Goldman Sachs redeems Series O, V preferred shares

Goldman Sachs redeems Series O, V preferred shares

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When did GS redeem its Series O and Series V preferred shares?

8-K Event Classification

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When did GS redeem its Series O and Series V preferred shares?

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Available on EDGAR 11/13/2026 - 04:25 PM EST Accepted by SEC EDGAR 11/13/2026 - 04:24 PM EST

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8-K

The Goldman Sachs Group, Inc. (GS) redeemed all outstanding shares of its 5.30% Series O and 4.125% Series V preferred stock on November 10, 2026. On November 12, it filed Certificates of Elimination removing provisions for those series from its restated certificate of incorporation.

2 items: 5.03, 9.01

2 items

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance

The company amended its charter documents, bylaws, or changed its fiscal year.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Series O preferred stock rate: 5.30% Series V preferred stock rate: 4.125%

2 metrics

Series O preferred stock rate 5.30% Fixed-to-floating rate, non-cumulative preferred stock

Series V preferred stock rate 4.125% Fixed-rate reset, non-cumulative preferred stock

Certificates of Elimination, Certificate of Designations

2 terms

Certificates of Elimination regulatory

"filed Certificates of Elimination"

Certificate of Designations regulatory

"matters set forth in the Certificate of Designations"

A certificate of designations is a formal legal document that spells out the specific rights and rules attached to a particular class of stock, most often preferred shares. It tells investors who gets paid first, what dividends or conversion rights exist, and any voting or liquidation priorities—like an instruction sheet that decides which shareholders get preference if a company pays out or is sold. Those terms directly affect a security’s value and risk.

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The Goldman Sachs Group, Inc. redeemed all outstanding shares of both series on November 10, 2026. It filed Certificates of Elimination for the series on November 12, 2026.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K


		CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

		Date of Report (Date of earliest event reported): November 12, 2026

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)


Delaware	No. 001-14965	No. 13-4019460
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

200 West Street, New York, N.Y.		10282
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 902-1000

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol	Exchange on which registered

Common stock, par value $.01 per share	GS	NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A	GS PrA	NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C	GS PrC	NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D	GS PrD	NYSE

5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II	GS/43PE	NYSE

Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III	GS/43PF	NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.	GS/31B	NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.	GS/31X	NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On November 12, 2026, the Company filed Certificates of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware eliminating from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its 5.30% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series O (the “Series O Preferred Stock”) and its 4.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series V (the “Series V Preferred Stock”), as applicable. All outstanding shares of the Series O Preferred Stock and Series V Preferred Stock were redeemed on November 10, 2026. Copies of the Certificates of Elimination relating to the Series O Preferred Stock and Series V Preferred Stock are listed as Exhibits 3.1 and 3.2, respectively, to this Current Report on Form 8-K and are incorporated herein by reference. A Restated Certificate of Incorporation reflecting the elimination of its Series O Preferred Stock and Series V Preferred Stock was filed with the Secretary of State of the State of Delaware on November 12, 2026, and is listed as Exhibit 3.3 to this Current Report on Form 8-K and is incorporated herein by reference.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are filed as part of this Current Report on Form 8-K:


3.1		Certificate of Elimination relating to the Series O Preferred Stock.

3.2		Certificate of Elimination relating to the Series V Preferred Stock.

3.3		Restated Certificate of Incorporation of The Goldman Sachs Group, Inc., amended as of November 12, 2026.

101		Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language).

104		Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Source: View Original Filing on SEC EDGAR

7 documents

THE GOLDMAN SACHS GROUP, INC.

(Registrant)

Date: November 13, 2026

/s/ Matthew E. Tropp

Matthew E. Tropp

Assistant Secretary