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Goldman Sachs (NYSE: GS) grants director 33 RSUs for 2026 board service

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Form Type
4

Rhea-AI Filing Summary

JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 33 Restricted Stock Units (RSUs) on 2026-07-15 as his second quarter 2026 Annual Retainer for serving on the boards of Goldman Sachs Group Inc. and Goldman Sachs Bank USA. These RSUs represent 33 shares of common stock to be delivered approximately 90 days after his retirement from either board. Following this award, he directly holds 3,119 RSUs linked to Goldman Sachs common stock.

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Insider JOHNSON KEVIN R
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 33 $0.00 --
Holdings After Transaction: Restricted Stock Units — 3,119 shares (Direct)
Footnotes (1)
  1. [object Object]
RSUs granted 33 Restricted Stock Units Grant on 2026-07-15 as second quarter 2026 Annual Retainer
RSUs after transaction 3,119 Restricted Stock Units Total direct RSU holdings following the 33-unit award
Transaction price per RSU $0.0000 per unit Grant/award acquisition of RSUs reported with zero price
Share delivery timing Approximately 90 days Delivery of common shares after retirement from the relevant board
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Annual Retainer financial
"granted for the Reporting Person's second quarter 2026 Annual Retainer for service"
Board of Directors of Goldman Sachs Bank USA financial
"service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank")."

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FAQ

What did the Form 4 for GS disclose about Kevin R. Johnson?

The Form 4 reports that Kevin R. Johnson, a director of Goldman Sachs Group Inc. (GS), received a grant of 33 Restricted Stock Units (RSUs) as part of his second quarter 2026 Annual Retainer for board service.

How many RSUs were granted to Kevin R. Johnson in this GS filing?

Kevin R. Johnson was granted 33 RSUs. Each RSU corresponds to one share of Goldman Sachs common stock, forming part of his second quarter 2026 Annual Retainer for serving on the boards of Goldman Sachs Group Inc. and Goldman Sachs Bank USA.

When will Kevin R. Johnson receive GS shares underlying these RSUs?

Shares underlying the 33 RSUs will be delivered approximately 90 days after Kevin R. Johnson retires from the Goldman Sachs Group Inc. Board of Directors or the Goldman Sachs Bank USA Board of Directors, depending on which retirement applies.

What are Kevin R. Johnson’s GS RSU holdings after this transaction?

After this grant, Kevin R. Johnson directly holds 3,119 Restricted Stock Units tied to Goldman Sachs common stock. This figure reflects his total direct RSU holdings following the 33-unit award reported in the Form 4 filing.

Is the GS Form 4 transaction a market purchase or compensation grant?

The reported transaction is a compensation grant, not a market purchase. The 33 RSUs were awarded as part of Kevin R. Johnson’s second quarter 2026 Annual Retainer for serving on the boards of Goldman Sachs Group Inc. and Goldman Sachs Bank USA.

What security underlies the RSUs granted to Kevin R. Johnson at GS?

The granted RSUs are linked to Goldman Sachs common stock, par value $0.01 per share. The 33 Restricted Stock Units are convertible into 33 shares of this common stock upon delivery after his retirement from the applicable board.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON KEVIN R

(Last)(First)(Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/15/2026A33 (1) (1)Common Stock, par value $0.01 per share33$03,119D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)