Goldman Sachs grants Kevin R. Johnson 44 stock units

Underlying Goldman Sachs common shares will be delivered approximately 90 days after Johnson retires from the Goldman Sachs Group or Goldman Sachs Bank USA board, as applicable.

Rhea-AI Filing Summary

Goldman Sachs Group (GS) director Kevin R. Johnson was granted 44 restricted stock units on October 14, 2026, bringing his reported direct RSU position to 3,163 units. The award represents third-quarter 2026 annual retainers for service on the Goldman Sachs Group board and the Goldman Sachs Bank USA board.

Insider Trade Summary

Grant/Award: 44 shares

Grant/Award 1 txn

Insider JOHNSON KEVIN R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1	44	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 3,163 contracts (Direct)

Footnotes (1)

1. F1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Key Figures

RSUs granted: 44 restricted stock units Reported direct RSU position after grant: 3,163 restricted stock units Share delivery timing: Approximately 90 days

3 metrics

RSUs granted 44 restricted stock units October 14, 2026 award

Reported direct RSU position after grant 3,163 restricted stock units Following the October 14, 2026 award

Share delivery timing Approximately 90 days After retirement from the applicable board

Key Terms

Restricted Stock Units ("RSUs"), Annual Retainer, underlying these RSUs

3 terms

Restricted Stock Units ("RSUs") financial

"Represents Restricted Stock Units ("RSUs") granted"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Annual Retainer financial

"third quarter 2026 Annual Retainer"

underlying these RSUs financial

"common stock underlying these RSUs"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GS restricted stock units did Kevin R. Johnson receive?

Kevin R. Johnson was granted 44 restricted stock units on October 14, 2026. His reported direct RSU position after the award was 3,163 units.

When will the shares underlying Kevin R. Johnson’s GS RSUs be delivered?

The underlying common shares will be delivered approximately 90 days after his retirement from the Goldman Sachs Group or Goldman Sachs Bank USA board, as applicable.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/16/2026 - 04:11 PM EDT Accepted by SEC EDGAR 10/16/2026 - 04:11 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOHNSON KEVIN R

(Last) (First) (Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/14/2026		A		44		(1)	(1)	Common Stock, par value $0.01 per share	44	$0	3,163	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	10/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)