Viniar received a grant of 364 Restricted Stock Units for his 2025 annual grant, increasing his RSU holdings to 5,075 units, which will settle in common stock approximately 90 days after his retirement from the board.

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The Goldman Sachs Group Inc. director Jan E. Tighe reported a grant of 364 Restricted Stock Units (RSUs) on common stock. The RSUs were awarded as part of the director’s 2025 annual grant and are recorded at a price of $0 per unit, reflecting that this is an equity compensation award rather than an open-market purchase.

After this grant, Tighe beneficially owns a total of 5,607 RSUs related to Goldman Sachs common stock in direct form. The shares underlying these RSUs are scheduled to be delivered in common stock approximately 90 days after Tighe retires from the company’s Board of Directors, tying the award to continued board service.

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Goldman Sachs Group Inc. director Peter Oppenheimer reported a stock-based compensation grant in the form of derivative securities. On 01/16/2026, he was awarded 423 Restricted Stock Units (RSUs) at a price of $0 per unit, increasing his directly held RSUs to 7,229.

The RSUs represent his 2025 annual grant, fourth quarter 2025 board retainer and committee chair fee for service on the Goldman Sachs board, as well as his fourth quarter 2025 retainer for service on the board of Goldman Sachs Bank USA. Shares of Goldman Sachs common stock underlying these RSUs will be delivered about 90 days after he retires from either board.

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The Goldman Sachs Group Inc. director Thomas K. Montag reported an award of derivative equity-based compensation. On January 16, 2026, he received 364 Restricted Stock Units (RSUs) as part of his 2025 annual grant. Each RSU represents a right to receive one share of Goldman Sachs common stock.

The filing states that the shares underlying these RSUs will be delivered approximately 90 days after his retirement from the company’s Board of Directors. Following this grant, Montag beneficially owns 1,397 derivative securities in the form of RSUs, held in direct ownership.

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Goldman Sachs Group Inc. director Lakshmi N. Mittal reported a new equity award in the form of restricted stock units (RSUs). On 01/16/2026, he was granted 390 RSUs at a price of $0 per unit, increasing his directly held derivative position to 6,292 RSUs in total.

According to the footnote, these RSUs represent the director’s 2025 Annual Grant and fourth quarter 2025 Annual Retainer. The shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after Mittal retires from the Board of Directors, tying the award’s payout to the timing of his board service ending.

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Goldman Sachs Group Inc. director Kathleen R. McClure reported a new equity compensation award. On January 16, 2026, she received 360 Restricted Stock Units (RSUs) at a price of $0 per unit, increasing her beneficially owned derivative securities to 462 RSUs.

These RSUs represent a prorated 2025 annual grant and the fourth quarter 2025 annual retainer for her board service. The filing explains that the shares of common stock underlying these RSUs will be delivered approximately 90 days after her retirement from the company’s Board of Directors, tying the award to her continued board tenure.

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Goldman Sachs Group Inc. director Ellen Jamison Kullman reported receiving a grant of 364 Restricted Stock Units (RSUs) on January 16, 2026 as part of her 2025 annual equity award. Each RSU represents one share of Goldman Sachs common stock with a stated price of $0 per unit, reflecting that this is a compensation grant rather than a purchase. After this grant, she beneficially owns 5,798 RSUs in total. The underlying shares of common stock will be delivered approximately 90 days after her retirement from the Goldman Sachs Board of Directors.

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Goldman Sachs Group Inc. director Kevin R. Johnson received 403 restricted stock units (RSUs) on January 16, 2026. These RSUs represent part of his 2025 annual equity grant and the fourth quarter 2025 cash retainer equivalents for serving on the company’s Board of Directors and the Board of Goldman Sachs Bank USA. The RSUs carry a price of $0.00 per unit and increase his directly held derivative-based interest to 3,044 RSUs tied to Goldman Sachs common stock. The underlying shares will be delivered about 90 days after he retires from either the Goldman Sachs or GS Bank boards, aligning payout timing with the end of his board service.

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Goldman Sachs Group Inc. director John B. Hess reported an equity compensation award in the form of restricted stock units. On January 16, 2026, he received 390 restricted stock units (RSUs), recorded at a price of $0.00 per unit as they are a grant rather than a market purchase. Following this grant, he beneficially owns 842 derivative securities tied to the company’s common stock.

The RSUs represent Mr. Hess’s 2025 Annual Grant and his fourth quarter 2025 Annual Retainer for service on the Board of Directors. The underlying shares of common stock will be delivered approximately 90 days after his retirement from the Board, aligning the award with his continued board service.

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Goldman Sachs Group Inc. director Kimberley D. Harris reported a grant of 364 Restricted Stock Units (RSUs) on 01/16/2026. These RSUs were issued as the reporting person's 2025 annual equity grant at a price of $0 per unit, reflecting that they are an incentive award rather than a purchase.

After this award, Harris beneficially owned 3,534 derivative securities in the form of RSUs, held directly. The footnote explains that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after Harris retires from the company’s Board of Directors, linking the ultimate share delivery to board service.

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Goldman Sachs Group Inc. director Mark A. Flaherty reported receiving a grant of 390 Restricted Stock Units (RSUs) on January 16, 2026. The RSUs were awarded as part of his 2025 Annual Grant and his fourth quarter 2025 annual retainer for serving on the board.

Each RSU represents one share of Goldman Sachs common stock, and the shares will be delivered approximately 90 days after his retirement from the company’s Board of Directors. Following this grant, Flaherty directly holds 5,220 derivative securities in the form of RSUs, reflecting his equity-based compensation as a director.

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Goldman Sachs Group Inc. director Michele M. Burns reported receiving 364 Restricted Stock Units (RSUs) on January 16, 2026 as part of her 2025 annual equity grant. This is a grant of the right to receive shares, not an immediate stock purchase.

After this award, she beneficially owned 5,075 RSUs in total on a direct basis. The filing states that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after her retirement from the company’s Board of Directors, tying settlement to the end of her board service.